-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhVw/SRFfclDyZAuBBByJwUG9ExVsFjvTYDA1oJXZCz7bTwt6q1IHGgWUGRz9P1o WRWTX2XUcgZ5WWhV2o87AQ== 0000935836-09-001356.txt : 20091016 0000935836-09-001356.hdr.sgml : 20091016 20091015180943 ACCESSION NUMBER: 0000935836-09-001356 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091016 DATE AS OF CHANGE: 20091015 EFFECTIVENESS DATE: 20091016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AKJ ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001215381 IRS NUMBER: 770238515 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10308 FILM NUMBER: 091122152 BUSINESS ADDRESS: STREET 1: 1180 HARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-326-9090 MAIL ADDRESS: STREET 1: 1180 HARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: RESNICK PAUL GERSON & BILODEAU KENNETH ROBERT JR DBA AKJ AS DATE OF NAME CHANGE: 20030122 13F-HR 1 akj13f3-09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AKJ Asset Management, LLC Address: 1180 Harker Avenue Palo Alto, CA 94301 Form 13F File Number: 28-10308 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth R. Bilodeau, Jr. Title: Manager Phone: 650-326-9090 Signature, Place and Date of Signing: Kenneth R. Bilodeau, Jr. Palo Alto, CA October 15, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): XX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: $ 91,577 (x 1,000) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE NAME OF ISSUER TITLE CUSIP VALUE X1000 SHARES INV. OTHER MGR VOTING AUTH OF DISC. CLASS SOLE SHR NONE ABM Industries, Inc. cs 00163T109 305 14500 sole n/a n/a 14500 Automatic Data Proc cs 053015103 2,472 62,909 sole n/a n/a 62,909 Ameren Corp. cs 023608102 736 29,121 sole n/a n/a 29,121 Amer Electric Power cs 025537101 549 17,710 sole n/a n/a 17,710 AFLAC Inc cs 001055102 1,757 41,114 sole n/a n/a 41,114 Agrium Inc F cs 00896108 818 16,420 sole n/a n/a 16,420 Allied Cap Corp cs 01903Q108 289 94,059 sole n/a n/a 94,059 A O N Corp. cs 037389103 214 5,250 sole n/a n/a 5,250 Amerigas Partners oa 030975106 596 16,525 sole n/a n/a 16,525 American Express cs 025816109 585 17,262 sole n/a n/a 17,262 Boeing cs 097023105 2,188 40,400 sole n/a n/a 40,400 Bank America cs 060505104 2,020 119,406 sole n/a n/a 119,406 Bristol Myers cs 110122108 1,773 78,732 sole n/a n/a 78,732 BRE Pptys Inc Md ClA oa 05564E106 230 7,350 sole n/a n/a 7,350 CF Industries Holdng cs 125269100 765 8,875 sole n/a n/a 8,875 Cisco Systems cs 17275R102 3,279 139,294 sole n/a n/a 139,294 Capitalsource Inc cs 14055X102 405 93,217 sole n/a n/a 93,217 Dominion Res Inc VA cs 25746U109 1,078 31,245 sole n/a n/a 31,245 Diebold Incorporated cs 253651103 1,798 54,600 sole n/a n/a 54,600 Du Pont EI De Nemour cs 263534109 1,767 54,975 sole n/a n/a 54,975 Disney cs 254687106 935 34,050 sole n/a n/a 34,050 D T E Energy Company cs 233331107 233 6,625 sole n/a n/a 6,625 Duke Power cs 26441C105 769 48,840 sole n/a n/a 48,840 I Shares Dow Div ut 464287168 2,584 62,621 sole n/a n/a 62,621 Consolidated Edison cs 209115104 1,372 33,517 sole n/a n/a 33,517 I Share Tr MSCI ut 464287465 1,734 31,720 sole n/a n/a 31,720 Emerson Electric Co cs 291011104 1,184 29,550 sole n/a n/a 29,550 Fannie Mae cs 313586109 47 30,667 sole n/a n/a 30,667 Nicor Inc. cs 654086107 1,089 29,771 sole n/a n/a 29,771 General Electric cs 369604103 2,188 133,244 sole n/a n/a 133,244 Great Plains Energy cs 391164100 1,400 77,969 sole n/a n/a 77,969 HCP Inc. REIT oa 421915109 2,241 77,978 sole n/a n/a 77,978 Hawaiian Elec Indus cs 419870100 206 11,365 sole n/a n/a 11,365 Hewlett-Packard Co cs 428236103 240 5,082 sole n/a n/a 5,082 Hospitality Pptys Tr oa 44106M102 1,581 77,600 sole n/a n/a 77,600 Intel cs 458140100 2,820 144,096 sole n/a n/a 144,096 ISharesRussl1000Valu cs 464287598 1,110 20,000 sole n/a n/a 20,000 ISharesRussl 1000 Gr cs 464287614 1,179 25,450 sole n/a n/a 25,450 Johnson and Johnson cs 478160104 1,338 21,973 sole n/a n/a 21,973 JP Morgan Chase cs 46625H100 3,437 78,435 sole n/a n/a 78,435 Kimberly Clark cs 494368103 1,730 29,331 sole n/a n/a 29,331 Kinder Morgan Energy oa 494550106 3,194 59,130 sole n/a n/a 59,130 Kinder Morgan Mgmt cs 49455U100 956 20,198 sole n/a n/a 20,198 Coca-Cola Co. cs 191216100 2,762 51,436 sole n/a n/a 51,436 Lincoln National cs 534187109 1,278 49,317 sole n/a n/a 49,317 Herman Miller Inc cs 600544100 179 10,558 sole n/a n/a 10,558 3M Company cs 88579Y101 2,945 39,907 sole n/a n/a 39,907 Altria Group Inc cs 718154107 356 19,970 sole n/a n/a 19,970 Nveen CA Mn Val Mf cs 67062C107 250 26,132 sole n/a n/a 26,132 Nucor Corp cs 670346105 2,893 61,550 sole n/a n/a 61,550 Paccar cs 693718108 568 15,068 sole n/a n/a 15,068 Precision Castparts cs 740189105 5,211 51,149 sole n/a n/a 51,149 Pfizer cs 717081103 388 23,419 sole n/a n/a 23,419 Proctor and Gamble cs 742718109 2,830 48,867 sole n/a n/a 48,867 Progress Energy Inc cs 743263105 1,522 38,955 sole n/a n/a 38,955 Philip Morris Intnl cs 718172109 895 18,370 sole n/a n/a 18,370 Pinnacle West cs 723484101 310 9,445 sole n/a n/a 9,445 Patient Portal Tech cs 70322M105 8 51,600 sole n/a n/a 51,600 Penn West Energy Tr cs 707885109 2,543 160,517 sole n/a n/a 160,517 The Southern Company cs 842587107 1,014 32,030 sole n/a n/a 32,030 Sysco Corporation cs 871829107 1,379 55,475 sole n/a n/a 55,475 Integrys Energy Grp. cs 45822P105 306 8,514 sole n/a n/a 8,514 Tyco Electronics cs G91449105 492 22,097 sole n/a n/a 22,097 Terra Industries Inc cs 880915103 741 21,387 sole n/a n/a 21,387 Tyco cs 902124106 762 22,097 sole n/a n/a 22,097 US Bancorp cs 902973304 211 9,670 sole n/a n/a 9,670 Vulcan Materials Co. cs 929160109 1,075 19,887 sole n/a n/a 19,887 Vanguard Value ETF ut 922908744 1,989 43,157 sole n/a n/a 43,157 Vanguard Growth Idx ut 922908736 1,479 30,011 sole n/a n/a 30,011
Q:\EDGAR EasePlus\4513-1 AKJ\akj 13F 3rd 09\akj13f3-09.rtf -----END PRIVACY-ENHANCED MESSAGE-----