SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SNEE TIMOTHY M

(Last) (First) (Middle)
600 CITADEL DRIVE

(Street)
COMMERCE CA 90040

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SMART & FINAL INC/DE [ SMF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
S.V.P., Buying, S&FSC
3. Date of Earliest Transaction (Month/Day/Year)
09/28/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
09/29/2004
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 per share 09/28/2004 S 1,000 D $16.58 19,362(1) D
Common Stock, par value $.01 per share 09/28/2004 S 1,000 D $16.55 18,362(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $9.25 05/04/2000(2) 05/04/2009 Common 15,000 15,000 D
Stock Options $6.875 02/15/2002(3) 02/15/2010 Common 17,000 32,000 D
Stock Options $10.132 09/27/2003(4) 09/27/2011 Common 20,000 52,000 D
Stock Options $9.8 02/19/2004(5) 02/19/2012 Common 22,500 74,500 D
Stock Options $4.28 02/19/2005(6) 02/19/2013 Common 25,000 99,500 D
Stock Options $6.5 09/16/2005(7) 09/16/2013 Common 20,000 119,500 D
Stock Options $12.89 02/17/2006(8) 02/17/2014 Common 30,000 149,500 D
Explanation of Responses:
1. Includes 15,817vested smart shares.
2. Previously reported options. One fifth of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 2004.
3. Previously reported options. One-third of the options became exercisable on 2/15 in each of 2002, 2003 and 2004.
4. Previously reported options. One-third of the options became exercisable on September 27, 2003. One-third will become exercisable on Sept. 27 in each of 2004 and 2005.
5. Previously reported options. One-third of the options became exercisble on Feb. 19, 2004. One-third will become exercisable on Feb. 19 in each of 2005 and 2006.
6. Previously reported options. One-third of the options will become exercisable on Feb. 19 in each of 2005, 2006 and 2007.
7. Previously reported options. One-third will become exercisable on Sept. 16 in each of 2005, 2006 and 2007.
8. Previously reported options. One-third of the options become exercisable on February 17 in each of 2006, 2007, 2008.
Timothy Snee 10/01/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.