0001223112-13-000060.txt : 20130520
0001223112-13-000060.hdr.sgml : 20130520
20130520122136
ACCESSION NUMBER: 0001223112-13-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130516
FILED AS OF DATE: 20130520
DATE AS OF CHANGE: 20130520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON RONALD B
CENTRAL INDEX KEY: 0001214157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50216
FILM NUMBER: 13857488
MAIL ADDRESS:
STREET 1: C/O ADA-ES, INC.
STREET 2: 9135 S. RIDGELINE BLVD., SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADA-ES INC
CENTRAL INDEX KEY: 0001223112
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 841457335
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD.
STREET 2: SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 303-734-1727
MAIL ADDRESS:
STREET 1: 9135 S. RIDGELINE BLVD.
STREET 2: SUITE 200
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-16
0
0001223112
ADA-ES INC
ADES
0001214157
JOHNSON RONALD B
C/O ADA-ES, INC.
9135 S. RIDGELINE BLVD., SUITE 200
HIGHLANDS RANCH
CO
80129
1
0
0
0
Common Stock
2013-05-16
4
S
0
300
32
A
29186
D
Common Stock
2013-05-17
4
S
0
500
34
A
28686
D
Shares sold pursuant to an existing 10b5-1[c] plan.
Of the amount shown, 20,909 shares are held by Twin-Kem International, Inc. of which Mr. Johnson is the President.
Ronald B. Johnson
2013-05-20