-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O8i5+R61WztQ4S7tJ2gXyQ6BSxQ5hNtqgYLCXuLmMRpkYLnevMPB9QH0VZTIUrOP 2Se2zf4iUjTiTMJUfAH9lQ== 0001085146-09-003185.txt : 20090813 0001085146-09-003185.hdr.sgml : 20090813 20090812175905 ACCESSION NUMBER: 0001085146-09-003185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDVALL CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001217186 IRS NUMBER: 770585460 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10348 FILM NUMBER: 091007968 BUSINESS ADDRESS: STREET 1: 1411 MARSH ST STE 207 CITY: SAN LUIS OBISPO STATE: CA ZIP: 94301 BUSINESS PHONE: 8057816006 MAIL ADDRESS: STREET 1: 1411 MARSH ST STE 207 CITY: SA LUIS OBISPO STATE: CA ZIP: 94301 13F-HR 1 hlin2q09.txt DB HEDGEWORKS - LINDVALL CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lindvall Capital Management, LLC Address: 1194 Pacific St., Suite 205 San Luis Obispo, CA 93401 13F File Number: 28-10348 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Nero Title: Fund Administrator Phone: 800-750-5354 Signature, Place, and Date of Signing: /s/ Chris Nero Carlsbad, CA August 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 114 Form13F Information Table Value Total: $171,799 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 2045 434111 SH SOLE 434111 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 1122 244450 SH SOLE 244450 0 0 AIRGAS INC COM 009363102 203 5000 SH SOLE 5000 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 924 143512 SH SOLE 143512 0 0 AIRTRAN HLDGS INC COM 00949P108 1052 170000 SH SOLE 170000 0 0 ALBERTO CULVER CO NEW COM 013078100 1526 60000 SH SOLE 60000 0 0 ALEXANDER & BALDWIN INC COM 014482103 1992 85000 SH SOLE 85000 0 0 AMAZON COM INC COM 023135106 1464 17500 SH SOLE 17500 0 0 AMERICAN ITALIAN PASTA CO CL A 027070101 2626 90132 SH SOLE 90132 0 0 AMERIGROUP CORP COM 03073T102 806 30000 SH SOLE 30000 0 0 ANADARKO PETE CORP COM 032511107 390 8600 SH SOLE 8600 0 0 ANADIGICS INC COM 032515108 1655 394900 SH SOLE 394900 0 0 ANNALY CAP MGMT INC COM 035710409 2271 150000 SH SOLE 150000 0 0 APACHE CORP COM 037411105 426 5900 SH SOLE 5900 0 0 ATHENAHEALTH INC COM 04685W103 1081 29200 SH SOLE 29200 0 0 AUTHENTEC INC COM 052660107 533 298044 SH SOLE 298044 0 0 AVON PRODS INC COM 054303102 1805 70000 SH SOLE 70000 0 0 BANK OF AMERICA CORPORATION COM 060505104 3960 300000 SH SOLE 300000 0 0 BARE ESCENTUALS INC COM 067511105 1281 144400 SH SOLE 144400 0 0 BEBE STORES INC COM 075571109 1653 240275 SH SOLE 240275 0 0 BIODEL INC COM 09064M105 856 165807 SH SOLE 165807 0 0 BIOFORM MEDICAL INC COM 09065G107 216 100100 SH SOLE 100100 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3128 154000 SH SOLE 154000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1955 250000 SH SOLE 250000 0 0 BUNGE LIMITED COM G16962105 603 10000 SH SOLE 10000 0 0 CARTER INC COM 146229109 3002 122000 SH SOLE 122000 0 0 CENTENE CORP DEL COM 15135B101 446 22300 SH SOLE 22300 0 0 CERNER CORP COM 156782104 1115 17900 SH SOLE 17900 0 0 CHEVRON CORP NEW COM 166764100 1418 21400 SH SOLE 21400 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 1870 70746 SH SOLE 70746 0 0 CHURCH & DWIGHT INC COM 171340102 2254 41500 SH SOLE 41500 0 0 COACH INC COM 189754104 2419 90000 SH SOLE 90000 0 0 COLGATE PALMOLIVE CO COM 194162103 2476 35000 SH SOLE 35000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 1401 55500 SH SOLE 55500 0 0 CONOCOPHILLIPS COM 20825C104 770 18300 SH SOLE 18300 0 0 COVANTA HLDG CORP COM 22282E102 3541 208760 SH SOLE 208760 0 0 DEVON ENERGY CORP NEW COM 25179M103 425 7800 SH SOLE 7800 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1537 60000 SH SOLE 60000 0 0 EOG RES INC COM 26875P101 353 5200 SH SOLE 5200 0 0 EXXON MOBIL CORP COM 30231G102 2076 29700 SH SOLE 29700 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 1855 137100 SH SOLE 137100 0 0 FINISH LINE INC CL A 317923100 1383 186403 SH SOLE 186403 0 0 FOOT LOCKER INC COM 344849104 1675 160000 SH SOLE 160000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1821 300000 SH SOLE 300000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2212 15000 SH SOLE 15000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1520 135000 SH SOLE 135000 0 0 GOOGLE INC CL A 38259P508 4216 10000 SH SOLE 10000 0 0 GUESS INC COM 401617105 1212 47000 SH SOLE 47000 0 0 GYMBOREE CORP COM 403777105 2347 66149 SH SOLE 66149 0 0 HALLIBURTON CO COM 406216101 400 19300 SH SOLE 19300 0 0 HEINZ H J CO COM 423074103 3534 99000 SH SOLE 99000 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1631 150000 SH SOLE 150000 0 0 HESS CORP COM 42809H107 2892 53800 SH SOLE 53800 0 0 ILLUMINA INC COM 452327109 853 21900 SH SOLE 21900 0 0 INFOSPACE INC COM PAR $.0001 45678T300 1572 237151 SH SOLE 237151 0 0 INNERWORKINGS INC COM 45773Y105 208 43700 SH SOLE 43700 0 0 INTERSIL CORP CL A 46069S109 771 61300 SH SOLE 61300 0 0 ISHARES TR MSCI EMERG MKT 464287234 4835 150000 SH SOLE 150000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 470 100000 SH SOLE 100000 0 0 JACK IN THE BOX INC COM 466367109 1549 69000 SH SOLE 69000 0 0 JETBLUE AIRWAYS CORP COM 477143101 1068 250000 SH SOLE 250000 0 0 JPMORGAN CHASE & CO COM 46625H100 4093 120000 SH SOLE 120000 0 0 KEYNOTE SYS INC COM 493308100 665 87102 SH SOLE 87102 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 1064 25500 SH SOLE 25500 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 984 37500 SH SOLE 37500 0 0 MAIDENFORM BRANDS INC COM 560305104 1537 134000 SH SOLE 134000 0 0 MARATHON OIL CORP COM 565849106 419 13900 SH SOLE 13900 0 0 MAXYGEN INC COM 577776107 1134 168678 SH SOLE 168678 0 0 MCDERMOTT INTL INC COM 580037109 812 40000 SH SOLE 40000 0 0 MCKESSON CORP COM 58155Q103 968 22000 SH SOLE 22000 0 0 MICROSOFT CORP COM 594918104 3566 150000 SH SOLE 150000 0 0 MICROTUNE INC DEL COM 59514P109 427 182469 SH SOLE 182469 0 0 MOLSON COORS BREWING CO CL B 60871R209 4546 107400 SH SOLE 107400 0 0 MOSYS INC COM 619718109 310 187943 SH SOLE 187943 0 0 MYLAN INC COM 628530107 799 61200 SH SOLE 61200 0 0 NATIONAL OILWELL VARCO INC COM 637071101 271 8300 SH SOLE 8300 0 0 NBTY INC COM 628782104 2182 77600 SH SOLE 77600 0 0 NU HORIZONS ELECTRS CORP COM 669908105 769 230094 SH SOLE 230094 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2297 34900 SH SOLE 34900 0 0 OMNICARE INC COM 681904108 2318 90000 SH SOLE 90000 0 0 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 2029 178005 SH SOLE 178005 0 0 OPNEXT INC COM 68375V105 301 140712 SH SOLE 140712 0 0 ORBCOMM INC COM 68555P100 268 152167 SH SOLE 152167 0 0 OWENS ILL INC COM NEW 690768403 1821 65000 SH SOLE 65000 0 0 PACIFIC SUNWEAR CALIF INC COM 694873100 1938 575157 SH SOLE 575157 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 712 48336 SH SOLE 48336 0 0 PERRIGO CO COM 714290103 964 34700 SH SOLE 34700 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2049 50000 SH SOLE 50000 0 0 PRICELINE COM INC COM NEW 741503403 2454 22000 SH SOLE 22000 0 0 ROSS STORES INC COM 778296103 2316 60000 SH SOLE 60000 0 0 SCHLUMBERGER LTD COM 806857108 671 12400 SH SOLE 12400 0 0 SILICON GRAPHICS INTL CORP COM 82706L108 721 158861 SH SOLE 158861 0 0 SOAPSTONE NETWORKS INC COM 833570104 486 116154 SH SOLE 116154 0 0 SOUTHWESTERN ENERGY CO COM 845467109 280 7200 SH SOLE 7200 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2350 200000 SH SOLE 200000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 952 30000 SH SOLE 30000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 698 50800 SH SOLE 50800 0 0 SUNCOR ENERGY INC COM 867229106 2435 80000 SH SOLE 80000 0 0 SUPPORTSOFT INC COM 868587106 217 99690 SH SOLE 99690 0 0 SYCAMORE NETWORKS INC COM 871206108 914 292044 SH SOLE 292044 0 0 TERADYNE INC COM 880770102 1098 160000 SH SOLE 160000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 883 17900 SH SOLE 17900 0 0 THE9 LTD ADR 88337K104 812 80000 SH SOLE 80000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 958 23500 SH SOLE 23500 0 0 TRIDENT MICROSYSTEMS INC COM 895919108 1400 804484 SH SOLE 804484 0 0 TRUE RELIGION APPAREL INC COM 89784N104 669 30000 SH SOLE 30000 0 0 VISA INC COM CL A 92826C839 2179 35000 SH SOLE 35000 0 0 VISTAPRINT LIMITED SHS G93762204 1280 30000 SH SOLE 30000 0 0 VOLCOM INC COM 92864N101 1125 90000 SH SOLE 90000 0 0 WAL MART STORES INC COM 931142103 3391 70000 SH SOLE 70000 0 0 WET SEAL INC CL A 961840105 1943 633020 SH SOLE 633020 0 0 WHITING PETE CORP NEW COM 966387102 2110 60000 SH SOLE 60000 0 0 XTO ENERGY INC COM 98385X106 389 10200 SH SOLE 10200 0 0 ZORAN CORP COM 98975F101 1125 103211 SH SOLE 103211 0 0
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