0000740260-14-000231.txt : 20141128
0000740260-14-000231.hdr.sgml : 20141127
20141128150523
ACCESSION NUMBER: 0000740260-14-000231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141125
FILED AS OF DATE: 20141128
DATE AS OF CHANGE: 20141128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VENTAS INC
CENTRAL INDEX KEY: 0000740260
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 611055020
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (877) 483-6827
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAFARO DEBRA A
CENTRAL INDEX KEY: 0001215188
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10989
FILM NUMBER: 141255891
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_141720511348010.xml
FORM 4
X0306
4
2014-11-25
0
0000740260
VENTAS INC
VTR
0001215188
CAFARO DEBRA A
353 N. CLARK STREET
SUITE 3300
CHICAGO
IL
60654
1
1
0
0
Chairman and CEO
Common Stock
2014-11-25
4
M
0
47618
41.54
A
569704
D
Common Stock
2014-11-25
4
S
0
47618
70.1156
D
522086
D
Common Stock
2014-11-25
4
M
0
95236
41.54
A
100236
I
By Trust
Common Stock
2014-11-25
4
S
0
95236
70.1156
D
5000
I
By Trust
Stock Option (Right to Buy)
41.54
2014-11-25
4
M
0
47618
0
D
2008-01-22
2018-01-22
Common Stock
47618.0
95235
D
Stock Option (Right to Buy)
41.54
2014-11-25
4
M
0
95236
0
D
2008-01-22
2018-01-22
Common Stock
95236.0
190471
I
By Trust
On November 25, 2014, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $70.00 to $70.2050, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
On November 25, 2014, The Debra A. Cafaro Insurance Trust (the "Trust")(of which Reporting Person's spousce is the trustee) transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated October 2, 2014 entered into by the Trust. The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $70.00 to $70.2050, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
These options were part of a previously reported grant of 428,560 on January 22, 2008 by the Issuer to the Reporting Person (a portion of which was subsequently gifted to the Trust) that vested in three equal annual installments beginning on January 22, 2008.
As of November 25, 2014, Reporting Person owns directly and indirectly by trust options to purchase an aggregate of 1,360,000 shares of Issuer's common stock.
Debra A. Cafaro, By: T. Richard Riney, Attorney-In-Fact
2014-11-28