0001223112-13-000057.txt : 20130515 0001223112-13-000057.hdr.sgml : 20130515 20130515122028 ACCESSION NUMBER: 0001223112-13-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON RONALD B CENTRAL INDEX KEY: 0001214157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50216 FILM NUMBER: 13844978 MAIL ADDRESS: STREET 1: C/O ADA-ES, INC. STREET 2: 9135 S. RIDGELINE BLVD., SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADA-ES INC CENTRAL INDEX KEY: 0001223112 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 841457335 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-13 0 0001223112 ADA-ES INC ADES 0001214157 JOHNSON RONALD B C/O ADA-ES, INC. 9135 S. RIDGELINE BLVD., SUITE 200 HIGHLANDS RANCH CO 80129 1 0 0 0 Common Stock 2013-05-13 4 S 0 200 30 D 29486 D Shares sold pursuant to an existing 10b5-1(c) plan. Of the amount shown, 21,909 shares are held by Twin-Kem International, Inc. of which Mr. Johnson is the President. Ronald B. Johnson 2013-05-15