0000914190-18-000396.txt : 20180913
0000914190-18-000396.hdr.sgml : 20180913
20180913172326
ACCESSION NUMBER: 0000914190-18-000396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180911
FILED AS OF DATE: 20180913
DATE AS OF CHANGE: 20180913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIGON RICHARD
CENTRAL INDEX KEY: 0001213869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38207
FILM NUMBER: 181069555
MAIL ADDRESS:
STREET 1: CEDAR POINT CAPITAL
STREET 2: 150 SOUTH 5TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celcuity Inc.
CENTRAL INDEX KEY: 0001603454
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 450
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
BUSINESS PHONE: 763-392-0767
MAIL ADDRESS:
STREET 1: 16305 36TH AVENUE N
STREET 2: SUITE 450
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55446
FORMER COMPANY:
FORMER CONFORMED NAME: Celcuity LLC
DATE OF NAME CHANGE: 20140324
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-09-11
0001603454
Celcuity Inc.
CELC
0001213869
NIGON RICHARD
16305 36TH AVENUE NORTH
MINNEAPOLIS
MN
55446
1
0
0
0
Common Stock
2018-09-11
4
P
0
9747
22.31
A
90278
D
Common Stock
20300
I
By Grandchildren's Trust
Stock Option (right to buy)
16.23
2027-10-19
Common Stock
8200
8200
D
Stock Option (right to buy)
19.45
2028-05-14
Common Stock
3201
3201
D
Warrants (right to buy)
9.50
2024-09-22
Common Stock
5061
5061
D
Warrants (right to buy)
7.5628
2026-01-14
Common Stock
4672
4672
D
Warrants (right to buy)
7.5628
2026-05-02
Common Stock
3245
3245
D
Warrants (right to buy)
8.4208
2027-04-28
Common Stock
8461
8461
D
Warrants (right to buy)
8.4208
2027-05-17
Common Stock
1429
1429
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.93 to $22.85 inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Currently exercisable.
This Option will vest and become exercisable on April 30, 2019, or if earlier, the date of the Company's 2019 Annual Meeting of Stockholders.
/s/ Eric O. Madson as Attorney-in-Fact for Richard J. Nigon pursuant to Power of Attorney previously filed.
2018-09-13