-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0JO3jD3Idp54UDz50C+j9SJ17F/ykfLb5vZHYmkJUgmVsdlgZ+wGKZ0frweLETm ejMBn/UabMGiTS7lU1XZdA== 0001362310-09-007674.txt : 20090515 0001362310-09-007674.hdr.sgml : 20090515 20090515170130 ACCESSION NUMBER: 0001362310-09-007674 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH RUN CAPITAL, L P CENTRAL INDEX KEY: 0001212897 IRS NUMBER: 364504416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11182 FILM NUMBER: 09834247 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173106130 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: NORTH RUN CAPITAL L P DATE OF NAME CHANGE: 20030106 13F-HR 1 c85292e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: North Run Capital, LP Address: One International Place Suite 2401 Boston, Massachusetts 02110 13F File Number: 28-11182 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas B. Ellis and Todd B. Hammer Title: Members of North Run Advisors, LLC Phone: 617.310.6130 Signature, Place, and Date of Signing: By: * ----------------------------------------- Thomas B. Ellis Boston, Massachusetts May 15, 2009 By: * ----------------------------------------- Todd B. Hammer Boston, Massachusetts May 15, 2009 * By: /S/ SARAH L. FILION ----------------------------------- Sarah L. Filion, Attorney-in-Fact Pursuant to Powers of Attorney filed herewith as Exhibits 24.1 and 24.2 and incorporated by reference herein. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 18 Form13F Information Table Value Total: $287,091 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLEGHENY ENERGY INC COM 017361106 38694 1670000 SH DEFINED 1670000 BRISTOW GROUP INC COM 110394103 14600 681300 SH DEFINED 681300 CHARLOTTE RUSSE HLDG INC COM 161048103 6431 789100 SH DEFINED 789100 DISH NETWORK CORP CL A 25470M109 18934 1704214 SH DEFINED 1704214 GENTEK INC COM NEW 37245X203 4304 246100 SH DEFINED 246100 HEALTH NET INC COM 42222G108 31436 2171000 SH DEFINED 2171000 INTERVAL LEISURE GROUP INC COM 46113M108 9732 1836133 SH DEFINED 1836133 KIRKLANDS INC COM 497498105 4636 950000 SH DEFINED 950000 MCDERMOTT INTL INC COM 580037109 29123 2175000 SH DEFINED 2175000 MI DEVS INC CL A SUB VTG 55304X104 14526 2365800 SH DEFINED 2365800 QUADRAMED CORP COM NEW 74730W507 3097 512674 SH DEFINED 512674 RELIANT ENERGY INC COM 75952B105 24962 7825000 SH DEFINED 7825000 SEAGATE TECHNOLOGY SHS G7945J104 6120 1018256 SH DEFINED 1018256 SPARK NETWORKS INC COM 84651P100 2967 1318525 SH DEFINED 1318525 SPECIALTY UNDERWRITERS ALLIA COM 84751T309 4818 1327300 SH DEFINED 1327300 TAL INTL GROUP INC COM 874083108 12371 1689971 SH DEFINED 1689971 TRIPLE-S MGMT CORP CL B 896749108 19712 1600000 SH DEFINED 1600000 WELLPOINT INC COM 94973V107 40628 1070000 SH DEFINED 1070000
EXHIBIT INDEX Exhibit No. Description - ------- ----------- 24.1 Power of Attorney executed by Thomas B. Ellis on May 15, 2009 24.2 Power of Attorney executed by Todd B. Hammer on May 15, 2009 EX-24.1 2 c85292exv24w1.txt EXHIBIT 24.1 EXHIBIT 24.1 POWER OF ATTORNEY I hereby constitute and appoint Sarah L. Filion, my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as a member of North Run Advisors, LLC, the general partner of North Run Capital, LP (the "Company"), reports required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 on Form 13F; (2) do and perform any and all acts for and on my behalf that may be necessary or desirable to complete and execute any such Form 13F and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be to my benefit, in my best interest, or that I am legally required to do, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. I hereby grant to such attorney-in-fact full power and authority to do and perform any and every act requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. This Power of Attorney shall remain in full force and effect until the Company is no longer required to file Forms 13F, unless I earlier revoke it in a signed writing delivered to the attorney-in-fact. IN WITNESS WHEREOF, I have caused this Power of Attorney to be executed as of this 15th day of May, 2009. /s/ Thomas B. Ellis -------------------------- Signature Thomas B. Ellis -------------------------- Name (printed) EX-24.2 3 c85292exv24w2.txt EXHIBIT 24.2 EXHIBIT 24.2 POWER OF ATTORNEY I hereby constitute and appoint Sarah L. Filion, my true and lawful attorney-in-fact to: (1) execute for and on my behalf, in my capacity as a member of North Run Advisors, LLC, the general partner of North Run Capital, LP (the "Company"), reports required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 on Form 13F; (2) do and perform any and all acts for and on my behalf that may be necessary or desirable to complete and execute any such Form 13F and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be to my benefit, in my best interest, or that I am legally required to do, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. I hereby grant to such attorney-in-fact full power and authority to do and perform any and every act requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. This Power of Attorney shall remain in full force and effect until the Company is no longer required to file Forms 13F, unless I earlier revoke it in a signed writing delivered to the attorney-in-fact. IN WITNESS WHEREOF, I have caused this Power of Attorney to be executed as of this 15th day of May, 2009. /s/ Todd B. Hammer ----------------------------- Signature Todd B. Hammer ----------------------------- Name (printed) -----END PRIVACY-ENHANCED MESSAGE-----