-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IqsjoEnpCa+Ph0joIbGBiorsYMJaW+xyEr+8NoGPHZuqTcJl0VCEzaAOAYIqfYWj uhcPvPX0GxIQihj1DrYp0A== 0000950123-08-008961.txt : 20080807 0000950123-08-008961.hdr.sgml : 20080807 20080806183107 ACCESSION NUMBER: 0000950123-08-008961 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080807 DATE AS OF CHANGE: 20080806 EFFECTIVENESS DATE: 20080807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NIEDERHOFFER R G CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001216800 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10392 FILM NUMBER: 08996101 13F-HR 1 y64984e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/08 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: R. G. Niederhoffer Capital Management, Inc. Address: 1700 Broadway 39th Floor New York, NY 10019 Form 13F File Number: 28-10392 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy G. Niederhoffer Title: President Phone: (212) 245-0400 Signature, Place, and Date of Signing: /s/ Roy G. Niederhoffer New York, New York August 6, 2008 - ------------------------------------- ------------------ -------------- Signature [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: 193941 (thousands) List of Other Included Managers: None
TITLE OF VALUE SHRS. OR PUT/ INV. OTHER VOTING AUTHORITY: NAME OF ISSUER CLASS CUSIP (X$1000) PRN. AMT. SH/PRN CALL DISCR. MNGR. SOLE/ SHARED/ NONE - -------------- -------- --------- -------- --------- ------ ---- ------ ----- ------------------ ALCOA COM 013817101 7218 202700 SH SOLE SOLE BARRICK GOLD COM 067901108 3317 72900 SH SOLE SOLE AIG COM 026874107 4062 153500 SH SOLE SOLE AK STEEL HOLDING COM 001547108 2627 38100 SH SOLE SOLE AMAZON COM 023135106 645 8800 SH SOLE SOLE APACHE COM 037411105 1223 8800 SH SOLE SOLE AMERICAN EXPRESS COM 025816109 333 8800 SH SOLE SOLE BANK OF AMERICA COM 060505104 2000 83800 SH SOLE SOLE BUNGE COM 013317810 1141 10600 SH SOLE SOLE BHP BILLITON ADR 088606108 290 3400 SH SOLE SOLE BURLINGTON SANTE FE COM 12189T104 4365 43700 SH SOLE SOLE BP PLC ADR 055622104 2268 32600 SH SOLE SOLE CITIGROUP COM 172967101 3032 180900 SH SOLE SOLE CHESAPEAKE ENERGY COM 165167107 4690 71100 SH SOLE SOLE CME GROUP COM 12572Q105 5556 14500 SH SOLE SOLE CONSOL ENERGY COM 20854P109 798 7100 SH SOLE SOLE CONOPHILLIPS COM 20825C104 670 7100 SH SOLE SOLE CIS SYSTEMS COM 17275R102 5701 245100 SH SOLE SOLE CSX COM 126408103 4698 74800 SH SOLE SOLE DEERE COM 244199105 3678 51000 SH SOLE SOLE DELL COM 24702R101 6038 276100 SH SOLE SOLE DEVON ENERGY CORPORATION COM 25179M103 2175 18100 SH SOLE SOLE ENCANA COM 292505104 2466 27100 SH SOLE SOLE EMC MASS COM 268648102 5558 378600 SH SOLE SOLE FREEPORT-MCMORAN COPPER CLASS B 35671D857 1031 8800 SH SOLE SOLE FEDEX COM 31428X106 1568 19900 SH SOLE SOLE FANNIE MAE COM 313586109 3602 184600 SH SOLE SOLE CORNING COM 219350105 290 12600 SH SOLE SOLE GOOGLE CLASS A 38259P508 790 1500 SH SOLE SOLE HALLIBURTON COM 406216101 3094 58300 SH SOLE SOLE HOME DEPOT COM 437076102 1108 47300 SH SOLE SOLE HEWLETT PACKARD COM 428236103 314 7100 SH SOLE SOLE INTL BUSINESS MACHINES COM 459200101 3212 27100 SH SOLE SOLE INTUITIVE SURGICAL COM 46120E602 916 3400 SH SOLE SOLE ISHARES DJ US REAL ESTATE ETF 464287739 3204 52700 SH SOLE SOLE JOHNSON & JOHNSON COM 478160104 1512 23500 SH SOLE SOLE JP MORGAN CHASE COM 46625H100 6588 192000 SH SOLE SOLE COCA-COLA CO. COM 191216100 655 12600 SH SOLE SOLE LIBERTY MEDIA CLASS A 530718105 2471 52700 SH SOLE SOLE MASTERCARD COM 7636Q1040 8656 32600 SH SOLE SOLE MCDONALD'S COM 580135101 1017 18100 SH SOLE SOLE MERRILL LYNCH COM 590188108 511 16100 SH SOLE SOLE MONSANTO COM 61166W101 10380 82100 SH SOLE SOLE MORGAN STANLEY COM 617446448 5468 151600 SH SOLE SOLE NOBLE ENERGY COM 655044105 3087 30700 SH SOLE SOLE NOKIA ADR 654902204 1428 58300 SH SOLE SOLE NUCOR COM 670346105 2173 29100 SH SOLE SOLE NVIDIA COM 67066G104 4550 243200 SH SOLE SOLE ORACLE COM 68389X105 2648 126100 SH SOLE SOLE PROCTER & GAMBLE COM 742718109 4652 76500 SH SOLE SOLE POTASH OF SASKATCHEWAN COM 73755L107 2011 8800 SH SOLE SOLE QUALCOMM INC COM 747525103 3882 87500 SH SOLE SOLE STATE STREET COM 857477103 806.274 12600 SH SOLE SOLE SUNCOR ENERGY CLASS A 867229106 13175.8 226700 SH SOLE SOLE AT&T COM 00206R102 3260.224 96800 SH SOLE SOLE TEXAS INSTRUMENTS COM 882508104 1382.656 49100 SH SOLE SOLE UNION PACIFIC COM 907818108 3850.5 51000 SH SOLE SOLE UNITED PARCEL SERVICE CLASS B 911312106 436.366 7100 SH SOLE SOLE UNITED TECHNOLOGIES COM 913017109 209.78 3400 SH SOLE SOLE VALERO ENERGY COM 91913Y100 596.965 14500 SH SOLE SOLE VERIZON COMMUNICATIONS COM 92343V104 3294.809 93100 SH SOLE SOLE WACHOVIA COM 929903102 1301.414 83800 SH SOLE SOLE MEMC ELECTRONIC MTRL COM 552715104 3021.123 49100 SH SOLE SOLE WAL MART COM 931142103 494.56 8800 SH SOLE SOLE WYETH COM 983024100 1040.732 21700 SH SOLE SOLE XTO ENERGY COM 98385X106 4233.918 61800 SH SOLE SOLE YAHOO! COM 984332106 1468.926 71100 SH SOLE SOLE
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