0001415889-17-001128.txt : 20170705 0001415889-17-001128.hdr.sgml : 20170705 20170705202412 ACCESSION NUMBER: 0001415889-17-001128 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AzurRx BioPharma, Inc. CENTRAL INDEX KEY: 0001604191 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 760 PARKSIDE AVENUE STREET 2: SUITE 304 CITY: BROOKLYN STATE: NY ZIP: 11226 BUSINESS PHONE: 646-699-7855 MAIL ADDRESS: STREET 1: 760 PARKSIDE AVENUE STREET 2: SUITE 304 CITY: BROOKLYN STATE: NY ZIP: 11226 FORMER COMPANY: FORMER CONFORMED NAME: BioPharma d'Azur, Inc. DATE OF NAME CHANGE: 20140331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALK MATTHEW CENTRAL INDEX KEY: 0001217674 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37853 FILM NUMBER: 17950590 MAIL ADDRESS: STREET 1: 229 WEST 60TH STREET CITY: NEW YORK STATE: NY ZIP: 10023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pelican Partners LLC CENTRAL INDEX KEY: 0001681335 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37853 FILM NUMBER: 17950591 BUSINESS ADDRESS: STREET 1: PO BOX 2422 CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 917-842-2353 MAIL ADDRESS: STREET 1: PO BOX 2422 CITY: WESTPORT STATE: CT ZIP: 06880 4/A 1 form4a-07052017_050702.xml X0306 4/A 2017-06-30 2017-07-03 0001604191 AzurRx BioPharma, Inc. AZRX 0001681335 Pelican Partners LLC PO BOX 2422 WESTPORT CT 06880 false false true false 0001217674 BALK MATTHEW PO BOX 2422 WESTPORT CT 06880 0 0 1 0 Common Stock 2017-06-30 4 S 0 100000 3 D 1687796 D Common Stock 2017-06-30 4 S 0 60000 3.50 D 1627796 D Securities were sold in private, negotiated transactions. The purchasers agreed to not sell the securities purchased for a period of 120 days, resulting in a lock-up during such period. /s/ Matthew Balk 2017-07-05 Pelican Partners LLC<br> By: /s/ Matthew Balk as managing member of Pelican Partners LLC 2017-07-05