-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NwEktbMR3WwjqWYpgRLrXAMbZ6ZVertyuLMQQEm4qVAICko22jAp3H2KwZoaNIzP Cpm3XlZc/kCTb0jrQIrmsg== 0001213206-09-000019.txt : 20090126 0001213206-09-000019.hdr.sgml : 20090126 20090126083704 ACCESSION NUMBER: 0001213206-09-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090126 DATE AS OF CHANGE: 20090126 EFFECTIVENESS DATE: 20090126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001213206 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12098 FILM NUMBER: 09544103 BUSINESS ADDRESS: STREET 1: P.O. BOX 771 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 form13f-1208.txt 13F-HR FOR MARATHON CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2008 Check here if Amendment [ ]; Amendment Number _____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Marathon Capital Management Address: 4 North Park Drive, Suite 106 Hunt Valley, MD 21030 Form 13F File Number: 28-12098 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statement, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James G. Kennedy Title: President Phone: 410-329-1522 Signature, Place, and Date of Signing: James G. Kennedy Hunt Valley, MD January 23, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: None Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $76,763 (thousands) List of Other Included Managers: None Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHR OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRTN MNGRS SOLE SHRD NONE ABB Limited COM 000375204 1867 124750 SH SOLE 750 0 0 Advanced Photonix Cl A COM 00754E107 88 130000 SH SOLE 130000 0 0 Alaska Communications COM 01167P101 279 30000 SH SOLE 1000 0 0 Alturas Minerals Corp COM 022143101 9 250000 SH SOLE 250000 0 0 American Bio Medica COM 024600108 378 1613173 SH SOLE 35000 0 0 American International COM 026875107 20 13000 SH SOLE 0 0 American Oil & Gas Nev COM 028723104 484 836650 SH SOLE 2800 0 0 Aspenbio Pharma Inc COM 045346103 4463 713750 SH SOLE 5250 0 0 Atlas Mining Co COM 049375108 655 3461203 SH SOLE 860600 0 0 Axt Inc COM 00246W103 2571 1902430 SH SOLE 226600 0 0 Bank of America Corp COM 60505104 141 10011 SH SOLE 0 0 Baxter International Inc COM 116794108 523 9755 SH SOLE 150 0 0 Bluebook Intl Hldg New COM 09608Q208 6 50000 SH SOLE 50000 0 0 Bruker Biosciences Corp COM 116794108 417 103750 SH SOLE 0 0 Cadus Corp COM 127639102 169 125000 SH SOLE 125000 0 0 Calamos Strgc Tot Ret Fd COM 128125101 72 11596 SH SOLE 0 0 Catalyst Health Solutions COM 14888B103 267 10950 SH SOLE 0 0 Cisco Systems Inc COM 17275R102 248 15172 SH SOLE 200 0 0 Coca Cola Compsny COM 191216100 287 6365 SH SOLE 0 0 Comcast Corp COM 20030N408 224 10200 SH SOLE 200 0 0 Compumed Inc New COM 204914402 180 1489000 SH SOLE 1116000 0 0 Corning Inc COM 219350105 161 16905 SH SOLE 0 0 Corts Tr IV IBM COM 22082G208 308 12000 SH SOLE 400 0 0 Crossroads Systems Inc COM 22765D100 781 2424000 SH SOLE 1596000 0 0 Disaboom Inc COM 25459T109 152 607819 SH SOLE 602819 0 0 Du Pont E I De Nemour&Co COM 263534109 756 29865 SH SOLE 400 0 0 Duke Energy Corporation COM 26441C105 765 50909 SH SOLE 1000 0 0 EMC Corp COM 268648102 829 79157 SH SOLE 700 0 0 Eaton Corp COM 278058102 747 15025 SH SOLE 300 0 0 Exxon Mobil Corporation COM 30231G102 969 12152 SH SOLE 400 0 0 G S E Systems Inc COM 36227K106 3959 653575 SH SOLE 2725 0 0 General Electric Company COM 369604103 1242 76732 SH SOLE 2400 0 0 Genvec, Inc. COM 37246C107 408 772900 SH SOLE 11000 0 0 Golden Odyssey Mining COM 38113R104 56 1725000 SH SOLE 1725000 0 0 GTC Biotherapeutics Inc COM 36238T104 141 441500 SH SOLE 7500 0 0 ICx Technologies Inc COM 44934T105 265 33500 SH SOLE 0 0 InContact Inc COM 45336E109 3936 3114521 SH SOLE 133500 0 0 Intel Corp COM 458140100 1072 73173 SH SOLE 1250 0 0 Intermap Tech Corp COM 458977204 2961 2017236 SH SOLE 81450 0 0 Intl Business Machines COM 459200101 518 6144 SH SOLE 0 0 Johnson & Johnson COM 478160104 776 12969 SH SOLE 100 0 0 Lapolla Industries Inc COM 516648102 245 480000 SH SOLE 480000 0 0 Liberty All Star Eq Fd SH BEN 530158104 126 36000 SH SOLE 0 0 Lpath Inc COM 548910108 1851 1788950 SH SOLE 201850 0 0 Manitex International COM 563420108 444 431840 SH SOLE 2500 0 0 Merck & Co Inc COM 589331107 806 26505 SH SOLE 800 0 0 Micromem Tech Inc COM 59509P106 27 41500 SH SOLE 0 0 Microsoft Corp COM 594918104 440 22614 SH SOLE 0 0 MMC Energy Inc COM 55312Q208 9 10000 SH SOLE 0 0 N G P Capital Resources COM 62912R107 90 10700 SH SOLE 0 0 Nanologix Inc COM 630076107 334 4295000 SH SOLE 3445000 0 0 New Horizons Worldwide COM 645526104 213 250000 SH SOLE 250000 0 0 P H C Inc Mass Cl A CLS A 693315103 2464 1950650 SH SOLE 136350 0 0 Pfizer Incorporated COM 717081103 588 33214 SH SOLE 1000 0 0 Philip Morris Int'l COM 718172109 225 5175 SH SOLE 0 0 Procera Networks Inc COM 74269U104 20 21973 SH SOLE 4473 0 0 Procter & Gamble Co COM 742718109 1298 21044 SH SOLE 400 0 0 Puget Energy Inc COM 745310102 235 8600 SH SOLE 0 0 Qualcomm Inc COM 747525103 237 6628 SH SOLE 0 0 Ramtron Intl Corp COM 751907304 1220 662585 SH SOLE 0 0 Resverlogix Corp COM 76128M108 18 11000 SH SOLE 11000 0 0 Rowe T Price Group COM 74144T108 519 14650 SH SOLE 0 0 Schering Plough Corp COM 806605101 316 18510 SH SOLE 510 0 0 Southwest Water Company COM 845331107 80 24936 SH SOLE 1102 0 0 Stockeryale Inc New COM 86126T203 384 2539838 SH SOLE 77180 0 0 Supportsoft Inc COM 868587106 1177 565750 SH SOLE 1000 0 0 Telanetix Inc. COM 879180107 42 468000 SH SOLE 32000 0 0 TeleCommunication Sys. COM 87929J103 18200 2172048 SH SOLE 127550 0 0 Templeton Global Incm Fd COM 880198106 621 79550 SH SOLE 2000 0 0 Titanium Metals Corp COM 888339207 97 11000 SH SOLE 1000 0 0 Tortoise N. Amer. Energy COM 89147T103 125 11700 SH SOLE 0 0 TXCO Resources Inc COM 87311M102 19 13000 SH SOLE 500 0 0 U.S. Bancorp COM 902973304 650 26128 SH SOLE 1050 0 0 Unitedhealth Group COM 91324P102 203 7630 SH SOLE 0 0 Verizon Communications COM 92343V104 325 9581 SH SOLE 0 0 Versar COM 925297103 3665 858189 SH SOLE 3000 0 0 Vical, Inc. COM 925602104 868 573950 SH SOLE 11400 0 0 Wells Fargo Cap Tr COM 94976Y207 232 9400 SH SOLE 400 0 0 White Mountain Titanium COM 864109102 595 1200600 SH SOLE 808100 0 0
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