0001179110-14-005750.txt : 20140324 0001179110-14-005750.hdr.sgml : 20140324 20140324174713 ACCESSION NUMBER: 0001179110-14-005750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140313 FILED AS OF DATE: 20140324 DATE AS OF CHANGE: 20140324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New York & Company, Inc. CENTRAL INDEX KEY: 0001211351 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 331031445 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 WEST 33RD ST 5TH FL CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-884-2110 MAIL ADDRESS: STREET 1: 450 WEST 33RD ST 5TH FL CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: NY & CO GROUP INC DATE OF NAME CHANGE: 20021220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toal Sheamus CENTRAL INDEX KEY: 0001309032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32315 FILM NUMBER: 14714066 MAIL ADDRESS: STREET 1: 450 W. 33RD STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 4 1 edgar.xml FORM 4 - X0306 4 2014-03-13 0 0001211351 New York & Company, Inc. NWY 0001309032 Toal Sheamus 450 W. 33RD STREET 5TH FLOOR NEW YORK NY 10001 0 1 0 0 EVP and CFO Common Stock 2014-03-13 4 A 0 8864 4.26 A 138593 D Common Stock 2014-03-13 4 A 0 8864 0 A 147457 D The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal year 2013 cash bonus equal to the fair market value on the date of grant. The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant. Includes 47,272 shares of common stock; 25,294 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 1,818 deferred stock units which vest on August 21, 2016; 8,864 deferred stock units which vest on March 13, 2017; 15,500 shares of restricted stock which vest on April 15, 2014; 20,000 shares of restricted stock which vest on April 16, 2015; and 14,097 shares of restricted stock which vest on August 26, 2016. Linda Gormezano, attorney in fact /s/ Linda Gormezano 2014-03-24