-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHWmMttBMW8dytGsNqQobTUyDiyQvktJE4vxKePlsgIy8n4BYXsclEl+zn7FVgHm tgaOupLeoHhTDvYI/A+HwQ== 0001111830-09-000148.txt : 20090211 0001111830-09-000148.hdr.sgml : 20090211 20090211154149 ACCESSION NUMBER: 0001111830-09-000148 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GKM ADVISERS LLC CENTRAL INDEX KEY: 0001213114 IRS NUMBER: 320082150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10383 FILM NUMBER: 09589701 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 850 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-268-2606 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 850 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: GKM ADVISORS LLC DATE OF NAME CHANGE: 20030813 FORMER COMPANY: FORMER CONFORMED NAME: GKM ADVISERS INC DATE OF NAME CHANGE: 20030107 13F-HR 1 x13f-1208.txt GKM ADVISERS, LLC - 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GKM Advisers, LLC Address: 11150 Santa Monica Boulevard, Suite 850 Los Angeles, CA 90025 Form 13F File Number: 28-10383 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy J. Wahl Title: President Phone: (310) 268-2605 Signature, Place, and Date of Signing: /s/ Timothy J. Wahl Los Angeles, California 02/11/2009 - ---------------------- ----------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 119 ----------- Form 13F Information Table Value Total: $ 280,952 ----------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- -------- ----------- --------------------- ---------- -------- --------------------- TITLE OF CUSIP FAIR MARKET SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER VALUE PRINCIPAL PRN CALL DISCRETION MANAGERS SOLE SHAREHOLDER NONE (x$1000) AMOUNT - ---------------------- -------- -------- ----------- --------- --- ---- ---------- -------- ------ ------- ----- AMDOCS LTD ORD G02602103 990 54120 SH - SOLE - 30675 23445 ACCENTURE LTD CL A CL A G1150G111 3341 101896 SH - SOLE - 71301 30595 GARMIN LTD ORD G37260109 4830 251955 SH - SOLE - 89380 162575 INGERSOLL-RAND COMPANY LTD CL A G4776G101 213 12269 SH - SOLE - 6669 5600 ALCON INC. COM SHS H01301102 2529 28357 SH - SOLE - 17514 10843 FLEXTRONICS INTL LTD ORD Y2573F102 952 372025 SH - SOLE - 322075 49950 ABBOTT LABS COM 002824100 6948 130190 SH - SOLE - 59364 70826 ADOBE SYS INC COM 00724F101 4346 204135 SH - SOLE - 80830 123305 AGILENT TECHNOLOGIES COM 00846U101 1236 79102 SH - SOLE - 60520 18582 AKAMAI TECHNOLOGIES COM 00971T101 388 25725 SH - SOLE - 23750 1975 ALBERTO CULVER CO COM 013078100 2797 114131 SH - SOLE - 82890 31241 AMAZON.COM COM 023135106 514 10030 SH - SOLE - 7725 2305 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 341 11000 SH - SOLE - 11000 0 AMERICAN EXPRESS CO COM 025816109 454 24500 SH - SOLE - 20600 3900 AMGEN INC COM 031162100 2051 35510 SH - SOLE - 5050 30460 APPLE COMPUTER COM 037833100 4702 55095 SH - SOLE - 38765 16330 APPLIED MATLS INC COM 038222105 3157 311665 SH - SOLE - 208640 103025 AUTOMATIC DATA PROCESSING IN COM 053015103 3695 93912 SH - SOLE - 48005 45907 CR BARD INC COM 067383109 2543 30181 SH - SOLE - 21036 9145 BAXTER INTL INC COM 071813109 3594 67072 SH - SOLE - 40362 26710 BED BATH & BEYOND INC COM 075896100 1305 51350 SH - SOLE - 38275 13075 BIOGEN IDEC INC COM 09062X103 1004 21076 SH - SOLE - 15434 5642 BLOCK H & R INC COM 093671105 904 39800 SH - SOLE - 0 39800 BOARDWALK PIPELINE PARTNE UT LTD PARTNER 096627104 711 40000 SH - SOLE - 0 40000 BOEING CO COM 097023105 479 11224 SH - SOLE - 3800 7424 CARNIVAL CORP PAIRED CTF 143658300 245 10082 SH - SOLE - 6727 3355 CATERPILLAR INC DEL COM 149123101 1051 23518 SH - SOLE - 18668 4850 CELGENE CORP COM 151020104 577 10430 SH - SOLE - 7975 2455 CISCO SYS INC COM 17275R102 5500 337434 SH - SOLE - 160674 176760 CITIGROUP INC COM 172967101 94 14069 SH - SOLE - 2003 12066 CITRIX SYS INC COM 177376100 3605 152945 SH - SOLE - 112415 40530 CITY NATL CORP COM 178566105 244 5000 SH - SOLE - 0 5000 COCA COLA COM 191216100 2823 62367 SH - SOLE - 48227 14140 COLGATE PALMOLIVE COM 194162103 1173 17112 SH - SOLE - 12942 4170 COMPUTER SCIENCES CORP COM 205363104 938 26700 SH - SOLE - 0 26700 CONCEPTUS INC COM 206016107 1564 102785 SH - SOLE - 66800 35985 CORNING INC COM 219350105 133 13953 SH - SOLE - 2650 11303 COSTCO WHSL CORP NEW COM 22160K105 3496 66594 SH - SOLE - 18312 48282 COVANCE INC COM 222816100 3454 75031 SH - SOLE - 44306 30725 DANAHER CORP COM 235851102 249 4400 SH - SOLE - 3200 1200 DECODE GENETICS INC COM 243586104 6 34050 SH - SOLE - 11400 22650 DIONEX CORP COM 254546104 3445 76805 SH - SOLE - 26130 50675 DISNEY WALT CO COM DISNEY 254687106 272 12000 SH - SOLE - 10250 1750 DONALDSON INC COM 257651109 1447 43000 SH - SOLE - 0 43000 EMC CORP COM 268648102 1925 183895 SH - SOLE - 137060 46835 ECOLAB INC COM 278865100 2928 83307 SH - SOLE - 49308 33999 EMERSON ELEC CO COM 291011104 388 10599 SH - SOLE - 5849 4750 FPL GROUP INC COM 302571104 310 6150 SH - SOLE - 0 6150 FEDEX CORP COM 31428X106 3954 61640 SH - SOLE - 26710 34930 FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS 344419106 2499 82953 SH - SOLE - 54408 28545 GENENTECH INC COM NEW 368710406 1694 20433 SH - SOLE - 17048 3385 GENERAL ELEC CO COM 369604103 2235 137969 SH - SOLE - 61808 76161 GENZYME CORP COM 372917104 3312 49897 SH - SOLE - 26317 23580 GOOGLE INC CL A 38259P508 7727 25117 SH - SOLE - 13409 11708 GRAINGER W W INC COM 384802104 4276 54234 SH - SOLE - 28267 25967 GRANITE CONSTR INC COM 387328107 533 12140 SH - SOLE - 0 12140 HERSHEY CO COM 427866108 433 12460 SH - SOLE - 3200 9260 HEWLETT-PACKARD CO DE COM 428236103 5241 144430 SH - SOLE - 81010 63420 HOME DEPOT INC COM 437076102 2567 111519 SH - SOLE - 5315 106204 INTEL CORP COM 458140100 5927 404278 SH - SOLE - 132050 272228 INTERNATIONAL BUSINESS MACHS COM 459200101 6642 78919 SH - SOLE - 31672 47247 INTUITIVE SURGICAL INC NE COM NEW 46120E602 603 4750 SH - SOLE - 4565 185 INTUIT INC COM 461202103 5079 213500 SH - SOLE - 129030 84470 JP MORGAN & CHASE & CO COM 46625H100 318 10090 SH - SOLE - 2038 8052 JOHNSON & JOHNSON COM 478160104 9797 163755 SH - SOLE - 43365 120390 JOHNSON CTLS INC COM 478366107 272 15000 SH - SOLE - 8400 6600 KENNEMETAL INC COM 489170100 363 16350 SH - SOLE - 1050 15300 KINETIC CONCEPTS INC. COM NEW 49460W208 1324 69005 SH - SOLE - 44495 24510 LEXMARK INTL NEW CL A 529771107 282 10480 SH - SOLE - 0 10480 LIFE TECHNOLOGIES CORPORA COM 53217V109 215 9225 SH - SOLE - 0 9225 LILLY ELI & CO COM 532457108 673 16700 SH - SOLE - 4025 12675 LO-JACK CORP COM 539451104 179 43400 SH - SOLE - 0 43400 MANPOWER INC COM 56418H100 716 21077 SH - SOLE - 7137 13940 MCDONALDS CORP COM 580135101 826 13285 SH - SOLE - 2885 10400 MEDTRONIC INC COM 585055106 11548 367529 SH - SOLE - 86426 281103 MENS WEARHOUSE INC COM 587118100 503 37142 SH - SOLE - 15850 21292 MERCK & CO COM 589331107 2564 84352 SH - SOLE - 58807 25545 MICROSOFT CORP COM 594918104 10888 560099 SH - SOLE - 186432 373667 NIKE INC CL B 654106103 2172 42581 SH - SOLE - 25530 17051 NOKIA CORP SPONSORED ADR 654902204 4095 262511 SH - SOLE - 180171 82340 NORFOLK SOUTHERN CORP COM 655844108 1856 39445 SH - SOLE - 26275 13170 NOVARTIS A G SPONSORED ADR 66987V109 5191 104315 SH - SOLE - 60440 43875 NVIDIA CORP COM 67066G104 1009 125000 SH - SOLE - 89050 35950 OMNICOM GROUP COM 681919106 761 28271 SH - SOLE - 20746 7525 ORACLE CORP COM 68389X105 5972 336843 SH - SOLE - 194210 142633 PALL CORP COM 696429307 2576 90615 SH - SOLE - 56915 33700 PAYCHEX INC. COM 704326107 2024 77000 SH - SOLE - 55725 21275 PEPSICO INC COM 713448108 3948 72089 SH - SOLE - 25840 46249 PETSMART INC COM 716768106 1717 93056 SH - SOLE - 64816 28240 PFIZER INC COM 717081103 894 50476 SH - SOLE - 7551 42925 PHARMACEUTICAL PROD DEV COM 717124101 1659 57171 SH - SOLE - 37266 19905 PITNEY BOWES INC COM 724479100 2043 80168 SH - SOLE - 26775 53393 PROCTER & GAMBLE CO COM 742718109 4222 68287 SH - SOLE - 5676 62611 QUALCOMM INC COM 747525103 3603 100545 SH - SOLE - 71829 28716 RESEARCH IN MOTION LTD COM 760975102 539 13280 SH - SOLE - 9225 4055 ST JUDE MEDICAL INC COM 790849103 1294 39245 SH - SOLE - 30000 9245 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 453 12510 SH - SOLE - 2500 10010 SCHEIN HENRY INC COM 806407102 1211 33015 SH - SOLE - 26340 6675 SCOTTS MIRACLE GRO CO CL A 810186106 7947 267399 SH - SOLE - 109948 157451 SIGMA ALDRICH CORP COM 826552101 2935 69492 SH - SOLE - 50476 19016 STRATASYS INC COM 862685104 885 82360 SH - SOLE - 68975 13385 STRYKER CORP COM 863667101 1807 45231 SH - SOLE - 34086 11145 SURMODICS INC. COM 868873100 312 12350 SH - SOLE - 10550 1800 SYBASE INC. COM 871130100 281 11325 SH - SOLE - 10550 775 SYSCO CORP COM 871829107 6651 289944 SH - SOLE - 87499 202445 TELLABS INC COM 879664100 969 235250 SH - SOLE - 2250 233000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9126 214368 SH - SOLE - 70008 144360 TEXAS INSTRS INC COM 882508104 1141 73504 SH - SOLE - 9715 63789 3M CO COM 88579Y101 1940 33715 SH - SOLE - 24545 9170 TIFFANY & CO NEW COM 886547108 1425 60312 SH - SOLE - 12450 47862 TRIMBLE NAVIGATION LTD COM 896239100 8290 383597 SH - SOLE - 175260 208337 UNITED PARCEL SERVICE INC CL B 911312106 211 3825 SH - SOLE - 925 2900 UNITEDHEALTH GROUP INC COM 91324P102 313 11750 SH - SOLE - 10350 1400 WAL MART STORES INC COM 931142103 263 4700 SH - SOLE - 3725 975 WALGREEN CO COM 931422109 1898 76942 SH - SOLE - 5692 71250 WASTE MGMT INC DEL COM 94106L109 1035 31230 SH - SOLE - 26105 5125 WATERS CORP. COM 941848103 2530 69045 SH - SOLE - 43225 25820 WELLS FARGO & CO NEW COM 949746101 326 11070 SH - SOLE - 8270 2800 YUM BRANDS INC COM 988498101 347 11010 SH - SOLE - 6060 4950
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