-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ul/JCSkTfMIRdAA76zpI8jHwj6FyTOGpJNRWac4ROAO9MvuOLUSokyTuZUEtqSXY kplEAuh3U4MqHP6xLksrTQ== 0001140361-10-028386.txt : 20100706 0001140361-10-028386.hdr.sgml : 20100705 20100706130156 ACCESSION NUMBER: 0001140361-10-028386 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100706 DATE AS OF CHANGE: 20100706 EFFECTIVENESS DATE: 20100706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AKJ ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001215381 IRS NUMBER: 770238515 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10308 FILM NUMBER: 10938196 BUSINESS ADDRESS: STREET 1: 1180 HARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-326-9090 MAIL ADDRESS: STREET 1: 1180 HARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: RESNICK PAUL GERSON & BILODEAU KENNETH ROBERT JR DBA AKJ AS DATE OF NAME CHANGE: 20030122 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AKJ Asset Management, LLC Address: 1180 Harker Avenue Palo Alto, CA 94301 Form 13F File Number: 28-10308 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Kenneth R. Bilodeau, Jr. Title: Manager Phone: 650-326-9090 Signature, Place, and Date of Signing: /s/ Kenneth R. Bilodeau, Jr. Palo Alto, CA 7/2/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: $ 100,619 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- ABM Industries, Inc. cs 00163T109 304 14500 SH SOLE N/A 0 n/a 14500 Automatic Data Proc cs 053015103 2,486 61,759 SH SOLE N/A 0 n/a 61,759 Ameren Corp. cs 023608102 773 32,516 SH SOLE N/A 0 n/a 32,516 Amer Electric Power cs 025537101 974 30,160 SH SOLE N/A 0 n/a 30,160 AFLAC Inc cs 001055102 1,746 40,914 SH SOLE N/A 0 n/a 40,914 Agrium Inc F cs 008916108 810 16,555 SH SOLE N/A 0 n/a 16,555 Amerigas Partners oa 030975106 921 22,260 SH SOLE N/A 0 n/a 22,260 Ares Capital Corp. cs 04010L103 373 29,777 SH SOLE N/A 0 n/a 29,777 American Express cs 025816109 646 16,262 SH SOLE N/A 0 n/a 16,262 Boeing cs 097023105 2,535 40,400 SH SOLE N/A 0 n/a 40,400 Bank America cs 060505104 1,710 118,980 SH SOLE N/A 0 n/a 118,980 Bristol Myers cs 110122108 1,935 77,582 SH SOLE N/A 0 n/a 77,582 CF Industries Holdng cs 125269100 1,384 21,815 SH SOLE N/A 0 n/a 21,815 Cisco Systems cs 17275R102 2,977 139,704 SH SOLE N/A 0 n/a 139,704 Capitalsource Inc cs 14055X102 418 87,867 SH SOLE N/A 0 n/a 87,867 Dominion Res Inc VA cs 25746U109 1,371 35,385 SH SOLE N/A 0 n/a 35,385 Diebold Incorporated cs 253651103 1,432 52,550 SH SOLE N/A 0 n/a 52,550 Du Pont EI De Nemour cs 263534109 1,997 57,725 SH SOLE N/A 0 n/a 57,725 D T E Energy Company cs 233331107 284 6,225 SH SOLE N/A 0 n/a 6,225 Duke Power cs 26441C105 959 59,967 SH SOLE N/A 0 n/a 59,967 I Shares Dow Div ut 464287168 2,800 65,989 SH SOLE N/A 0 n/a 65,989 Consolidated Edison cs 209115104 1,616 37,487 SH SOLE N/A 0 n/a 37,487 I Share Tr MSCI ut 464287465 1,601 34,415 SH SOLE N/A 0 n/a 34,415 Emerson Electric Co cs 291011104 1,315 30,100 SH SOLE N/A 0 n/a 30,100 Nicor Inc. cs 654086107 1,246 30,776 SH SOLE N/A 0 n/a 30,776 General Electric cs 369604103 1,973 136,847 SH SOLE N/A 0 n/a 136,847 Great Plains Energy cs 391164100 1,345 79,029 SH SOLE N/A 0 n/a 79,029 HCP Inc. REIT oa 421915109 2,748 85,203 SH SOLE N/A 0 n/a 85,203 Hawaiian Elec Indus cs 419870100 593 26,040 SH SOLE N/A 0 n/a 26,040 Hewlett-Packard Co cs 428236103 220 5,082 SH SOLE N/A 0 n/a 5,082 Hospitality Pptys Tr oa 44106M102 1,580 74,900 SH SOLE N/A 0 n/a 74,900 Intel cs 458140100 2,781 142,962 SH SOLE N/A 0 n/a 142,962 ISharesRussl1000Valu cs 464287598 1,084 20,000 SH SOLE N/A 0 n/a 20,000 ISharesRussl 1000 Gr cs 464287614 1,166 25,450 SH SOLE N/A 0 n/a 25,450 Johnson and Johnson cs 478160104 1,358 23,001 SH SOLE N/A 0 n/a 23,001 JP Morgan Chase cs 46625H100 2,872 78,435 SH SOLE N/A 0 n/a 78,435 Kimberly Clark cs 494368103 1,750 28,866 SH SOLE N/A 0 n/a 28,866 Kinder Morgan Energy oa 494550106 3,766 57,880 SH SOLE N/A 0 n/a 57,880 Kinder Morgan Mgmt cs 49455U100 1,254 22,156 SH SOLE N/A 0 n/a 22,156 Coca-Cola Co. cs 191216100 2,614 52,146 SH SOLE N/A 0 n/a 52,146 Lincoln National cs 534187109 1,102 45,367 SH SOLE N/A 0 n/a 45,367 Herman Miller Inc cs 600544100 199 10,558 SH SOLE N/A 0 n/a 10,558 3M Company cs 88579Y101 3,083 39,032 SH SOLE N/A 0 n/a 39,032 Altria Group Inc cs 718154107 408 20,370 SH SOLE N/A 0 n/a 20,370 Nveen CA Mn Val Mf cs 67062C107 419 45,532 SH SOLE N/A 0 n/a 45,532 Nucor Corp cs 670346105 2,383 62,250 SH SOLE N/A 0 n/a 62,250 Oracle cs 68389X105 1,587 73,950 SH SOLE N/A 0 n/a 73,950 Paccar cs 693718108 601 15,068 SH SOLE N/A 0 n/a 15,068 Precision Castparts cs 740189105 4,789 46,533 SH SOLE N/A 0 n/a 46,533 Pfizer cs 717081103 508 35,590 SH SOLE N/A 0 n/a 35,590 Proctor and Gamble cs 742718109 2,961 49,367 SH SOLE N/A 0 n/a 49,367 Progress Energy Inc cs 743263105 1,817 46,335 SH SOLE N/A 0 n/a 46,335 Philip Morris Intnl cs 718172109 828 18,070 SH SOLE N/A 0 n/a 18,070 Pinnacle West cs 723484101 661 18,175 SH SOLE N/A 0 n/a 18,175 Patient Portal Tech cs 70322M105 5 51,600 SH SOLE N/A 0 n/a 51,600 Penn West Energy Tr cs 707885109 3,013 158,407 SH SOLE N/A 0 n/a 158,407 The Southern Company cs 842587107 1,287 38,675 SH SOLE N/A 0 n/a 38,675 A T & T Inc cs 00206R102 203 8,395 SH SOLE N/A 0 n/a 8,395 Integrys Energy Grp. cs 45822P105 740 16,929 SH SOLE N/A 0 n/a 16,929 Tyco Electronics cs G91449105 540 21,272 SH SOLE N/A 0 n/a 21,272
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- Tyco cs 902124106 749 21,272 SH SOLE N/A 0 n/a 21,272 US Bancorp cs 902973304 216 9,670 SH SOLE N/A 0 n/a 9,670 Vulcan Materials Co. cs 929160109 798 18,209 SH SOLE N/A 0 n/a 18,209 Vanguard Value ETF ut 922908744 2,036 45,610 SH SOLE N/A 0 n/a 45,610 Vanguard Growth Idx ut 922908736 1,527 31,388 SH SOLE N/A 0 n/a 31,388 Verizon cs 92343V104 1,221 43,568 SH SOLE N/A 0 n/a 43,568 Walgreen cs 931422109 2,176 81,516 SH SOLE N/A 0 n/a 81,516 Wells Fargo cs 949746101 2,484 97,020 SH SOLE N/A 0 n/a 97,020 Exxon Mobil Corp. cs 30231G102 561 9,837 SH SOLE N/A 0 n/a 9,837
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