0001140361-15-029182.txt : 20150730
0001140361-15-029182.hdr.sgml : 20150730
20150730183723
ACCESSION NUMBER: 0001140361-15-029182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150729
FILED AS OF DATE: 20150730
DATE AS OF CHANGE: 20150730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARN DOUGLAS F
CENTRAL INDEX KEY: 0001231263
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 151017538
4
1
doc1.xml
FORM 4
X0306
4
2015-07-29
0
0001212458
PROOFPOINT INC
PFPT
0001231263
GARN DOUGLAS F
C/O PROOFPOINT INC
892 ROSS DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2015-07-29
4
M
0
13000
22.53
A
21936
D
Common Stock
2015-07-29
4
S
0
18000
64.5483
D
3936
D
Non-qualified stock option (right to buy)
22.53
2015-07-29
4
M
0
13000
0
D
2023-06-09
Common Stock
13000
12500
D
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $64.19 to $65.0353 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Douglas F. Garn by Michael Yang, Attorney-in-Fact
2015-07-30