0001441634-15-000071.txt : 20151203
0001441634-15-000071.hdr.sgml : 20151203
20151203180617
ACCESSION NUMBER: 0001441634-15-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151201
FILED AS OF DATE: 20151203
DATE AS OF CHANGE: 20151203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avago Technologies LTD
CENTRAL INDEX KEY: 0001441634
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 980682363
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: (65) 6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAN HOCK E
CENTRAL INDEX KEY: 0001211588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 151268337
MAIL ADDRESS:
STREET 1: C/O AVAGO TECHNOLOGIES U.S. INC.
STREET 2: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_144918396692982.xml
FORM 4
X0306
4
2015-12-01
0
0001441634
Avago Technologies LTD
AVGO
0001211588
TAN HOCK E
C/O AVAGO TECHNOLOGIES US INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
1
0
0
President and CEO
Ordinary Shares
2015-12-01
4
M
0
96355
38.99
A
234611
D
Ordinary Shares
2015-12-01
4
M
0
9374
35.45
A
243985
D
Ordinary Shares
2015-12-01
4
S
0
16926
131.84
D
227059
D
Ordinary Shares
2015-12-01
4
S
0
72703
132.58
D
154356
D
Ordinary Shares
2015-12-01
4
S
0
16100
133.28
D
138256
D
Employee Stock Options (right to buy)
38.99
2015-12-01
4
M
0
96355
0
D
2020-09-12
Ordinary Shares
96355.0
1653645
D
Employee Stock Options (right to buy)
35.45
2015-12-01
4
M
0
9374
0
D
2020-03-11
Ordinary Shares
9374.0
131250
D
Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Includes 41,666 Restricted Share Units.
Transaction executed in multiple trades at prices ranging from $131.09 to $132.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $132.09 to $133.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Transaction executed in multiple trades at prices ranging from $133.10 to $133.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on September 13, 2017. The exercisability requirements for the Option have been met.
Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on March 12, 2017. The exercisability requirements for the Option have been met.
/s/Rebecca Boyden, Attorney-in-Fact for Hock E. Tan
2015-12-03