0001140361-11-048630.txt : 20111006 0001140361-11-048630.hdr.sgml : 20111006 20111006162840 ACCESSION NUMBER: 0001140361-11-048630 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111006 DATE AS OF CHANGE: 20111006 EFFECTIVENESS DATE: 20111006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AKJ ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001215381 IRS NUMBER: 770238515 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10308 FILM NUMBER: 111129703 BUSINESS ADDRESS: STREET 1: 1180 HARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-326-9090 MAIL ADDRESS: STREET 1: 1180 HARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: RESNICK PAUL GERSON & BILODEAU KENNETH ROBERT JR DBA AKJ AS DATE OF NAME CHANGE: 20030122 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AKJ Asset Management, LLC Address: 1180 Harker Avenue Palo Alto, CA 94301 Form 13F File Number: 28-10308 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Kenneth R. Bilodeau, Jr. Title: Manager Phone: 650-326-9090 Signature, Place, and Date of Signing: /s/ Kenneth R. Bilodeau, Jr. Palo Alto, CA 10/6/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $ 109,754 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- Apple Computer cs 037833100 243 637 SH SOLE N/A 0 n/a 637 ABM Industries, Inc. cs 000957100 248 13,000 SH SOLE N/A 0 n/a 13,000 Automatic Data Proc cs 053015103 2,773 58,809 SH SOLE N/A 0 n/a 58,809 Ameren Corp. cs 023608102 833 27,966 SH SOLE N/A 0 n/a 27,966 Amer Electric Power cs 025537101 1,298 34,135 SH SOLE N/A 0 n/a 34,135 AFLAC Inc cs 001055102 1,325 37,914 SH SOLE N/A 0 n/a 37,914 Amerigas Partners oa 030975106 1,114 25,323 SH SOLE N/A 0 n/a 25,323 Ares Capital Corp. cs 04010L103 320 23,209 SH SOLE N/A 0 n/a 23,209 American Express cs 025816109 564 12,557 SH SOLE N/A 0 n/a 12,557 Boeing cs 097023105 2,399 39,650 SH SOLE N/A 0 n/a 39,650 Bank America cs 060505104 636 103,884 SH SOLE N/A 0 n/a 103,884 BP PLC ADR cs 055622104 2,051 56,850 SH SOLE N/A 0 n/a 56,850 Conagra Foods Inc. cs 205887102 576 23,765 SH SOLE N/A 0 n/a 23,765 Caterpillar Inc. cs 149123101 2,260 30,600 SH SOLE N/A 0 n/a 30,600 Mack Cali RealtyREIT oa 554489104 2,534 94,730 SH SOLE N/A 0 n/a 94,730 Cisco Systems cs 17275R102 2,516 162,344 SH SOLE N/A 0 n/a 162,344 Capitalsource Inc cs 14055X102 472 76,892 SH SOLE N/A 0 n/a 76,892 Dominion Res Inc VA cs 25746U109 1,910 37,615 SH SOLE N/A 0 n/a 37,615 Diebold Incorporated cs 253651103 1,400 50,900 SH SOLE N/A 0 n/a 50,900 D T E Energy Company cs 233331107 281 5,725 SH SOLE N/A 0 n/a 5,725 Duke Power cs 26441C105 1,099 54,967 SH SOLE N/A 0 n/a 54,967 I Shares Dow Div ut 464287168 3,853 79,869 SH SOLE N/A 0 n/a 79,869 Consolidated Edison cs 209115104 2,001 35,097 SH SOLE N/A 0 n/a 35,097 I Share Tr MSCI ut 464287465 2,059 43,083 SH SOLE N/A 0 n/a 43,083 Emerson Electric Co cs 291011104 2,256 54,600 SH SOLE N/A 0 n/a 54,600 General Electric cs 369604103 1,975 129,733 SH SOLE N/A 0 n/a 129,733 Great Plains Energy cs 391164100 1,671 86,604 SH SOLE N/A 0 n/a 86,604 Health Care REIT oa 42217K106 211 4,507 SH SOLE N/A 0 n/a 4,507 HCP Inc. REIT oa 40414L109 3,062 87,338 SH SOLE N/A 0 n/a 87,338 Hawaiian Elec Indus cs 419870100 605 24,920 SH SOLE N/A 0 n/a 24,920 Hospitality Pptys Tr oa 44106M102 1,577 74,275 SH SOLE N/A 0 n/a 74,275 iShares iBoxx HY Cor cs 464288513 237 2,865 SH SOLE N/A 0 n/a 2,865 Intel cs 458140100 2,919 136,812 SH SOLE N/A 0 n/a 136,812 ISharesRussl1000Valu cs 464287598 1,132 20,000 SH SOLE N/A 0 n/a 20,000 ISharesRussl 1000 Gr cs 464287614 1,338 25,450 SH SOLE N/A 0 n/a 25,450 Johnson and Johnson cs 478160104 1,439 22,593 SH SOLE N/A 0 n/a 22,593 JP Morgan Chase cs 46625H100 2,250 74,685 SH SOLE N/A 0 n/a 74,685 Kraft Foods cs 50075N104 250 7,450 SH SOLE N/A 0 n/a 7,450 Kinder Morgan Hold cs 49455B101 1,165 45,000 SH SOLE N/A 0 n/a 45,000 Kinder Morgan Energy oa 494550106 3,753 54,880 SH SOLE N/A 0 n/a 54,880 Kinder Morgan Mgmt cs 49455U100 1,338 22,798 SH SOLE N/A 0 n/a 22,798 Coca-Cola Co. cs 191216100 3,246 48,046 SH SOLE N/A 0 n/a 48,046 Lincoln National cs 534187109 576 36,867 SH SOLE N/A 0 n/a 36,867 Herman Miller Inc cs 600544100 189 10,558 SH SOLE N/A 0 n/a 10,558 3M Company cs 88579Y101 2,630 36,632 SH SOLE N/A 0 n/a 36,632 Altria Group Inc cs 02209S103 458 17,075 SH SOLE N/A 0 n/a 17,075 Marathon Pete Corp cs 56585A102 914 33,770 SH SOLE N/A 0 n/a 33,770 Marathon Oil Corp cs 565849106 1,408 65,250 SH SOLE N/A 0 n/a 65,250 Nveen CA Mn Val Mf cs 67062C107 879 97,132 SH SOLE N/A 0 n/a 97,132 Nucor Corp cs 670346105 2,224 70,300 SH SOLE N/A 0 n/a 70,300 O G E Energy Cp Hldg cs 670837103 637 13,320 SH SOLE N/A 0 n/a 13,320 Oracle cs 68389X105 2,107 73,300 SH SOLE N/A 0 n/a 73,300 Precision Castparts cs 740189105 6,639 42,708 SH SOLE N/A 0 n/a 42,708 Pfizer cs 717081103 1,114 63,000 SH SOLE N/A 0 n/a 63,000 Proctor and Gamble cs 742718109 3,312 52,416 SH SOLE N/A 0 n/a 52,416 Progress Energy Inc cs 743263105 2,250 43,510 SH SOLE N/A 0 n/a 43,510 Philip Morris Intnl cs 718172109 934 14,975 SH SOLE N/A 0 n/a 14,975 Pinnacle West cs 723484101 933 21,725 SH SOLE N/A 0 n/a 21,725 Penn West Pete Ltd cs 707887105 2,248 152,167 SH SOLE N/A 0 n/a 152,167 Scana Corporation cs 80589M102 2,055 50,800 SH SOLE N/A 0 n/a 50,800
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- The Southern Company cs 842587107 1,665 39,300 SH SOLE N/A 0 n/a 39,300 A T & T Inc cs 00206R102 219 7,695 SH SOLE N/A 0 n/a 7,695 Integrys Energy Grp. cs 45822P105 1,240 25,514 SH SOLE N/A 0 n/a 25,514 US Bancorp cs 902973304 214 9,090 SH SOLE N/A 0 n/a 9,090 Vulcan Materials Co. cs 929160109 385 13,959 SH SOLE N/A 0 n/a 13,959 Vanguard Value ETF ut 922908744 2,843 60,425 SH SOLE N/A 0 n/a 60,425 Vanguard Growth Idx ut 922908736 2,345 41,918 SH SOLE N/A 0 n/a 41,918 Walgreen cs 931422109 2,568 78,066 SH SOLE N/A 0 n/a 78,066 Wells Fargo cs 949746101 576 23,891 SH SOLE N/A 0 n/a 23,891 Xcel Energy cs 98389B100 374 15,145 SH SOLE N/A 0 n/a 15,145 Exxon Mobil Corp. cs 30231G102 629 8,667 SH SOLE N/A 0 n/a 8,667