0001140361-17-024734.txt : 20170612
0001140361-17-024734.hdr.sgml : 20170612
20170612173655
ACCESSION NUMBER: 0001140361-17-024734
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170608
FILED AS OF DATE: 20170612
DATE AS OF CHANGE: 20170612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steele Gary
CENTRAL INDEX KEY: 0001547434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 17907498
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2017-06-08
0
0001212458
PROOFPOINT INC
PFPT
0001547434
Steele Gary
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Chief Executive Officer
Common Stock
2017-06-08
4
M
0
5908
3.06
A
54459
D
Common Stock
2017-06-08
4
M
0
34092
3.88
A
88551
D
Common Stock
2017-06-08
4
S
0
9656
91.1189
D
78895
D
Common Stock
2017-06-08
4
S
0
28844
92.1217
D
50051
D
Common Stock
2017-06-08
4
S
0
1500
92.7753
D
48551
D
Incentive Stock Option (right to buy)
3.06
2017-06-08
4
M
0
5908
0
D
2019-01-27
Common Stock
5908
0
D
Non-qualified Stock Option (right to buy)
3.88
2017-06-08
4
M
0
34092
0
D
2020-03-09
Common Stock
34092
303015
D
The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $90.6701 to $91.6601 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $91.67 to $92.66 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $92.67 to $92.88 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Gary Steele by Michael Yang, Attorney-in-Fact
2017-06-12