-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AL66sD5+Dekz2/kee+D5Y3nEY3OIWO0nhbjMehmy4vLiXZzluKFWW2OyB+cyYFXG TrF0uf40jDoYYO/28FyyNg== 0001213206-10-000036.txt : 20101021 0001213206-10-000036.hdr.sgml : 20101021 20101021084339 ACCESSION NUMBER: 0001213206-10-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101021 DATE AS OF CHANGE: 20101021 EFFECTIVENESS DATE: 20101021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001213206 IRS NUMBER: 203954582 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12098 FILM NUMBER: 101134144 BUSINESS ADDRESS: STREET 1: 4 NORTH PARK DRIVE STREET 2: SUITE 106 CITY: HUNT VALLEY STATE: MD ZIP: 21030-1806 BUSINESS PHONE: 410-329-1522 MAIL ADDRESS: STREET 1: 4 NORTH PARK DRIVE STREET 2: SUITE 106 CITY: HUNT VALLEY STATE: MD ZIP: 21030-1806 13F-HR 1 form13f-0910.txt MARATHON CAPITAL MANAGEMENT FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number _____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Marathon Capital Management Address: 4 North Park Drive, Suite 106 Hunt Valley, MD 21030 Form 13F File Number: 28-12098 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James G. Kennedy Title: President Phone: 410-329-1522 Signature, Place, and Date of Signing: James G. Kennedy Hunt Valley, MD October 21, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: None Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $83,632 (thousands) List of Other Included Managers: None Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHR OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRTN MNGRS SOLE SHRD NONE ATC Healthcare COM 00209C102 1 15000 SH SOLE 0 0 ABB Limited COM 000375204 2466 116559 SH SOLE 1500 0 0 Alaska Communications COM 01167P101 218 21500 SH SOLE 0 0 Alturas Minerals Corp COM 022143101 32 250000 SH SOLE 250000 0 0 American Bio Medica COM 024600108 14 127000 SH SOLE 0 0 American Oil & Gas Nev COM 028723104 3640 441400 SH SOLE 85050 0 0 Applied Minerals COM 03823M100 2293 2965003 SH SOLE 406500 0 0 Aspenbio Pharma Inc COM 045346103 16 30844 SH SOLE 1844 0 0 Axt Inc COM 00246W103 1062 160450 SH SOLE 0 0 Barclays Bank Ipath COM 06740C527 175 10150 SH SOLE 2350 0 0 Baxter International Inc COM 116794108 970 20330 SH SOLE 600 0 0 Blackrock Real Asset Eq COM 09254B109 1471 113475 SH SOLE 5250 0 0 Bristol-Myers Squibb Co COM 110122108 208 7680 SH SOLE 500 0 0 Calamos Strgc Tot Ret Fd COM 128125101 91 10300 SH SOLE 0 0 Chevrontexaco corp COM 166764100 224 2759 SH SOLE 0 0 Cisco Systems Inc COM 17275R102 332 15018 SH SOLE 1200 0 0 Coca Cola Compsny COM 191216100 477 8140 SH SOLE 500 0 0 Comcast Corp COM 20030N408 284 10850 SH SOLE 0 0 Comcast Corp Spl Cl A COM 20030N200 337 19825 SH SOLE 1700 0 0 Compumed Inc New COM 204914402 148 1682100 SH SOLE 1381000 0 0 Corning Inc COM 219350105 246 13455 SH SOLE 0 0 Crossroads Systems Inc COM 22765D100 76 101000 SH SOLE 0 0 Dialogic Inc COM 25250T100 77 21000 SH SOLE 5000 0 0 Digimarc Corp COM 25381B101 235 10000 SH SOLE 0 0 Disaboom Inc COM 25459T109 2 850019 SH SOLE 845019 0 0 Du Pont E I De Nemour&Co COM 263534109 1172 26260 SH SOLE 600 0 0 Duke Energy Corporation COM 26441C105 831 46959 SH SOLE 1400 0 0 Eaton Corp COM 278058102 1432 17350 SH SOLE 750 0 0 Echo Therapeutics COM 27876L107 60 60000 SH SOLE 60000 0 0 Exxon Mobil Corporation COM 30231G102 726 11736 SH SOLE 300 0 0 Fairchild Semiconductor COM 303726103 94 10000 SH SOLE 0 0 Frontier Communicaations COM 35906A108 88 10759 SH SOLE 0 0 G S E Systems Inc COM 36227K106 2006 588810 SH SOLE 100 0 0 General Electric Company COM 369604103 219 13450 SH SOLE 375 0 0 Golden Odyssey Mining COM 38113R104 129 1650000 SH SOLE 1650000 0 0 Great Lakes Dredge COM 390607109 700 120250 SH SOLE 2500 0 0 Hudson Technologies COM 444144109 2679 1632450 SH SOLE 23000 0 0 InContact Inc COM 45336E109 6818 2856690 SH SOLE 123200 0 0 Intel Corp COM 458140100 1856 96656 SH SOLE 2000 0 0 Intermap Tech Corp COM 458977204 3165 4787450 SH SOLE 613750 0 0 Intl Business Machines COM 459200101 756 5581 SH SOLE 0 0 Inuvo Inc COM 46122W105 233 780000 SH SOLE 780000 0 0 Johnson & Johnson COM 478160104 828 13509 SH SOLE 700 0 0 Johnson Controls Inc COM 478366107 207 6675 SH SOLE 200 0 0 Kopin Corp COM 500600101 3778 1051850 SH SOLE 12600 0 0 Lpath Inc COM 548910108 2308 2564150 SH SOLE 324850 0 0 Manitex International COM 563420108 1215 508150 SH SOLE 0 0 Marathon Oil Corp COM 565849106 394 11910 SH SOLE 900 0 0 Merck & Co Inc COM 589331107 713 19371 SH SOLE 300 0 0 Micromem Tech Inc COM 59509P106 10 41500 SH SOLE 0 0 Microsoft Corp COM 594918104 1197 48885 SH SOLE 1000 0 0 Nanologix Inc COM 630076107 3352 4694300 SH SOLE 3837300 0 0 Novadaq Technologies COM 66987G102 1360 371150 SH SOLE 9000 0 0 Nymox Pharmaceutical COM 67076P102 418 117150 SH SOLE 0 0 Overland Storage COM 690310107 989 642455 SH SOLE 10000 0 0 P H C Inc Mass Cl A CLS A 693315103 2350 1787400 SH SOLE 71700 0 0 PICO Holdings COM 693366205 964 32200 SH SOLE 900 0 0 Peerless Systems Corp COM 705536100 39 12000 SH SOLE 0 0 Pfizer Inc. COM 717081103 185 10764 SH SOLE 0 0 Phillip Morris Intl COM 718172109 290 5175 SH SOLE 0 0 Procera Networks Inc COM 74269U104 9 17500 SH SOLE 0 0 Procter & Gamble Co COM 742718109 1184 19714 SH SOLE 100 0 0 Qualcomm Inc COM 747525103 262 5811 SH SOLE 0 0 Ramtron Intl Corp COM 751907304 3144 845316 SH SOLE 0 0 S R S Labs COM 78464M106 3852 410357 SH SOLE 4000 0 0 Seychelle Environmental T COM 818542102 154 500000 SH SOLE 500000 0 0 Standard Silver Corp. COM 854114204 13 16050 SH SOLE 16050 0 0 Stockeryale Inc New COM 86126T203 53 658500 SH SOLE 275000 0 0 Support Com Inc COM 868587106 4636 992250 SH SOLE 13500 0 0 TeleCommunication Sys. COM 87929J103 5221 1206397 SH SOLE 20000 0 0 Tortoise No Amern Energy COM 89147T103 279 11362 SH SOLE 1000 0 0 Tucows Inc COM 898697107 720 1080750 SH SOLE 1080750 0 0 Unica Corp COM 904583101 1077 51334 SH SOLE 2000 0 0 Urigen Pharma Inc. COM 917264103 228 3812500 SH SOLE 2982500 0 0 Verizon Communications COM 92343V104 332 10179 SH SOLE 0 0 Versar COM 925297103 359 118750 SH SOLE 0 0 Vical, Inc. COM 925602104 585 262450 SH SOLE 8500 0 0 Vitamin Spice COM 92849D103 118 1175000 SH SOLE 1025000 0 0 White Mountain Titanium COM 864109102 2734 3857400 SH SOLE 984550 0 0
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