0001104659-12-025725.txt : 20120416 0001104659-12-025725.hdr.sgml : 20120416 20120416180059 ACCESSION NUMBER: 0001104659-12-025725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120413 FILED AS OF DATE: 20120416 DATE AS OF CHANGE: 20120416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CERRONE GABRIEL CENTRAL INDEX KEY: 0001253803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54556 FILM NUMBER: 12762216 MAIL ADDRESS: STREET 1: 33 PHAETON DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TrovaGene Inc. CENTRAL INDEX KEY: 0001213037 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 043721895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-217-5420 MAIL ADDRESS: STREET 1: 11055 FLINTKOTE AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: XENOMICS INC DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: USED KAR PARTS INC DATE OF NAME CHANGE: 20030106 4 1 a4.xml 4 X0305 4 2012-04-13 0 0001213037 TrovaGene Inc. TROV 0001253803 CERRONE GABRIEL C/O SYNERGY PHARMACEUTICALS, INC. 420 LEXINGTON AVENUE, SUITE 1609 NEW YORK NY 10170 1 0 0 0 Common Stock 2012-04-13 4 P 0 200000 0.50 A 3940356 I By Panetta Partners Ltd. Common Stock 37500 D Warrants 0.50 2012-04-13 4 P 0 200000 0.00 A 2012-04-13 2018-12-31 Common Stock 200000 1184498 I By Panetta Partners Ltd. Warrants 0.50 2011-01-06 2018-12-31 Common Stock 37500 37500 D Mr. Cerrone is the sole managing partner of Panetta Partners, Ltd. and in such capacity exercises voting and dispositive control over securities owned by Panetta despite him having only a small pecuniary interest in such securities. /s/ Gabriele Cerrone 2012-04-16