0001437749-22-022339.txt : 20220913
0001437749-22-022339.hdr.sgml : 20220913
20220913171511
ACCESSION NUMBER: 0001437749-22-022339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220909
FILED AS OF DATE: 20220913
DATE AS OF CHANGE: 20220913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIGON RICHARD
CENTRAL INDEX KEY: 0001213869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 221241492
MAIL ADDRESS:
STREET 1: CEDAR POINT CAPITAL
STREET 2: 150 SOUTH 5TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 100
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-09-09
0001603454
Celcuity Inc.
CELC
0001213869
NIGON RICHARD
16305 36TH AVENUE NORTH
SUITE 100
MINNEAPOLIS
MN
55446
1
Common Stock
2022-09-09
4
P
0
5000
8.9878
A
96032
D
Common Stock
20300
I
By Grandchildren's Trust
Stock Option (right to buy)
5.1000
2030-05-14
Common Stock
25308
25308
D
Warrants (right to buy)
9.5000
2024-09-22
Common Stock
5061
5061
D
Warrants (right to buy)
7.5628
2026-01-14
Common Stock
4672
4672
D
Warrants (right to buy)
7.5628
2026-05-02
Common Stock
3245
3245
D
Warrants (right to buy)
8.4208
2027-04-28
Common Stock
8461
8461
D
Warrants (right to buy)
8.4208
2027-05-17
Common Stock
1429
1429
D
Stock Option (right to buy)
5.5000
2027-10-19
Common Stock
8200
8200
D
Stock Option (right to buy)
5.5000
2028-05-14
Common Stock
3201
3201
D
Stock Option (right to buy)
5.5000
2029-05-16
Common Stock
5054
5054
D
Stock Option (right to buy)
5.5000
2031-05-12
Common Stock
4619
4619
D
Stock Option (right to buy)
5.5000
2032-05-17
Common Stock
24449
24449
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.615 to $9.08, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
Currently exercisable.
This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.
/s/ Eric O. Madson as Attorney-in-Fact for Richard Nigon pursuant to Power of Attorney previously filed.
2022-09-13