0001406666-20-000092.txt : 20200828 0001406666-20-000092.hdr.sgml : 20200828 20200828081245 ACCESSION NUMBER: 0001406666-20-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200826 FILED AS OF DATE: 20200828 DATE AS OF CHANGE: 20200828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISTWIN DONALD J CENTRAL INDEX KEY: 0001211436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 201144909 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_159861675110222.xml FORM 4 X0306 4 2020-08-26 0 0001406666 CALIX, INC (CALX) 0001211436 LISTWIN DONALD J C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 0 0 0 Common Stock 792477 D Common Stock 2020-08-26 4 P 0 21936 20.4017 A 285000 I See Footnote Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Shares purchased between $20.2800 and $20.5000 per share at a weighted average price of $20.4017. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. /s/ Tom Gemetti as Attorney-in-fact for Donald J Listwin 2020-08-28