-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdGNlvBZuUQXtnySip4F/tuC/pqpHJf2nAWWZ1pp8mpLBcje0Ki4zkERGMvqEm0a +vsRcCqNIHSd6LMuFK6U3g== 0001193125-09-024776.txt : 20090211 0001193125-09-024776.hdr.sgml : 20090211 20090211091705 ACCESSION NUMBER: 0001193125-09-024776 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWBERRY THOMAS L CENTRAL INDEX KEY: 0001215608 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 470 EAST PACES FERRY RD CITY: ARLANTA STATE: GA ZIP: 30305 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SOFTWARE INC CENTRAL INDEX KEY: 0000713425 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 581098795 STATE OF INCORPORATION: GA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34834 FILM NUMBER: 09587671 BUSINESS ADDRESS: STREET 1: 470 E PACES FERRY RD NE CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 4042614381 MAIL ADDRESS: STREET 1: 470 EAST PACES FERRY ROAD NE CITY: ATLANTA STATE: GA ZIP: 30305 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 6 TO SCHEDULE 13G Amendment No. 6 to Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 6)*

 

AMERICAN SOFTWARE, INC.

 

(Name of Issuer)

COMMON STOCK

 

(Title of Class of Securities)

 

029683109

                                (CUSIP Number)                                

 

 

 

Date of Event Which Requires Filing of this Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in the prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.


CUSIP No. 029683109.    

 

  1.  

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

 

Thomas L. Newberry

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  x

(b)  ¨

   
  3.  

SEC USE ONLY

 

 

 

   
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

United States

   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

  5.    SOLE VOTING POWER

 

 

         -0-

 

  6.    SHARED VOTING POWER

 

 

         3,208,311 (1)

 

  7.    SOLE DISPOSITIVE POWER

 

 

         1,046,724 (2)

 

  8.    SHARED DISPOSITIVE POWER

 

 

         -0-

 

(1) Includes: (A) 895,499 shares of Class B Common Stock (convertible into Class A Common Stock on a share for share basis) in the name of Thomas L. Newberry; (B) 46,225 shares of Class A Common Stock as to which Dr. Newberry beneficially holds sole dispositive power; (C) 105,000 shares of Class A Common Stock subject to stock options exercisable within 60 days, in the name of Dr. Newberry; (D) 1,981,587 shares of Class B Common Stock (convertible into Class A Common Stock on a share for share basis), in the name of James C. Edenfield; (E) 120,000 shares of Class A Common Stock subject to stock options exercisable within 60 days, in the name of Mr. Edenfield; and (F) 60,000 shares of Class A Common Stock held by a foundation as to which Mr. Edenfield and his wife share voting and dispositive power. Dr. Newberry and Mr. Edenfield, acting as a group, share voting power with respect to all shares beneficially held by them because they have established a practice of consulting with each other regarding the voting of such shares.
(2) Consists of 895,499 shares of Class B Common Stock (convertible into Class A Common Stock on a share for share basis), 46,225 shares of Class A Common Stock and 105,000 shares of Class A Common Stock subject to stock options exercisable within 60 days, in the name of Thomas L. Newberry

 

2


  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

3,208,311 (1)

   
10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

   
11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

12.6%

   
12.  

TYPE OF REPORTING PERSON

 

 

IN

   

 

ITEM 1.   (a)   Name of issuer:
    American Software, Inc.
  (b)   Address of issuer’s principal executive offices or, if none, residence:
   

470 East Paces Ferry Road, N.E.

Atlanta, Georgia 30305

ITEM 2.   (a)   Name of person filing:
    Thomas L. Newberry
  (b)   Address of principal business office or, if none, Residence:
   

390 West Paces Ferry Road, N.W.

Atlanta, Georgia 30305

  (c)   Citizenship:
    United States
  (d)   Title of class of securities:
    Class A Common Stock, $.10 par value
  (e)   CUSIP No.:
    029683109

 

(1) See footnote (1) on page 2

 

3


ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
   (a)     ¨    Broker or dealer registered under section 15 of the Act.
   (b)     ¨    Bank as defined in section 3(a)(6) of the Act.
   (c)     ¨    Insurance company as defined in section 3(a)(19) of the Act.
   (d)     ¨    Investment company registered under section 8 of the Investment Company Act of 1940.
   (e)     ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
   (f)     ¨    Employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
   (g)     ¨    A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G).
   (h)     ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
   (i)     ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
   (j)     ¨    A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J)
   (k)     ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(K).
ITEM 4.    OWNERSHIP
   (a )   Amount beneficially owned: 3,208,311 shares (1)
   (b )   Percent of class: 12.6%
   (c )   Number of shares as to which the person has:
     (i)    Sole power to vote or to direct the vote: -0- shares
     (ii)    Shared power to vote or to direct the vote: 3,208,311 shares (1)
     (iii)    Sole power to dispose or to direct the disposition of:
        1,046,724 shares (2)
     (iv)    Shared power to dispose or to direct the disposition of:
        -0- shares (3)

 

(1) See footnote (1) on page 2
(2) See footnote (2) on page 2.
(3) See footnote (1) on page 3.

 

4


ITEM 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

ITEM 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
   Not Applicable
ITEM 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
   Not Applicable
ITEM 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
   Reporting Person and James C. Edenfield
ITEM 9.    NOTICE OF DISSOLUTION OF GROUP
   Not Applicable
ITEM 10.    CERTIFICATIONS
   Not Applicable

 

5


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 9, 2009

 

/s/ Thomas L. Newberry

Thomas L. Newberry

 

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