0000914190-18-000396.txt : 20180913 0000914190-18-000396.hdr.sgml : 20180913 20180913172326 ACCESSION NUMBER: 0000914190-18-000396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180911 FILED AS OF DATE: 20180913 DATE AS OF CHANGE: 20180913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIGON RICHARD CENTRAL INDEX KEY: 0001213869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 181069555 MAIL ADDRESS: STREET 1: CEDAR POINT CAPITAL STREET 2: 150 SOUTH 5TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 450 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 450 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-11 0001603454 Celcuity Inc. CELC 0001213869 NIGON RICHARD 16305 36TH AVENUE NORTH MINNEAPOLIS MN 55446 1 0 0 0 Common Stock 2018-09-11 4 P 0 9747 22.31 A 90278 D Common Stock 20300 I By Grandchildren's Trust Stock Option (right to buy) 16.23 2027-10-19 Common Stock 8200 8200 D Stock Option (right to buy) 19.45 2028-05-14 Common Stock 3201 3201 D Warrants (right to buy) 9.50 2024-09-22 Common Stock 5061 5061 D Warrants (right to buy) 7.5628 2026-01-14 Common Stock 4672 4672 D Warrants (right to buy) 7.5628 2026-05-02 Common Stock 3245 3245 D Warrants (right to buy) 8.4208 2027-04-28 Common Stock 8461 8461 D Warrants (right to buy) 8.4208 2027-05-17 Common Stock 1429 1429 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.93 to $22.85 inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Currently exercisable. This Option will vest and become exercisable on April 30, 2019, or if earlier, the date of the Company's 2019 Annual Meeting of Stockholders. /s/ Eric O. Madson as Attorney-in-Fact for Richard J. Nigon pursuant to Power of Attorney previously filed. 2018-09-13