0001193125-15-047159.txt : 20150213 0001193125-15-047159.hdr.sgml : 20150213 20150212174300 ACCESSION NUMBER: 0001193125-15-047159 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44773 FILM NUMBER: 15607830 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRONTIER CAPITAL MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001216488 IRS NUMBER: 043492668 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 99 SUMMER STREET CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 d868015dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

ULTRATECH INC.

(Name of Issuer)

COMMON STOCKS

(Title of Class of Securities)

904034105

(CUSIP Number)

DECEMBER 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1745 (3-98)

 

 

 

 

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CUSIP No. 904034105    Page 2 of 6

 

  1   

Name of reporting persons

IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

FRONTIER CAPITAL MANAGEMENT CO., LLC.

  2  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    DELAWARE

Number of

shares

beneficially

owned by

each

reporting

person

with

     

Sole voting power

 

    1,260,622

   6   

Shared voting power

 

   7   

Sole dispositive power

 

    2,286,202

   8   

Shared dispositive power

 

  9  

Aggregate amount beneficially owned by each reporting person

 

    2,286,202

10  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

 

11  

Percent of class represented by amount in Row 9

 

    8.087%

12  

Type of reporting person (see instructions)

 

    IA

 


13G/A

 

CUSIP No. 904034105   

 

ITEM 1.

 

  (a) Name of Issuer: ULTRATECH INC.

 

  (b) Address of Issuer’s Principal Executive Offices:

3050 Zanker Road

San Jose, CA 95134

ITEM 2.

(a) Name of Person Filing: FRONTIER CAPITAL MANAGEMENT CO., LLC

(b) Address of Principal Business Office: 99 SUMMER STREET, BOSTON, MA 02110

(c) Citizenship: DELAWARE

(d) Title of Class of Securities: COMMON STOCKS

(e) CUSIP Number: 904034105

 

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13G/A

 

CUSIP No. 904034105   

 

ITEM 3. If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)   ¨   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)   ¨   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)   ¨   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)   ¨   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)   x   An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E).
(f)   ¨   An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F).
(g)   ¨   A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G)
(h)   ¨   A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i)   ¨   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
(j)   ¨   Group, in accordance with section 240.13d-1(b)(1)(ii)(J)

 

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13G/A

 

CUSIP No. 904034105   

 

ITEM 4. OWNERSHIP

(a) Amount beneficially owned:

2,286,202

(b) Percent of class:

8.087%

(c) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote.

1,260,622

 

  (ii) Shared power to vote or to direct the vote.

 

  (iii) Sole power to dispose or to direct the disposition of.

2,286,202

 

  (iv) Shared power to dispose or to direct the disposition of.

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

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13G/A

 

CUSIP No. 904034105   

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP

 

ITEM 10. CERTIFICATION

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

DATED:     By:  

/s/ William J. Ballou

FEBRUARY 13, 2015       Name:   William Ballou
      Title:   CHIEF OPERATING OFFICER & GENERAL COUNSEL

 

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