-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K2awRMrZ1P0I8wP4nniYU8bEgCmPiBe9MnxriTllgHOOQ9OU8SO3gelEDXs7ZKPp w43f5pdcIcsDsWv/G6XRwQ== 0001213206-10-000002.txt : 20100119 0001213206-10-000002.hdr.sgml : 20100118 20100119142935 ACCESSION NUMBER: 0001213206-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100119 DATE AS OF CHANGE: 20100119 EFFECTIVENESS DATE: 20100119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001213206 IRS NUMBER: 203954582 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12098 FILM NUMBER: 10532954 BUSINESS ADDRESS: STREET 1: 4 NORTH PARK DRIVE STREET 2: SUITE 106 CITY: HUNT VALLEY STATE: MD ZIP: 21030-1806 BUSINESS PHONE: 410-329-1522 MAIL ADDRESS: STREET 1: 4 NORTH PARK DRIVE STREET 2: SUITE 106 CITY: HUNT VALLEY STATE: MD ZIP: 21030-1806 13F-HR 1 form13f-1209.txt MARATHON CAPITAL MANAGEMENT FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment [ ]; Amendment Number _____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Marathon Capital Management Address: 4 North Park Drive, Suite 106 Hunt Valley, MD 21030 Form 13F File Number: 28-12098 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James G. Kennedy Title: President Phone: 410-329-1522 Signature, Place, and Date of Signing: James G. Kennedy Hunt Valley, MD January 25, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: None Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $92,311 (thousands) List of Other Included Managers: None Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHR OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRTN MNGRS SOLE SHRD NONE ABB Limited COM 000375204 2223 116409 SH SOLE 1500 0 0 Aehr Test Systems COM 00760J108 13 10000 SH SOLE 0 0 Alaska Communications COM 01167P101 164 20500 SH SOLE 0 0 Alturas Minerals Corp COM 022143101 38 250000 SH SOLE 250000 0 0 American Bio Medica COM 024600108 26 235071 SH SOLE 20000 0 0 American Oil & Gas Nev COM 028723104 5810 1383420 SH SOLE 185850 0 0 Applied Minerals COM 03823M100 1938 3325103 SH SOLE 756500 0 0 Aspenbio Pharma Inc COM 045346103 3115 1792225 SH SOLE 204675 0 0 Axt Inc COM 00246W103 4598 1414880 SH SOLE 2500 0 0 Barclays Bank Ipath COM 06740C527 346 10150 SH SOLE 2300 0 0 Barclays Bank Ipath COM 06739H644 214 15000 SH SOLE 3500 0 0 Baxter International Inc COM 116794108 517 8805 SH SOLE 100 0 0 Blackrock Real Asset Eq COM 09254B109 1392 109900 SH SOLE 5250 0 0 Bluebook Intl Hldg New COM 09608Q208 1 50000 SH SOLE 50000 0 0 Bristol-Myers Squibb COM 110122108 200 7920 SH SOLE 500 0 0 Calamos Strgc Tot Ret Fd COM 128125101 90 10300 SH SOLE 0 0 Chevrontexaco COM 166764100 206 2670 SH SOLE 0 0 Cisco Systems Inc COM 17275R102 385 16102 SH SOLE 1550 0 0 Coca Cola Compsny COM 191216100 466 8180 SH SOLE 500 0 0 Comcast Corp COM 20030N408 255 10200 SH SOLE 0 0 Comcast Corp Spl Cl A COM 20030N200 313 19525 SH SOLE 1700 0 0 Compumed Inc New COM 204914402 195 1629000 SH SOLE 1341000 0 0 Corning Inc COM 219350105 279 14455 SH SOLE 0 0 Crossroads Systems Inc COM 22765D100 875 2574426 SH SOLE 1748176 0 0 Disaboom Inc COM 25459T109 17 850019 SH SOLE 845019 0 0 Du Pont E I De Nemour&Co COM 263534109 899 26715 SH SOLE 600 0 0 Duke Energy Corporation COM 26441C105 795 46177 SH SOLE 1400 0 0 EMC Corp COM 268648102 1431 81900 SH SOLE 2200 0 0 Eaton Corp COM 278058102 1126 17700 SH SOLE 900 0 0 Exxon Mobil Corporation COM 30231G102 759 11130 SH SOLE 300 0 0 G S E Systems Inc COM 36227K106 3252 595010 SH SOLE 100 0 0 General Electric Company COM 369604103 241 15925 SH SOLE 375 0 0 Genvec, Inc. COM 37246C107 750 625400 SH SOLE 6000 0 0 Golden Odyssey Mining COM 38113R104 259 1595000 SH SOLE 1595000 0 0 Great Lakes Dredge Corp COM 390607109 65 10000 SH SOLE 0 0 Hudson Technologies COM 444144109 2328 1599500 SH SOLE 23000 0 0 InContact Inc COM 45336E109 8319 2850790 SH SOLE 123500 0 0 Intel Corp COM 458140100 1977 96915 SH SOLE 2500 0 0 Intermap Tech Corp COM 458977204 5663 3207950 SH SOLE 320750 0 0 Intl Business Machines COM 459200101 787 6016 SH SOLE 0 0 Johnson & Johnson COM 478160104 884 13719 SH SOLE 700 0 0 Lpath Inc COM 548910108 1573 1962650 SH SOLE 237350 0 0 Manitex International COM 563420108 990 515650 SH SOLE 0 0 Marathon Oil Corp COM 565849106 355 11370 SH SOLE 900 0 0 Merck & Co Inc COM 589331107 759 20775 SH SOLE 500 0 0 Micromem Tech Inc COM 59509P106 26 41500 SH SOLE 0 0 Microsoft Corp COM 594918104 865 28383 SH SOLE 1000 0 0 Nanologix Inc COM 630076107 2341 4876600 SH SOLE 4026600 0 0 Overland Storage COM 690310107 864 375866 SH SOLE 1666 0 0 P H C Inc Mass Cl A CLS A 693315103 2026 1793900 SH SOLE 86700 0 0 PICO Holdings COM 693366205 977 29850 SH SOLE 900 0 0 Pfizer Incorporated COM 717081103 209 11514 SH SOLE 0 0 Phillip Morris Intl COM 718172109 249 5175 SH SOLE 0 0 Procera Networks Inc COM 74269U104 8 17500 SH SOLE 0 0 Procter & Gamble Co COM 742718109 1236 20384 SH SOLE 400 0 0 Provident Energy Trust COM 74386K104 81 12000 SH SOLE 0 0 Qualcomm Inc COM 747525103 287 6211 SH SOLE 0 0 Ramtron Intl Corp COM 751907304 1553 877474 SH SOLE 0 0 Rowe Price Group COM 74144T108 253 4750 SH SOLE 0 0 S R S Labs COM 78464M106 3053 416857 SH SOLE 4000 0 0 Stockeryale Inc New COM 86126T203 59 743188 SH SOLE 247388 0 0 Support Com Inc COM 868587106 2695 1022250 SH SOLE 13500 0 0 TeleCommunication Sys. COM 87929J103 10791 1119280 SH SOLE 13200 0 0 Templeton Globbal Incm COM 880198106 109 11500 SH SOLE 0 0 Titanium Metals Corp COM 888339207 138 11000 SH SOLE 0 0 Tortoise No Amern Energy COM 89147T103 269 12250 SH SOLE 1000 0 0 Tucows Inc COM 898697107 170 250000 SH SOLE 250000 0 0 Urigen Pharma Inc. COM 917264103 223 2352500 SH SOLE 2352500 0 0 Veraz Networks COM 923359103 1225 1289750 SH SOLE 977250 0 0 Verizon Communications COM 92343V104 309 9340 SH SOLE 0 0 Versar COM 925297103 2447 799716 SH SOLE 2000 0 0 Vical, Inc. COM 925602104 927 281700 SH SOLE 10000 0 0 White Mountain Titanium COM 864109102 2029 1811512 SH SOLE 931050 0 0
-----END PRIVACY-ENHANCED MESSAGE-----