0001179110-14-005750.txt : 20140324
0001179110-14-005750.hdr.sgml : 20140324
20140324174713
ACCESSION NUMBER: 0001179110-14-005750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140313
FILED AS OF DATE: 20140324
DATE AS OF CHANGE: 20140324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New York & Company, Inc.
CENTRAL INDEX KEY: 0001211351
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621]
IRS NUMBER: 331031445
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 450 WEST 33RD ST 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-884-2110
MAIL ADDRESS:
STREET 1: 450 WEST 33RD ST 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: NY & CO GROUP INC
DATE OF NAME CHANGE: 20021220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Toal Sheamus
CENTRAL INDEX KEY: 0001309032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32315
FILM NUMBER: 14714066
MAIL ADDRESS:
STREET 1: 450 W. 33RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
4
1
edgar.xml
FORM 4 -
X0306
4
2014-03-13
0
0001211351
New York & Company, Inc.
NWY
0001309032
Toal Sheamus
450 W. 33RD STREET
5TH FLOOR
NEW YORK
NY
10001
0
1
0
0
EVP and CFO
Common Stock
2014-03-13
4
A
0
8864
4.26
A
138593
D
Common Stock
2014-03-13
4
A
0
8864
0
A
147457
D
The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal year 2013 cash bonus equal to the fair market value on the date of grant.
The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant.
Includes 47,272 shares of common stock; 25,294 vested deferred stock units; 7,192 deferred stock units which vest on August 14, 2015; 7,420 deferred stock units which vest on March 19, 2016; 1,818 deferred stock units which vest on August 21, 2016; 8,864 deferred stock units which vest on March 13, 2017; 15,500 shares of restricted stock which vest on April 15, 2014; 20,000 shares of restricted stock which vest on April 16, 2015; and 14,097 shares of restricted stock which vest on August 26, 2016.
Linda Gormezano, attorney in fact /s/ Linda Gormezano
2014-03-24