0001144204-14-075532.txt : 20141223
0001144204-14-075532.hdr.sgml : 20141223
20141223114200
ACCESSION NUMBER: 0001144204-14-075532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141117
FILED AS OF DATE: 20141223
DATE AS OF CHANGE: 20141223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTEK INC
CENTRAL INDEX KEY: 0001216596
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634]
IRS NUMBER: 050314991
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 KENNEDY PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 4017511600
MAIL ADDRESS:
STREET 1: 50 KENNEDY PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burling Timothy J
CENTRAL INDEX KEY: 0001601894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34697
FILM NUMBER: 141305513
MAIL ADDRESS:
STREET 1: C/O NORTEK, INC.
STREET 2: 50 KENNEDY PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
4
1
form472114_20141223114140-.xml
X0306
4
2014-11-17
0
0001216596
NORTEK INC
NTK
0001601894
Burling Timothy J
NORTEK, INC.
50 KENNEDY PLAZA
PROVIDENCE
RI
US 02903
0
1
0
0
Sr VP Ops Finance
Common
2014-11-17
5
M
0
2345
35.7
A
15982
D
Common
2014-11-17
5
F
0
1043
80.25
D
14939
D
Common
2014-11-17
5
F
0
434
80.25
D
14505
D
Common
2014-11-18
5
J
0
450
80.28
D
14055
D
Common
2014-11-24
4
J
0
434
81.41
D
13621
D
Common
2014-11-26
4
S
0
500
80.02
D
13121
D
Common
2014-11-26
4
S
0
500
79.99
D
12621
D
Employee Stock Option (right to buy)
35.7
2014-11-17
4
M
0
2345
35.7
D
2022-03-01
Common
2345
7039
D
Transfer of shares pursuant to a domestic relations order.
Exercise of Options pursuant to a domestic relations order
The option is exercisable in five equal annual installments. 20% becomes exercisable on each anniversary of the grant date beginning on March 1, 2013.
Timothy J. Burling
2014-12-23