0001127602-13-019840.txt : 20130607
0001127602-13-019840.hdr.sgml : 20130607
20130607170623
ACCESSION NUMBER: 0001127602-13-019840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130607
FILED AS OF DATE: 20130607
DATE AS OF CHANGE: 20130607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global, Inc.
CENTRAL INDEX KEY: 0001316631
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 202197030
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303 220 6600
MAIL ADDRESS:
STREET 1: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPARKMAN J C
CENTRAL INDEX KEY: 0001216551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51360
FILM NUMBER: 13901381
MAIL ADDRESS:
STREET 1: 1985 S LAKE ROAD
CITY: LAKEVIEW
STATE: CO
ZIP: 80232
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-06-07
0001316631
Liberty Global, Inc.
LBTY
0001216551
SPARKMAN J C
12300 LIBERTY BOULEVARD
ENGLEWOOD
CO
80112
1
Series A Common Stock
2013-06-07
4
D
0
18330
D
0
D
Series C Common Stock
2013-06-07
4
D
0
18376
D
0
D
Stock Option A (right to buy)
14.91
2013-06-07
4
D
0
5000
0
D
2019-06-17
Series A Common Stock
5000
0
D
Stock Option A (right to buy)
26.76
2013-06-07
4
D
0
1406
0
D
2020-06-17
Series A Common Stock
1406
0
D
Stock Option A (right to buy)
33.00
2013-06-07
4
D
0
10000
0
D
2018-06-12
Series A Common Stock
10000
0
D
Stock Option A (right to buy)
39.71
2013-06-07
4
D
0
10000
0
D
2017-06-19
Series A Common Stock
10000
0
D
Stock Option A (right to buy)
41.85
2013-06-07
4
D
0
996
0
D
2021-06-21
Series A Common Stock
996
0
D
Stock Option A (right to buy)
48.50
2013-06-07
4
D
0
1895
0
D
2022-06-19
Series A Common Stock
1895
0
D
Stock Option C (right to buy)
14.82
2013-06-07
4
D
0
5000
0
D
2019-06-17
Series C Common Stock
5000
0
D
Stock Option C (right to buy)
26.79
2013-06-07
4
D
0
1405
0
D
2020-06-17
Series C Common Stock
1405
0
D
Stock Option C (right to buy)
31.40
2013-06-07
4
D
0
10000
0
D
2018-06-12
Series C Common Stock
10000
0
D
Stock Option C (right to buy)
37.51
2013-06-07
4
D
0
10000
0
D
2017-06-19
Series C Common Stock
10000
0
D
Stock Option C (right to buy)
40.20
2013-06-07
4
D
0
1036
0
D
2021-06-21
Series C Common Stock
1036
0
D
Stock Option C (right to buy)
46.90
2013-06-07
4
D
0
1960
0
D
2022-06-19
Series C Common Stock
1960
0
D
Disposed of in exchange for shares of a new parent company, Liberty Global plc, upon consummation of the combination of the Liberty Global, Inc. and Virgin Media Inc. under Liberty Global plc pursuant to that certain agreement and plan of merger dated as of February 5, 2013, as amended, at an exchange rate of one ordinary share of the corresponding class of Liberty Global plc ordinary shares for each share of Liberty Global, Inc. Series A and Series C common stock.
The option was assumed by Liberty Global plc and is immediately exercisable.
The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on the date of the Issuer's 2011 annual meeting of stockholders.
The option was assumed by Liberty Global plc and vests in three equal annual installments commencing on the date of the Issuer's 2012 annual meeting of stockholders.
The trading symbols for the Liberty Global, Inc.'s Series A, Series B and Series C ordinary shares are, respectively, LBTYA, LBTYB and LBTYK. The disposition of the referenced securities of Liberty Global, Inc. by the Reporting Person was made as a result of the business combination of Liberty Global, Inc. and Virgin Media Inc. with wholly-owned subsidiaries of the Liberty Global plc, which mergers were consummated on June 7, 2013, prior to the filing date for the Current Report on Form 8-K filed by the Liberty Global, Inc. reporting such mergers. The disposition of all such securities by the Reporting Person was approved and exempted pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
J.C. Sparkman
2013-06-07