SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
HELD GERALD

(Last) (First) (Middle)
2100 SEAPORT BOULEVARD

(Street)
REDWOOD CITY CA 94063

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/26/2021
3. Issuer Name and Ticker or Trading Symbol
Informatica Inc. [ INFA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 150,000 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 10/31/2025 Class A Common Stock 55,319 $10 D
Stock Option (right to buy) (2) 10/31/2025 Class A Common Stock 14,893 $8.7 D
Stock Option (right to buy) (2) 02/03/2026 Class A Common Stock 82,978 $10 D
Stock Option (right to buy) (2) 02/03/2026 Class A Common Stock 22,340 $13 D
Stock Option (right to buy) (3) 02/29/2028 Class A Common Stock 5,318 $10 D
Stock Option (right to buy) (4) 05/11/2030 Class A Common Stock 15,000 $20 D
Explanation of Responses:
1. Shares of Class A Common Stock are currently held through Ithaca MIV LLC.
2. The shares subject to the option are fully vested and exercisable.
3. The shares subject to the option vest over a period of three years, of which 1,773 shares vested on March 1, 2019 and 1/8 of the remaining shares vest on each quarterly anniversary thereafter, subject to the Reporting Person remaining in continuous service through each vesting date.
4. The shares subject to the option vest over a period of three years, of which 4,500 shares vested on March 1, 2021 and 1/8 of the remaining shares vest on each quarterly anniversary thereafter, subject to the Reporting Person remaining in continuous service through each vesting date.
Remarks:
/s/ Bridget Logterman, Attorney-in-fact 10/26/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.