0001406666-21-000017.txt : 20210210 0001406666-21-000017.hdr.sgml : 20210210 20210210160653 ACCESSION NUMBER: 0001406666-21-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210209 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISTWIN DONALD J CENTRAL INDEX KEY: 0001211436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 21613809 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_161299119062914.xml FORM 4 X0306 4 2021-02-09 0 0001406666 CALIX, INC (CALX) 0001211436 LISTWIN DONALD J C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2021-02-09 4 P 0 20000 35.7477 A 300000 I See Footnote Common Stock 784977 D Shares purchased between $35.38 and $36.14 per share at a weighted average price of $35.7477. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Amount of securities beneficially owned includes 12,477 unvested restricted stock units. /s/ Tom Gemetti as Attorney-in-fact for Donald J Listwin 2021-02-10