0001144204-14-032288.txt : 20140520 0001144204-14-032288.hdr.sgml : 20140520 20140520092649 ACCESSION NUMBER: 0001144204-14-032288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitala Finance Corp. CENTRAL INDEX KEY: 0001571329 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-376-5502 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOYER CHARLES CENTRAL INDEX KEY: 0001213334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01022 FILM NUMBER: 14856524 MAIL ADDRESS: STREET 1: 501 FIFTH STREET CITY: BRISTOL STATE: TN ZIP: 37620 4 1 v379142_4.xml OWNERSHIP DOCUMENT X0306 4 2014-05-16 0 0001571329 Capitala Finance Corp. CPTA 0001213334 MOYER CHARLES C/O CAPITALA FINANCE CORP. 4201 CONGRESS STREET, SUITE 360 CHARLOTTE NC 28209 1 0 0 0 Common Stock 2014-05-16 4 P 0 500 18.19 A 5853 D /s/ Richard G. Wheelahan, III, attorney-in-fact 2014-05-20