-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BQGqeOILhFazTH4vihndkcZv6Gli4pM/m8Yd2v/2TUJCIOyyzUmF54oFTIOY7YXf 2x0bof+FjnFrRNaRNTSIIA== 0001085146-09-002166.txt : 20090513 0001085146-09-002166.hdr.sgml : 20090513 20090512212346 ACCESSION NUMBER: 0001085146-09-002166 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDVALL CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001217186 IRS NUMBER: 770585460 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10348 FILM NUMBER: 09820333 BUSINESS ADDRESS: STREET 1: 1411 MARSH ST STE 207 CITY: SAN LUIS OBISPO STATE: CA ZIP: 94301 BUSINESS PHONE: 8057816006 MAIL ADDRESS: STREET 1: 1411 MARSH ST STE 207 CITY: SA LUIS OBISPO STATE: CA ZIP: 94301 13F-HR 1 hlin1q09.txt DB HEDGEWORKS - LINDVALL CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lindvall Capital Management, LLC Address: 1194 Pacific St., Suite 205 San Luis Obispo, CA 93401 13F File Number: 28-10348 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Nero Title: Fund Administrator Phone: 800-750-5354 Signature, Place, and Date of Signing: /s/ Chris Nero Carlsbad, CA May 11, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 62 Form13F Information Table Value Total: $62,580 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB LTD SPONSORED ADR 000375204 139 10000 SH SOLE 10000 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 880 244450 SH SOLE 244450 0 0 AGRIA CORP SPONSORED ADR 00850H103 153 135500 SH SOLE 135500 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 601 143512 SH SOLE 143512 0 0 AIRTRAN HLDGS INC COM 00949P108 455 100000 SH SOLE 100000 0 0 ALEXANDER & BALDWIN INC COM 014482103 1375 72250 SH SOLE 72250 0 0 AMAZON COM INC COM 023135106 1092 14875 SH SOLE 14875 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 612 50000 SH SOLE 50000 0 0 ANADIGICS INC COM 032515108 817 394900 SH SOLE 394900 0 0 AUTHENTEC INC COM 052660107 441 298044 SH SOLE 298044 0 0 BEBE STORES INC COM 075571109 1736 260275 SH SOLE 260275 0 0 BIODEL INC COM 09064M105 864 165807 SH SOLE 165807 0 0 BIOFORM MEDICAL INC COM 09065G107 122 100100 SH SOLE 100100 0 0 BUNGE LIMITED COM G16962105 567 10000 SH SOLE 10000 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 2497 114063 SH SOLE 114063 0 0 COACH INC COM 189754104 668 40000 SH SOLE 40000 0 0 COVANTA HLDG CORP COM 22282E102 2733 208760 SH SOLE 208760 0 0 CUMMINS INC COM 231021106 1145 45000 SH SOLE 45000 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 2285 117100 SH SOLE 117100 0 0 FINANCIAL SELECT SECTOR COM XJZPG 569 34000 SH PUT SOLE 34000 0 0 FINISH LINE INC CL A 317923100 711 107443 SH SOLE 107443 0 0 FIRST AMERN CORP CALIF COM 318522307 1856 70000 SH SOLE 70000 0 0 FOOT LOCKER INC COM 344849104 1677 160000 SH SOLE 160000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2253 21250 SH SOLE 21250 0 0 GUESS INC COM 401617105 2761 131000 SH SOLE 131000 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 655 127500 SH SOLE 127500 0 0 HESS CORP COM 42809H107 1774 32725 SH SOLE 32725 0 0 INFOSPACE INC COM NEW 45678T201 1233 237151 SH SOLE 237151 0 0 INNERWORKINGS INC COM 45773Y105 187 43700 SH SOLE 43700 0 0 INTERSIL CORP CL A 46069S109 705 61300 SH SOLE 61300 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 337 100000 SH SOLE 100000 0 0 K-SWISS INC CL A 482686102 475 55600 SH SOLE 55600 0 0 KEYNOTE SYS INC COM 493308100 691 87102 SH SOLE 87102 0 0 MASTERCARD INC CL A 57636Q104 1424 8500 SH SOLE 8500 0 0 MAXYGEN INC COM 577776107 203 29878 SH SOLE 29878 0 0 MCDERMOTT INTL INC COM 580037109 536 40000 SH SOLE 40000 0 0 MICROTUNE INC DEL COM 59514P109 332 182469 SH SOLE 182469 0 0 MORGAN STANLEY COM NEW 617446448 2323 102000 SH SOLE 102000 0 0 MOSYS INC COM 619718109 342 187943 SH SOLE 187943 0 0 NORDSTROM INC COM 655664100 1675 100000 SH SOLE 100000 0 0 NU HORIZONS ELECTRS CORP COM 669908105 460 230094 SH SOLE 230094 0 0 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 1294 168005 SH SOLE 168005 0 0 OPNEXT INC COM 68375V105 241 140712 SH SOLE 140712 0 0 ORBCOMM INC COM 68555P100 224 152167 SH SOLE 152167 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 351 48336 SH SOLE 48336 0 0 PENNEY J C INC COM 708160106 1004 50000 SH SOLE 50000 0 0 PRICELINE COM INC COM NEW 741503403 2127 27000 SH SOLE 27000 0 0 RACKABLE SYS INC COM 750077109 645 158861 SH SOLE 158861 0 0 SOAPSTONE NETWORKS INC COM 833570104 416 116154 SH SOLE 116154 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2600 97750 SH SOLE 97750 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 606 60800 SH SOLE 60800 0 0 SUNCOR ENERGY INC COM 867229106 1423 63750 SH SOLE 63750 0 0 SUPPORTSOFT INC COM 868587106 191 99690 SH SOLE 99690 0 0 SYCAMORE NETWORKS INC COM 871206108 780 292044 SH SOLE 292044 0 0 THE9 LTD ADR 88337K104 1079 80000 SH SOLE 80000 0 0 TIFFANY & CO NEW COM 886547108 733 34000 SH SOLE 34000 0 0 TRIDENT MICROSYSTEMS INC COM 895919108 1023 700461 SH SOLE 700461 0 0 TRUE RELIGION APPAREL INC COM 89784N104 301 25500 SH SOLE 25500 0 0 VISA INC COM CL A 92826C839 1654 29750 SH SOLE 29750 0 0 VOLCOM INC COM 92864N101 1164 120000 SH SOLE 120000 0 0 WET SEAL INC CL A 961840105 1455 433020 SH SOLE 433020 0 0 ZORAN CORP COM 98975F101 908 103211 SH SOLE 103211 0 0
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