0001217541-11-000010.txt : 20111020 0001217541-11-000010.hdr.sgml : 20111020 20111020142742 ACCESSION NUMBER: 0001217541-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111020 DATE AS OF CHANGE: 20111020 EFFECTIVENESS DATE: 20111020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 111150041 BUSINESS ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-255-3333 MAIL ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR 1 r13f-sep11.txt DHCM SEPTEMBER 30, 2011 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 31, 2011 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 325 John H. McConnell Blvd. Suite 200 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: 28-10648 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Compliance Officer ------------------------ Phone: 614-255-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 10/20/11 - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 143 -------------- Form 13F Information Table Value Total: $ 7,058,222 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. 88579Y101 112121 1561789 SH Sole 1541795 19994 AAR Corporation 000361105 7744 464568 SH Sole 462428 2140 Aaron's Inc. 002535300 14056 556683 SH Sole 553758 2925 Abbott Laboratories 002824100 189292 3701443 SH Sole 3657175 44268 ACE Limited H0023R105 689 11370 SH Sole 11370 Air Products & Chemicals Inc. 009158106 128022 1676340 SH Sole 1655209 21131 Alaska Air Group Inc. 011659109 1742 30945 SH Sole 30945 Alere Inc 01449J105 4111 209210 SH Sole 209210 Alleghany Corp. 017175100 17524 60743 SH Sole 56976 3767 Allegiant Travel Co. 01748X102 15321 325069 SH Sole 323959 1110 American Express Co. 025816109 86321 1922506 SH Sole 1904501 18005 Amgen Inc. 031162100 78942 1436617 SH Sole 1420062 16555 Anadarko Petroleum Corp. 032511107 232933 3694416 SH Sole 3652981 41435 Apache Corp. 037411105 135862 1693200 SH Sole 1673378 19822 Apogee Enterprises Inc. 037598109 6020 700845 SH Sole 643985 56860 Apple Inc. 037833100 2530 6635 SH Sole 6635 Arch Capital Group Ltd. G0450A105 18800 575359 SH Sole 544436 30923 Assurant Inc. 04621X108 106676 2979781 SH Sole 2891260 88521 Assured Guaranty Ltd. G0585R106 86334 7855721 SH Sole 7572673 283048 B & G Foods Inc. 05508R106 12083 724410 SH Sole 669770 54640 Bank of America Corp. 060505104 460 75160 SH Sole 75160 Bank of New York Mellon Corp. 064058100 1326 71317 SH Sole 71317 Baxter International Inc. 071813109 114475 2039102 SH Sole 2032910 6192 BB&T Corp. 054937107 344 16108 SH Sole 16108 Berry Petroleum Co. (Cl A) 085789105 24552 693945 SH Sole 663570 30375 Brink's Co. 109696104 15384 659977 SH Sole 618602 41375 Broadridge Financial Solutions 11133T103 12448 618068 SH Sole 517178 100890 Callaway Golf Co. 131193104 6992 1352412 SH Sole 1220392 132020 Carrizo Oil & Gas Inc. 144577103 7758 359984 SH Sole 358744 1240 Carter's, Inc. 146229109 7686 251659 SH Sole 226039 25620 Chubb Corp 171232101 103207 1720401 SH Sole 1696736 23665 Cimarex Energy Co. 171798101 54299 974846 SH Sole 925507 49339 Cisco Systems Inc. 17275R102 79656 5142443 SH Sole 5081233 61210 City National Corp 178566105 4908 129990 SH Sole 129445 545 Cleco Corp. 12561W105 14821 434127 SH Sole 411582 22545 CME Group Inc. 12572Q105 2641 10720 SH Sole 10720 ConAgra Foods Inc. 205887102 153834 6351514 SH Sole 6145109 206405 CoreLogic Inc. 21871D103 16827 1577009 SH Sole 1471534 105475 Corrections Corp. of America 22025Y407 17627 776856 SH Sole 710691 66165 CSG Systems International Inc. 126349109 10285 813651 SH Sole 744153 69498 Denbury Resources Inc. 247916208 13208 1148559 SH Sole 1012569 135990 Devon Energy Corp. 25179M103 195774 3531284 SH Sole 3488330 42954 Discover Financial Services 254709108 409 17820 SH Sole 17820 Dover Corp. 260003108 119013 2553925 SH Sole 2479987 73938 Energen Corp. 29265N108 2927 71575 SH Sole 49200 22375 Energizer Holdings Inc. 29266R108 41500 624621 SH Sole 588221 36400 EOG Resources Inc. 26875P101 121878 1716353 SH Sole 1697188 19165 Exterran Holdings Inc. 30225X103 8361 860157 SH Sole 790277 69880 Exxon Mobil Corp. 30231G102 127510 1755616 SH Sole 1736076 19540 Fedex Corp. 31428X106 3273 48365 SH Sole 48365 First American Financial Corp. 31847R102 2054 160441 SH Sole 159861 580 First California Financial Gro 319395109 415 137736 SH Sole 137736 First Financial Holdings Inc. 320239106 468 116662 SH Sole 116662 First Niagara Financial Group 33582V108 6268 685010 SH Sole 581570 103440 First of Long Island Corp. 320734106 1423 62789 SH Sole 34301 28488 First Republic Bank/San Fran 33616C100 2161 93315 SH Sole 93315 Flowers Foods Inc. 343498101 26694 1371730 SH Sole 1276678 95052 Fluor Corp. 343412102 51223 1100393 SH Sole 1074798 25595 Forest Laboratories Inc. 345838106 9045 293765 SH Sole 207450 86315 Forest Oil Corp. 346091705 8274 574584 SH Sole 554099 20485 General Mills Inc. 370334104 137169 3565606 SH Sole 3524667 40939 Global Sources Ltd. G39300101 6899 1019044 SH Sole 960853 58191 Greatbatch Inc 39153L106 11101 554776 SH Sole 514356 40420 Hartford Financial Services Gr 416515104 4682 290075 SH Sole 290075 HCC Insurance Holdings Inc. 404132102 10500 388175 SH Sole 355105 33070 Hillenbrand Inc. 431571108 20209 1098302 SH Sole 1035612 62690 Horace Mann Educators Corp. 440327104 10609 929835 SH Sole 869675 60160 Hub Group Inc. (Cl A) 443320106 11825 418289 SH Sole 388744 29545 Huntington Bancshares Inc. 446150104 11718 2441346 SH Sole 2247630 193716 Illinois Tool Works Inc. 452308109 110184 2648653 SH Sole 2614903 33750 International Business Machine 459200101 151194 863817 SH Sole 854803 9014 Ishares Russell 1000 Value 464287598 2022 35736 SH Sole 35736 iStar Financial Inc. 45031U101 25413 4366466 SH Sole 4203267 163199 Jarden Corp 471109108 2563 90684 SH Sole 90684 Johnson & Johnson 478160104 140755 2209305 SH Sole 2192616 16689 JPMorgan Chase & Co. 46625H100 88392 2934647 SH Sole 2895382 39265 Juniper Networks 48203R104 27004 1564553 SH Sole 1526108 38445 K-Swiss Inc. (Cl A) 482686102 5065 1191781 SH Sole 1085076 106705 Kaydon Corp. 486587108 4291 149605 SH Sole 148645 960 Kennametal Inc. 489170100 35128 1072945 SH Sole 1045070 27875 Kimberly-Clark Corp. 494368103 63219 890281 SH Sole 874661 15620 KLA-Tencor Corp. 482480100 1889 49356 SH Sole 37401 11955 Legget & Platt Inc. 524660107 3178 160580 SH Sole 114290 46290 Life Technologies Corp 53217V109 6465 168215 SH Sole 143260 24955 Lifepoint Hospitals Inc. 53219L109 22253 607333 SH Sole 572928 34405 Linear Technology Corp. 535678106 45788 1655982 SH Sole 1583497 72485 Liquidity Services Inc. 53635B107 4387 136797 SH Sole 122167 14630 Live Nation Entertainment Inc. 538034109 7109 887510 SH Sole 884370 3140 Marsh & McLennan Cos. 571748102 63172 2380261 SH Sole 2345896 34365 Mattel 577081102 95383 3684168 SH Sole 3603668 80500 McDonald's Corp. 580135101 133443 1519509 SH Sole 1502418 17091 Medtronic Inc. 585055106 181015 5445700 SH Sole 5376990 68710 Merck & Co Inc 58933Y105 155331 4748727 SH Sole 4738722 10005 Microsoft Corp. 594918104 155486 6246919 SH Sole 6161462 85457 Mid-America Apartment Communit 59522J103 9160 152102 SH Sole 151192 910 Molson Coors Brewing Co. (Cl B 60871R209 5007 126400 SH Sole 86975 39425 Morgan Stanley 617446448 5080 376310 SH Sole 376310 Myriad Genetics Inc. 62855J104 28894 1541848 SH Sole 1485963 55885 NACCO Industries, Inc. Class A 629579103 7752 122267 SH Sole 121832 435 National Penn Bancshares Inc. 637138108 9864 1407163 SH Sole 1261573 145590 Nike Inc - Class B 654106103 84919 993089 SH Sole 981974 11115 Noble Energy Inc. 655044105 9449 133457 SH Sole 93821 39636 Occidental Petroleum Corp. 674599105 249839 3494250 SH Sole 3456918 37332 Old Republic International Cor 680223104 38723 4341095 SH Sole 4095835 245260 Parker Hannifin Corp. 701094104 111137 1760453 SH Sole 1733321 27132 PepsiCo Inc. 713448108 185748 3000772 SH Sole 2964952 35820 Pfizer Inc. 717081103 176383 9976428 SH Sole 9957135 19293 Pharmaceutical Product Develop 717124101 18543 722625 SH Sole 670555 52070 PNC Financial Services Group I 693475105 133461 2769485 SH Sole 2751955 17530 Popular Inc. 733174106 11900 7933001 SH Sole 7599586 333415 PPG Industries Inc. 693506107 55833 790171 SH Sole 780941 9230 Procter & Gamble Co. 742718109 191605 3032679 SH Sole 2994350 38329 Prudential Financial Inc. 744320102 126050 2689926 SH Sole 2658063 31863 Quest Diagnostics Inc. 74834L100 101341 2053096 SH Sole 1974756 78340 Ralcorp Holdings Inc. 751028101 13021 169743 SH Sole 155758 13985 Redwood Trust Inc. 758075402 7141 639306 SH Sole 595746 43560 Ruddick Corp. 781258108 11371 291632 SH Sole 269487 22145 Saia Inc. 78709Y105 9725 924447 SH Sole 862112 62335 Snyders-Lance Inc. 833551104 8552 410165 SH Sole 408705 1460 Southwest Airlines Co. 844741108 30384 3779153 SH Sole 3545860 233293 Southwestern Energy Co. 845467109 12841 385263 SH Sole 370896 14367 Steiner Leisure Ltd. P8744Y102 28634 702329 SH Sole 674654 27675 Steris Corp. 859152100 2135 72935 SH Sole 72680 255 Sterling Bancorp 859158107 4934 679557 SH Sole 676652 2905 SunTrust Banks Inc. 867914103 1715 95525 SH Sole 79995 15530 Sysco Corp. 871829107 123459 4766771 SH Sole 4703321 63450 Tenneco Inc. 880349105 10344 403905 SH Sole 402480 1425 Teva Pharmaceutical - SP ADR 881624209 5007 134535 SH Sole 134535 Toro Co. 891092108 11463 232648 SH Sole 218563 14085 Travelers Cos. Inc. 89417E109 142802 2930479 SH Sole 2894237 36242 Trinity Industries Inc. 896522109 9570 446995 SH Sole 444890 2105 UGI Corp. 902681105 15472 588970 SH Sole 536250 52720 United Fire & Casualty Co. 910331107 4687 264924 SH Sole 263509 1415 United Technologies Corp. 913017109 208227 2959454 SH Sole 2953304 6150 UnitedHealth Group Inc. 91324P102 140271 3041438 SH Sole 3003244 38194 US Bancorp 902973304 126929 5392062 SH Sole 5325428 66634 Wal-Mart Stores Inc. 931142103 6951 133922 SH Sole 130387 3535 Wells Fargo & Co. 949746101 118456 4911094 SH Sole 4847926 63168 White Mountains Insurance Grou G9618E107 9902 24403 SH Sole 22608 1795 Whiting Petroleum Corp. 966387102 18100 515969 SH Sole 490709 25260 Winthrop Realty Trust 976391300 4491 516857 SH Sole 514722 2135 XL Group PLC ORD G98290102 6424 341690 SH Sole 294100 47590 Hartford Capital 7.25% Pfd 416515708 1158 60135 SH Sole 60135