0000740260-12-000141.txt : 20120803
0000740260-12-000141.hdr.sgml : 20120803
20120803183014
ACCESSION NUMBER: 0000740260-12-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120801
FILED AS OF DATE: 20120803
DATE AS OF CHANGE: 20120803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VENTAS INC
CENTRAL INDEX KEY: 0000740260
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 611055020
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (877) 483-6827
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAFARO DEBRA A
CENTRAL INDEX KEY: 0001215188
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10989
FILM NUMBER: 121008022
MAIL ADDRESS:
STREET 1: 353 N. CLARK STREET
STREET 2: SUITE 3300
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-01
0000740260
VENTAS INC
VTR
0001215188
CAFARO DEBRA A
353 N. CLARK STREET, SUITE 3300
CHICAGO,
IL
60654
1
1
0
0
Chairman and CEO
Common Stock
2012-08-01
4
M
0
95534
28.96
A
786886
D
Common Stock
2012-08-01
4
S
0
211400
67.225
D
575486
D
Common Stock
2012-08-01
4
S
0
12064
67.8926
D
563422
D
Common Stock
2012-08-02
4
S
0
10800
67.00
D
552622
D
Common Stock
2012-08-01
4
M
0
30000
28.96
A
35000
I
By Trust
Common Stock
2012-08-01
4
S
0
28369
67.2247
D
6631
I
By Trust
Common Stock
2012-08-01
4
S
0
1631
67.8933
D
5000
I
By Trust
Stock Option (Right to Buy)
28.96
2012-08-01
4
M
0
95534
0
D
2009-01-21
2019-01-21
Common Stock
95534
668669
D
Stock Option (Right to Buy)
28.96
2012-08-01
4
M
0
30000
0
D
2009-01-21
2019-01-21
Common Stock
30000
392720
I
By Trust
On August 1, 2012, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. These shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated June 29, 2012 entered into by the Reporting Person.
The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $66.7600 to $67.7500, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $67.7600 to $68.0186, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
On August 1, 2012, The Debra A. Cafaro Insurance Trust (the "Trust") (of which Reporting Person's spouse is the trustee) transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. These shares are being sold pursuant to a written non-discretionary 10b5-1(c) sales plan dated June 29, 2012 entered into by the Trust.
The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $66.7600 to $67.7500, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $67.7600 to $68.0186, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
These options were part of a previously reported grant of 173,301 on January 21, 2009 by the Issuer to the Reporting Person that vested in three equal annual installments beginning on January 21, 2009.
Represents total number of unexercised options held directly by the Reporting Person as of August 1, 2012.
Represents total number of unexercised options held indirectly by the Reporting Person as of August 1, 2012.
Debra A. Cafaro, By: T. Richard Riney, Attorney-in-Fact
2012-08-03