0001181431-13-047082.txt : 20130830 0001181431-13-047082.hdr.sgml : 20130830 20130830163051 ACCESSION NUMBER: 0001181431-13-047082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130827 FILED AS OF DATE: 20130830 DATE AS OF CHANGE: 20130830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEATTLE GENETICS INC /WA CENTRAL INDEX KEY: 0001060736 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911874389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4255274000 MAIL ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON TODD E CENTRAL INDEX KEY: 0001216477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32405 FILM NUMBER: 131072777 4 1 rrd389430.xml FORM 4 X0306 4 2013-08-27 0 0001060736 SEATTLE GENETICS INC /WA SGEN 0001216477 SIMPSON TODD E 21823 30TH DRIVE SE BOTHELL WA 98021 0 1 0 0 Chief Financial Officer Common Stock 2013-08-27 4 M 0 2972 12.1600 A 128001 D Common Stock 2013-08-27 4 S 0 2972 41.4476 D 125029 D Common Stock 2013-08-27 4 M 0 5625 12.0000 A 130654 D Common Stock 2013-08-27 4 S 0 5625 41.4476 D 125029 D Common Stock 2013-08-27 4 M 0 4166 15.4600 A 129195 D Common Stock 2013-08-27 4 S 0 4166 41.4476 D 125029 D Common Stock 2013-08-27 4 M 0 12500 26.1000 A 137529 D Common Stock 2013-08-27 4 S 0 12500 41.4476 D 125029 D Common Stock 2013-08-27 4 M 0 12500 26.1000 A 137529 D Common Stock 2013-08-27 4 S 0 12500 41.4476 D 125029 D Common Stock 2013-08-28 4 M 0 13126 10.2900 A 138155 D Common Stock 2013-08-28 4 M 0 9017 11.0900 A 147172 D Common Stock 2013-08-28 4 M 0 8223 12.1600 A 155395 D Incentive Stock Option (right to buy) 10.2900 2013-08-28 4 M 0 13126 0.0000 D 2017-08-28 Common Stock 13126 0 D Incentive Stock Option (right to buy) 11.0900 2013-08-28 4 M 0 9017 0.0000 D 2018-08-27 Common Stock 9017 0 D Incentive Stock Option (right to buy) 12.1600 2013-08-28 4 M 0 8223 0.0000 D 2019-08-25 Common Stock 8223 0 D Non-Qualified Stock Option (right to buy) 12.0000 2013-08-27 4 M 0 5625 0.0000 D 2020-08-27 Common Stock 5625 14167 D Non-Qualified Stock Option (right to buy) 12.1600 2013-08-27 4 M 0 2972 0.00 D 2019-08-25 Common Stock 2972 0 D Non-Qualified Stock Option (right to buy) 15.4600 2013-08-27 4 M 0 4166 0.0000 D 2021-08-24 Common Stock 4166 26867 D Non-Qualified Stock Option (right to buy) 26.1000 2013-08-27 4 M 0 12500 0.0000 D 2022-08-20 Common Stock 12500 33669 D Non-Qualified Stock Option (right to buy) 26.1000 2013-08-27 4 M 0 12500 0.0000 D 2022-08-20 Common Stock 12500 21169 D Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares were fully vested on 8/28/11. Shares vested at a rate of 25% on 8/27/09 and monthly thereafter until all the shares were fully vested on 8/27/12. Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13. Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14. Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15. Shares shall vest at a rate of 25% on August 20, 2013 and monthly thereafter until all the shares are fully vested on August 20, 2016. Todd E. Simpson 2013-08-28