0000919574-15-000897.txt : 20150202
0000919574-15-000897.hdr.sgml : 20150202
20150202180734
ACCESSION NUMBER: 0000919574-15-000897
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150129
FILED AS OF DATE: 20150202
DATE AS OF CHANGE: 20150202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEARS HOLDINGS CORP
CENTRAL INDEX KEY: 0001310067
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 201920798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
BUSINESS PHONE: 847-286-2500
MAIL ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
FORMER COMPANY:
FORMER CONFORMED NAME: Sears Holdings CORP
DATE OF NAME CHANGE: 20041129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKOWITZ BRUCE R
CENTRAL INDEX KEY: 0001214344
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36693
FILM NUMBER: 15568618
MAIL ADDRESS:
STREET 1: C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
STREET 2: 4400 BISCAYNE BOULEVARD, 9TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
4
1
p6343332.xml
22124-0001
X0306
4
2015-01-29
0
0001310067
SEARS HOLDINGS CORP
SHLD
0001214344
BERKOWITZ BRUCE R
C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C.
4400 BISCAYNE BOULEVARD, 9TH FLOOR
MIAMI
FL
33137
0
0
1
0
Common Shares, $.01 par value
2015-01-29
4
P
0
10000
32.00
A
25450873
I
See Footnote
Common Shares, $.01 par value
2015-01-30
4
P
0
10000
31.76
A
25460873
I
See Footnote
Common Shares, $.01 par value
2015-02-02
4
P
0
12200
32.66
A
25473073
I
See Footnote
Common Shares, $.01 par value
913000
D
The securities are held in a private fund managed indirectly by Mr. Bruce R. Berkowitz (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the private fund except to the extent of his pecuniary interest, if any, therein.
The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The securities are held in an account managed indirectly by the Reporting Person. The Reporting Person does not have any direct or indirect pecuniary interest in the managed account because the Reporting Person (i) does not receive any incentive compensation from the managed account and (ii) does not have a direct or indirect interest in the managed acount.
Bruce R. Berkowitz, By: /s/ Paul Thomson, Attorney-in-fact
2015-02-02