0000950123-16-022291.txt : 20161114 0000950123-16-022291.hdr.sgml : 20161111 20161114145824 ACCESSION NUMBER: 0000950123-16-022291 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001216800 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10392 FILM NUMBER: 161993964 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-245-0400 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: R G NIEDERHOFFER CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: R.G. NIEDERHOFFER CAPITAL MANAGEMENT. INC. DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: NIEDERHOFFER R G CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20030130 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001216800 XXXXXXXX 09-30-2016 09-30-2016 R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC

1700 Broadway 39th Floor New York NY 10019

13F HOLDINGS REPORT 028-10392 N Roy G. Niederhoffer 212-245-0400 Roy G. Niederhoffer New York NY 11-03-2016 0 27 20672 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBOTT LABS COM 002824100 203 4800 SH SOLE 4800 0 0 APPLIED MATLS INC COM 038222105 229 7600 SH SOLE 7600 0 0 BAIDU INC COM 056752108 401 2200 SH SOLE 2200 0 0 BANK AMER CORP COM 060505104 541 34600 SH SOLE 34600 0 0 BIOGEN INC COM 09062X103 1628 5200 SH SOLE 5200 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 275 5100 SH SOLE 5100 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 466 1100 SH SOLE 1100 0 0 CISCO SYS INC COM 17275R102 368 11600 SH SOLE 11600 0 0 CITIGROUP INC COM 172967424 383 8100 SH SOLE 8100 0 0 FACEBOOK INC COM 30303M102 552 4300 SH SOLE 4300 0 0 SELECT SECTOR SPDR TR ETF 81369Y605 224 11600 SH SOLE 11600 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 419 2600 SH SOLE 2600 0 0 SELECT SECTOR SPDR TR ETF 81369Y704 689 11800 SH SOLE 11800 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1366 8600 SH SOLE 8600 0 0 ISHARES TR ETF 464287242 1022 8300 SH SOLE 8300 0 0 NETFLIX INC COM 64110L106 2355 23900 SH SOLE 23900 0 0 PRICELINE GRP INC COM 741503AX4 1766 1200 SH SOLE 1200 0 0 QUALCOMM INC COM 747525103 1452 21200 SH SOLE 21200 0 0 SALESFORCE COM INC COM 79466L302 285 4000 SH SOLE 4000 0 0 SCHLUMBERGER LTD COM 806857108 1722 21900 SH SOLE 21900 0 0 TARGET CORP COM 87612E106 1326 19300 SH SOLE 19300 0 0 SELECT SECTOR SPDR TR ETF 81369Y803 225 4700 SH SOLE 4700 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 431 8300 SH SOLE 8300 0 0 VISA INC COM 92826C839 529 6400 SH SOLE 6400 0 0 WAL-MART STORES INC COM 931142103 361 5000 SH SOLE 5000 0 0 WELLS FARGO & CO NEW COM 949746101 1001 22600 SH SOLE 22600 0 0 YAHOO INC COM 984332106 453 10500 SH SOLE 10500 0 0