0001144204-14-075532.txt : 20141223 0001144204-14-075532.hdr.sgml : 20141223 20141223114200 ACCESSION NUMBER: 0001144204-14-075532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141117 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEK INC CENTRAL INDEX KEY: 0001216596 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 050314991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511600 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burling Timothy J CENTRAL INDEX KEY: 0001601894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34697 FILM NUMBER: 141305513 MAIL ADDRESS: STREET 1: C/O NORTEK, INC. STREET 2: 50 KENNEDY PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 form472114_20141223114140-.xml X0306 4 2014-11-17 0 0001216596 NORTEK INC NTK 0001601894 Burling Timothy J NORTEK, INC. 50 KENNEDY PLAZA PROVIDENCE RI US 02903 0 1 0 0 Sr VP Ops Finance Common 2014-11-17 5 M 0 2345 35.7 A 15982 D Common 2014-11-17 5 F 0 1043 80.25 D 14939 D Common 2014-11-17 5 F 0 434 80.25 D 14505 D Common 2014-11-18 5 J 0 450 80.28 D 14055 D Common 2014-11-24 4 J 0 434 81.41 D 13621 D Common 2014-11-26 4 S 0 500 80.02 D 13121 D Common 2014-11-26 4 S 0 500 79.99 D 12621 D Employee Stock Option (right to buy) 35.7 2014-11-17 4 M 0 2345 35.7 D 2022-03-01 Common 2345 7039 D Transfer of shares pursuant to a domestic relations order. Exercise of Options pursuant to a domestic relations order The option is exercisable in five equal annual installments. 20% becomes exercisable on each anniversary of the grant date beginning on March 1, 2013. Timothy J. Burling 2014-12-23