-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L9v0rps5mUsk0q/Z1dplEkfibI8FlNZ0pJZlLNUp456vQl2VThu17Fx+f7s+wKg3 YmRsJYo4Z36gsq57kuBT8g== 0001213206-10-000030.txt : 20100719 0001213206-10-000030.hdr.sgml : 20100719 20100719092434 ACCESSION NUMBER: 0001213206-10-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100719 DATE AS OF CHANGE: 20100719 EFFECTIVENESS DATE: 20100719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001213206 IRS NUMBER: 203954582 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12098 FILM NUMBER: 10957564 BUSINESS ADDRESS: STREET 1: 4 NORTH PARK DRIVE STREET 2: SUITE 106 CITY: HUNT VALLEY STATE: MD ZIP: 21030-1806 BUSINESS PHONE: 410-329-1522 MAIL ADDRESS: STREET 1: 4 NORTH PARK DRIVE STREET 2: SUITE 106 CITY: HUNT VALLEY STATE: MD ZIP: 21030-1806 13F-HR 1 form13f-0610.txt MARATHON CAPITAL MANAGEMENT FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2010 Check here if Amendment [ ]; Amendment Number _____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Marathon Capital Management Address: 4 North Park Drive, Suite 106 Hunt Valley, MD 21030 Form 13F File Number: 28-12098 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James G. Kennedy Title: President Phone: 410-329-1522 Signature, Place, and Date of Signing: James G. Kennedy Hunt Valley, MD July 19, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: None Form 13F Information Table Entry Total: 74 Form 13F Information Table Value Total: $85,277 (thousands) List of Other Included Managers: None Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHR OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRTN MNGRS SOLE SHRD NONE ATC Healthcare COM 00209C102 1 15000 SH SOLE 0 0 ABB Limited COM 000375204 2020 116709 SH SOLE 1500 0 0 Alaska Communications COM 01167P101 171 20000 SH SOLE 0 0 Alturas Minerals Corp COM 022143101 25 250000 SH SOLE 250000 0 0 American Bio Medica COM 024600108 11 127500 SH SOLE 0 0 American Oil & Gas Nev COM 028723104 6852 1065200 SH SOLE 43050 0 0 Applied Minerals COM 03823M100 2826 2935103 SH SOLE 406500 0 0 Aspenbio Pharma Inc COM 045346103 1368 1305225 SH SOLE 198525 0 0 Axt Inc COM 00246W103 2544 564200 SH SOLE 0 0 Barclays Bank Ipath COM 06740C527 335 10750 SH SOLE 2800 0 0 Barclays Bank Ipath COM 06739H644 168 16000 SH SOLE 2300 0 0 Baxter International Inc COM 116794108 361 8880 SH SOLE 100 0 0 Blackrock Real Asset Eq COM 09254B109 1285 113475 SH SOLE 5250 0 0 Calamos Strgc Tot Ret Fd COM 128125101 79 10300 SH SOLE 0 0 Cisco Systems Inc COM 17275R102 316 14759 SH SOLE 1200 0 0 Coca Cola Compsny COM 191216100 401 7990 SH SOLE 500 0 0 Cohen & Steers Select Fd COM 19248A109 157 12424 SH SOLE 0 0 Comcast Corp COM 20030N408 263 10350 SH SOLE 0 0 Comcast Corp Spl Cl A COM 20030N200 309 18825 SH SOLE 1700 0 0 Compumed Inc New COM 204914402 311 1671000 SH SOLE 1381000 0 0 Corning Inc COM 219350105 229 14205 SH SOLE 0 0 Crossroads Systems Inc COM 22765D100 1101 2170426 SH SOLE 1419176 0 0 Disaboom Inc COM 25459T109 3 850019 SH SOLE 845019 0 0 Du Pont E I De Nemour&Co COM 263534109 902 26068 SH SOLE 600 0 0 Duke Energy Corporation COM 26441C105 736 45959 SH SOLE 1400 0 0 Eaton Corp COM 278058102 1142 17400 SH SOLE 750 0 0 Echo Therapeutics COM 27876L107 63 50000 SH SOLE 50000 0 0 Exxon Mobil Corporation COM 30231G102 657 11495 SH SOLE 300 0 0 Fairchild Semiconductor COM 303726103 84 10000 SH SOLE 0 0 G S E Systems Inc COM 36227K106 2412 588760 SH SOLE 100 0 0 General Electric Company COM 369604103 191 13200 SH SOLE 375 0 0 Golden Odyssey Mining COM 38113R104 143 1600000 SH SOLE 1600000 0 0 Great Lakes Dredge COM 390607109 60 10000 SH SOLE 0 0 Hudson Technologies COM 444144109 3430 1583250 SH SOLE 23000 0 0 InContact Inc COM 45336E109 6951 2807490 SH SOLE 120200 0 0 Intel Corp COM 458140100 1861 95622 SH SOLE 2000 0 0 Intermap Tech Corp COM 458977204 2445 3652200 SH SOLE 478500 0 0 Intl Business Machines COM 459200101 699 5631 SH SOLE 0 0 Johnson & Johnson COM 478160104 795 13457 SH SOLE 700 0 0 Kopin Corp COM 500600101 2542 738350 SH SOLE 6100 0 0 Lpath Inc COM 548910108 1224 1995650 SH SOLE 239850 0 0 Manitex International COM 563420108 927 514400 SH SOLE 0 0 Marathon Oil Corp COM 565849106 353 11370 SH SOLE 900 0 0 Merck & Co Inc COM 589331107 691 19771 SH SOLE 300 0 0 Micromem Tech Inc COM 59509P106 17 41500 SH SOLE 0 0 Microsoft Corp COM 594918104 649 28190 SH SOLE 1000 0 0 Nanologix Inc COM 630076107 3607 4687800 SH SOLE 3837300 0 0 Novadaq Technologies COM 66987G102 1165 369400 SH SOLE 9000 0 0 Nymox Pharmaceutical COM 67076P102 334 107000 SH SOLE 0 0 Overland Storage COM 690310107 1266 626955 SH SOLE 10000 0 0 P H C Inc Mass Cl A CLS A 693315103 2049 1794900 SH SOLE 77700 0 0 PICO Holdings COM 693366205 895 29850 SH SOLE 900 0 0 Pfizer Inc. COM 717081103 150 10514 SH SOLE 0 0 Phillip Morris Intl COM 718172109 237 5175 SH SOLE 0 0 Procera Networks Inc COM 74269U104 8 17500 SH SOLE 0 0 Procter & Gamble Co COM 742718109 1191 19852 SH SOLE 100 0 0 Qualcomm Inc COM 747525103 204 6211 SH SOLE 0 0 Ramtron Intl Corp COM 751907304 2241 858224 SH SOLE 0 0 S R S Labs COM 78464M106 3823 413357 SH SOLE 4000 0 0 Seychelle Environmental T COM 818542102 122 453085 SH SOLE 453085 0 0 Standard Silver Corp. COM 854114204 4 16050 SH SOLE 16050 0 0 Stockeryale Inc New COM 86126T203 70 688000 SH SOLE 275000 0 0 Support Com Inc COM 868587106 4364 1031250 SH SOLE 13500 0 0 TeleCommunication Sys. COM 87929J103 4585 1063897 SH SOLE 15000 0 0 Tortoise No Amern Energy COM 89147T103 263 11362 SH SOLE 1000 0 0 Tucows Inc COM 898697107 690 1078250 SH SOLE 1078250 0 0 Unica Corp COM 904583101 287 30000 SH SOLE 1000 0 0 Urigen Pharma Inc. COM 917264103 384 3802500 SH SOLE 2982500 0 0 Veraz Networks COM 923359103 780 886000 SH SOLE 593500 0 0 Verizon Communications COM 92343V104 250 8940 SH SOLE 0 0 Versar COM 925297103 2097 645462 SH SOLE 2000 0 0 Vical, Inc. COM 925602104 861 277700 SH SOLE 8500 0 0 Vitamin Spice COM 92849D103 78 410000 SH SOLE 350000 0 0 White Mountain Titanium COM 864109102 3161 3553400 SH SOLE 969550 0 0
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