-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M0dB8MlDCszvx/bxVkrxRW5XOBX/9YjH4uTonOKp/u+x7DU+dVy2sS0onbG4oohQ 9aO1TVVPQhTqj3RIdOPKPg== 0001047469-10-007547.txt : 20100816 0001047469-10-007547.hdr.sgml : 20100816 20100816142010 ACCESSION NUMBER: 0001047469-10-007547 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 101018849 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 a2199722z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-10 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Radcliffe Capital Management, L.P. (formerly R.G. Capital Management, L.P., file no. 28-10367) --------------------------------------------------------- Address: 50 Monument Road, Suite 300 --------------------------------------------------------- Bala Cynwyd, PA 19004 --------------------------------------------------------- Form 13F File Number: 28-10367 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maria R. McGarry ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 610-617-5900 ------------------------------- Signature, Place, and Date of Signing: /s/ Maria R. McGarry Bala Cynwyd, PA August 16, 2010 ------------------------------- ----------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 53 -------------------- Form 13F Information Table Value Total: $362,516 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHARES / SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x 1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------------- ADC Telecommunications Inc CONVRT BOND 000886AB7 7,637 8,647,000 PRN SOLE 4,572,000 4,075,000 ADC Telecommunications Inc CONVRT BOND 000886AE1 809 1,000,000 PRN SOLE 0 1,000,000 AirTran Holdings Inc CONVRT BOND 00949PAB4 12,754 12,750,000 PRN SOLE 11,625,000 1,125,000 Alcatel-Lucent/France CONVRT BOND 549463AH0 7,182 8,500,000 PRN SOLE 5,500,000 3,000,000 Alliant Techsystems Inc CONVRT BOND 018804AN4 14,477 14,893,000 PRN SOLE 14,893,000 0 Amkor Technology Inc CONVRT BOND 031652AX8 2,168 2,250,000 PRN SOLE 2,250,000 0 Avatar Holdings Inc CONVRT BOND 053494AF7 13,025 13,119,000 PRN SOLE 13,119,000 0 Bill Barrett Corp CONVRT BOND 06846NAA2 12,016 12,100,000 PRN SOLE 12,100,000 0 CEDC CONVRT BOND 153435AA0 1,665 2,000,000 PRN SOLE 2,000,000 0 Century Aluminum Co CONVRT BOND 156431AE8 4,768 5,065,000 PRN SOLE 5,065,000 0 Charming Shoppes Inc CONVRT BOND 161133AE3 7,487 9,750,000 PRN SOLE 5,667,000 4,083,000 China Hydroelectric Corp COMMON STOCK 16949D101 2,880 420,044 SHS SOLE 420,044 0 Covanta Holding Corp CONVRT BOND 22282EAA0 7,926 8,500,000 PRN SOLE 8,500,000 0 Earthlink Inc CONVRT BOND 270321AA0 1,607 1,500,000 PRN SOLE 1,500,000 0 Eastman Kodak Co CONVRT BOND 277461BE8 132 133,000 PRN SOLE 133,000 0 Energy Conversion Devices Inc CONVRT BOND 292659AA7 1,681 3,000,000 PRN SOLE 1,750,000 1,250,000 Euronet Worldwide Inc CONVRT BOND 298736AF6 5,596 6,000,000 PRN SOLE 3,000,000 3,000,000 Evergreen Solar Inc CONVRT BOND 30033RAC2 1,930 6,669,000 PRN SOLE 6,669,000 0 Exterran Holdings Inc CONVRT BOND 410768AE5 3,907 4,100,000 PRN SOLE 2,280,000 1,820,000 Flextronics International Ltd CONVRT BOND 33938EAL1 1,745 1,750,000 PRN SOLE 1,750,000 0 FuelCell Energy Inc COMMON STOCK 35952H106 915 775,800 SHS SOLE 775,800 0 Global Crossing Ltd CONVRT BOND 37932JAA1 23,106 23,175,000 PRN SOLE 20,580,000 2,595,000 Griffon Corp CONVRT BOND 398433AC6 3,272 3,274,000 PRN SOLE 3,274,000 0 GSI Commerce Inc CONVRT BOND 36238GAD4 1,851 1,644,000 PRN SOLE 1,644,000 0 Iconix Brand Group Inc CONVRT BOND 451055AB3 5,480 9,888,000 PRN SOLE 7,888,000 2,000,000 Jazz Technologies Inc. CONVRT BOND 47214EAA0 2,291 2,400,000 PRN SOLE 1,200,000 1,200,000 L-1 Identity Solutions Inc CONVRT BOND 50212AAB2 9,618 10,320,000 PRN SOLE 7,190,000 3,130,000 LDK Solar Co Ltd CONVRT BOND 50183LAB3 7,546 9,500,000 PRN SOLE 9,500,000 0 Level 3 Communications Inc CONVRT BOND 52729NBA7 4,205 4,215,000 PRN SOLE 4,215,000 0 Level 3 Communications Inc CONVRT BOND 52729NBF6 12,986 13,570,000 PRN SOLE 13,570,000 0 Lifetime Brands Inc CONVRT BOND 53222QAB9 1,481 1,500,000 PRN SOLE 1,500,000 0 Masco Corp CONVRT BOND 574599BB1 3,833 7,500,000 PRN SOLE 7,500,000 0 Mentor Graphics Corp CONVRT BOND 587200AD8 282 285,000 PRN SOLE 285,000 0 Mentor Graphics Corp CONVRT BOND 587200AF3 5,238 5,313,000 PRN SOLE 2,656,000 2,657,000 MF Global Holdings Ltd CONVRT BOND 55276YAB2 2,050 2,000,000 PRN SOLE 2,000,000 0 Nash Finch Co CONVRT BOND 631158AD4 5,207 12,050,000 PRN SOLE 8,562,000 3,488,000 National Financial Partners Co CONVRT BOND 63607PAA7 19,159 20,100,000 PRN SOLE 17,600,000 2,500,000
Newport Corp CONVRT BOND 651824AB0 15,602 16,513,000 PRN SOLE 15,063,000 1,450,000 NII Holdings Inc CONVRT BOND 62913FAF9 2,746 2,750,000 PRN SOLE 2,750,000 0 ON Semiconductor Corp CONVRT BOND 682189AD7 2,219 2,000,000 PRN SOLE 2,000,000 0 Penn Virginia Corp CONVRT BOND 707882AA4 3,049 3,250,000 PRN SOLE 1,750,000 1,500,000 SAVVIS Inc CONVRT BOND 805423AA8 9,864 10,502,000 PRN SOLE 5,450,000 5,052,000 School Specialty Inc CONVRT BOND 807863AE5 9,663 9,678,000 PRN SOLE 9,678,000 0 Seagate Technology CONVRT BOND 577729AE6 1,009 1,000,000 PRN SOLE 1,000,000 0 Sirius XM Radio Inc CONVRT BOND 82966UAD5 11,913 12,350,000 PRN SOLE 12,350,000 0 Sonic Automotive Inc CONVRT BOND 83545GAK8 5,200 5,250,000 PRN SOLE 5,250,000 0 Spartan Stores Inc CONVRT BOND 846822AE4 2,761 3,200,000 PRN SOLE 1,450,000 1,750,000 SunPower Corp CONVRT BOND 867652AA7 12,276 14,240,000 PRN SOLE 12,360,000 1,880,000 SunPower Corp CONVRT BOND 867652AB5 14,571 14,650,000 PRN SOLE 14,650,000 0 Trina Solar Ltd CONVRT BOND 89628EAA2 10,334 8,500,000 PRN SOLE 8,500,000 0 United Rentals Inc CONVRT BOND 911365AH7 12,302 12,416,000 PRN SOLE 12,416,000 0 US Airways Group Inc CONVRT BOND 90341WAB4 8,800 8,765,000 PRN SOLE 8,765,000 0 Yingli Green Energy Holding Co CONVRT BOND 98584BAA1 20,297 18,000,000 PRN SOLE 15,000,000 3,000,000 Records 53 Total Mkt Value 362,516
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