0001179110-17-010388.txt : 20170714 0001179110-17-010388.hdr.sgml : 20170714 20170714172259 ACCESSION NUMBER: 0001179110-17-010388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170629 FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET - 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley Faeth CENTRAL INDEX KEY: 0001539319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 17966139 MAIL ADDRESS: STREET 1: 450 WEST 33RD ST - 5TH FLR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 edgar.xml FORM 4 - X0306 4 2017-06-29 0 0001211351 New York & Company, Inc. NWY 0001539319 Bradley Faeth 330 W. 34TH STREET 9TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP, Human Resources Stock Appreciation Rights 2.77 2017-06-29 4 D 0 100000 0 D 2021-12-27 Common Stock 100000 0 D Stock Appreciation Rights 1.36 2017-06-29 4 A 0 64286 0 A 2021-12-27 Common Stock 64286 64286 D Stock Appreciation Rights 5.32 2017-06-29 4 D 0 67050 0 D 2023-08-26 Common Stock 67050 0 D Stock Appreciation Rights 1.36 2017-06-29 4 A 0 37502 0 A 2023-08-26 Common Stock 37502 37502 D Stock Appreciation Rights 3.47 2017-06-29 4 D 0 114618 0 D 2024-08-25 Common Stock 114618 0 D Stock Appreciation Rights 1.36 2017-06-29 4 A 0 51578 0 A 2024-08-25 Common Stock 51578 51578 D Stock Appreciation Rights 2.60 2017-06-29 4 D 0 136231 0 D 2025-08-25 Common Stock 136231 0 D Stock Appreciation Rights 1.36 2017-06-29 4 A 0 83496 0 A 2025-08-25 Common Stock 83496 83496 D Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock. Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program as more fully described in the Schedule TO, filed with the Securities and Exchange Commission on June 1, 2017. The reporting person was previously awarded SARs which were exercisable as follows: 25,000 on December 27, 2012, 25,000 on December 27, 2013, 25,000 on December 27, 2014, and 25,000 on December 27, 2015. In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017. Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018. Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 16,762 on August 26, 2014, 16,762 on August 26, 2015, and 33,526 on August 26, 2016. Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018. Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 28,654 on August 25, 2015, 28,654 on August 25, 2016, and 57,310 on August 25, 2017. Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 25,790 on August 25, 2017 and 25,788 on June 29, 2018. Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 34,057 on August 25, 2016, 34,057 on August 25, 2017, and 68,117 on August 25, 2018. Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 20,874 on August 25, 2017, 20,873 on June 29, 2018, and 41,749 on August 25, 2018. Linda Gormezano, attorney-in-fact /s/ Linda Gormezano 2017-07-14