0001140361-15-029182.txt : 20150730 0001140361-15-029182.hdr.sgml : 20150730 20150730183723 ACCESSION NUMBER: 0001140361-15-029182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150729 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARN DOUGLAS F CENTRAL INDEX KEY: 0001231263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 151017538 4 1 doc1.xml FORM 4 X0306 4 2015-07-29 0 0001212458 PROOFPOINT INC PFPT 0001231263 GARN DOUGLAS F C/O PROOFPOINT INC 892 ROSS DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-07-29 4 M 0 13000 22.53 A 21936 D Common Stock 2015-07-29 4 S 0 18000 64.5483 D 3936 D Non-qualified stock option (right to buy) 22.53 2015-07-29 4 M 0 13000 0 D 2023-06-09 Common Stock 13000 12500 D Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $64.19 to $65.0353 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. The stock option is immediately exercisable in full. /s/ Douglas F. Garn by Michael Yang, Attorney-in-Fact 2015-07-30