0000902664-11-001599.txt : 20111114 0000902664-11-001599.hdr.sgml : 20111111 20111114132618 ACCESSION NUMBER: 0000902664-11-001599 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRONTPOINT PARTNERS, L.P. CENTRAL INDEX KEY: 0001217389 IRS NUMBER: 061596933 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10354 FILM NUMBER: 111200404 BUSINESS ADDRESS: STREET 1: TWO GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-622-5285 MAIL ADDRESS: STREET 1: TWO GREENWICH PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: FRONTPOINT PARTNERS LLC DATE OF NAME CHANGE: 20030204 13F-HR 1 p11-1827form13fhr.txt FRONTPOINT PARTNERS, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------------- Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FrontPoint Partners, L.P. -------------------------------------------- Address: Two Greenwich Plaza -------------------------------------------- Greenwich, Connecticut 06830 -------------------------------------------- Form 13F File Number: 28-10354 -------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: TA McKinney ------------------------------------------ Title: Authorized Signatory ------------------------------------------ Phone: 203-622-5467 ------------------------------------------ Signature, Place, and Date of Signing: /s/ TA McKinney Greenwich, Connecticut 11/14/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 9 -------------- Form 13F Information Table Value Total: $ 226,323 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- AIRGAS INC COM 009363102 1,596 25,000 SH CALL SOLE 0 25,000 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 788 14,000 SH SOLE 0 14,000 0 0 ENZON PHARMACEUTICALS INC COM 293904108 1,056 150,000 SH SOLE 0 150,000 0 0 FOREST OIL CORP COM PAR $0.01 346091705 864 60,000 SH CALL SOLE 0 60,000 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 1,157 135,000 SH SOLE 0 135,000 0 0 SOUTHERN UN CO NEW COM 844030106 2,231 55,000 SH SOLE 0 55,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 214,985 1,900,000 SH PUT SOLE 0 1,900,000 0 0 WILLIAMS COS INC DEL COM 969457100 1,460 60,000 SH SOLE 0 60,000 0 0 YAHOO INC COM 984332106 2,186 166,000 SH SOLE 0 166,000 0 0