0001209191-20-053427.txt : 20201005 0001209191-20-053427.hdr.sgml : 20201005 20201005060350 ACCESSION NUMBER: 0001209191-20-053427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THIEL PETER CENTRAL INDEX KEY: 0001211060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 201222220 BUSINESS ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE 1110 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 BUSINESS PHONE: 323-990-2000 MAIL ADDRESS: STREET 1: 9200 SUNSET BOULEVARD STREET 2: SUITE 1110 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-30 0 0001321655 Palantir Technologies Inc. PLTR 0001211060 THIEL PETER C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 1 0 1 0 Class A Common Stock 2020-09-30 4 S 0 18367343 10.131 D 5661683 I See Footnote Class A Common Stock 2020-09-30 4 S 0 2018004 11.1596 D 3643679 I See Footnote Class A Common Stock 2020-09-30 4 S 0 566208 10.131 D 174532 I See Footnote Class A Common Stock 2020-09-30 4 S 0 62209 11.1596 D 112323 I See Footnote Class A Common Stock 2020-09-30 4 S 0 115553 10.3365 D 1620557 I See Footnote Class A Common Stock 2020-09-30 4 S 0 9369 11.1938 D 0 I See Footnote Class A Common Stock 2020-09-30 4 S 0 19851 10.3365 D 279538 I See Footnote Class A Common Stock 2020-09-30 4 S 0 1609 11.1938 D 277929 I See Footnote Class A Common Stock 2020-09-30 4 J 0 276772 0.00 D 1157 I See Footnote Class A Common Stock 2020-09-30 4 S 0 32469 10.3365 D 457247 I See Footnote Class A Common Stock 2020-09-30 4 S 0 2633 11.1938 D 1891 I See Footnote Class A Common Stock 2020-09-30 4 S 0 656609 10.3365 D 9246785 I See Footnote Class A Common Stock 2020-09-30 4 S 0 53239 11.1938 D 38229 I See Footnote Class A Common Stock 2020-09-30 4 S 0 9790 10.3365 D 137316 I See Footnote Class A Common Stock 2020-09-30 4 S 0 794 11.1938 D 136522 I See Footnote Class A Common Stock 2020-09-30 4 J 0 136520 0.00 D 2 I See Footnote Class A Common Stock 2020-09-30 4 S 0 190372 10.3365 D 2669889 I See Footnote Class A Common Stock 2020-09-30 4 S 0 15436 11.1938 D 33 I See Footnote Class A Common Stock 2020-09-30 4 S 0 536002 10.3365 D 7517193 I See Footnote Class A Common Stock 2020-09-30 4 S 0 43460 11.1938 D 91 I See Footnote Class A Common Stock 2020-09-30 4 S 0 70297 10.3365 D 985875 I See Footnote Class A Common Stock 2020-09-30 4 S 0 5699 11.1938 D 0 I See Footnote Class A Common Stock 2020-09-30 4 S 0 218992 10.3365 D 3071224 I See Footnote Class A Common Stock 2020-09-30 4 S 0 17756 11.1938 D 0 I See Footnote Class A Common Stock 2020-09-30 4 S 0 65 10.3365 D 937 I See Footnote Class A Common Stock 2020-09-30 4 S 0 5 11.1938 D 932 I See Footnote Class A Common Stock 2020-10-02 4 S 0 908 9.14 D 24 I See Footnote Class A Common Stock 1644373 I See Footnote Class A Common Stock 680815 I See Footnote Class A Common Stock 3276826 I See Footnote This transaction was executed in multiple trades at prices ranging from $10.00 to $10.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC. This transaction was executed in multiple trades at prices ranging from $11.00 to $11.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC. This transaction was executed in multiple trades at prices ranging from $10.00 to $10.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. These shares are held of record by The Founders Fund, LP ("FF-I"). The Reporting Person is one of the managing members of The Founders Fund Management, LLC, which is the general partner of FF-I. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-I. The Reporting Person disclaims beneficial ownership over the shares held by FF-I except to the extent of his pecuniary interest therein. This transaction was executed in multiple trades at prices ranging from $11.09 to $11.31. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Share numbers have been adjusted to reflect changes in form of beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. These shares are held of record by The Founders Fund II Entrepreneurs Fund, LP ("FF-IIE"). The Reporting Person is one of the managing members of The Founders Fund II Management, LLC ("FFIIM"), which is the general partner of FF-IIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIE except to the extent of his pecuniary interest therein. Reflects a distribution to limited partners; the Reporting Person has no pecuniary interest in the reported shares. These shares are held of record by The Founders Fund II Principals Fund, LP ("FF-IIP"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-IIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIP except to the extent of his pecuniary interest therein. These shares are held of record by The Founders Fund II, LP ("FF-II"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-II. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-II. The Reporting Person disclaims beneficial ownership over the shares held by FF-II except to the extent of his pecuniary interest therein. These shares are held of record by The Founders Fund III Entrepreneurs Fund, LP ("FF-IIIE"). The Reporting Person is one of the managing members of The Founders Fund III Management, LLC ("FFIIIM"), which is the general partner of FF-IIIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIE except to the extent of his pecuniary interest therein. These shares are held of record by The Founders Fund III Principals Fund, LP ("FF-IIIP"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-IIIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIP except to the extent of his pecuniary interest therein. These shares are held of record by The Founders Fund III, LP ("FF-III"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-III. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-III. The Reporting Person disclaims beneficial ownership over the shares held by FF-III except to the extent of his pecuniary interest therein. These shares are held of record by The Founders Fund IV Principals Fund, LP ("FF-IVP"). The Reporting Person is one of the managing members of The Founders Fund IV Management, LLC ("FFIVM"), which is the general partner of FF-IVP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IVP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IVP except to the extent of his pecuniary interest therein. These shares are held of record by The Founders Fund IV, LP ("FF-IV"). The Reporting Person is one of the managing members of FFIVM, which is the general partner of FF-IV. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IV. The Reporting Person disclaims beneficial ownership over the shares held by FF-IV except to the extent of his pecuniary interest therein. These shares are held of record by FF Pathfinder VI, LLC ("FF Pathfinder"). The Reporting Person is one of the managing members of The Founders Fund VI Management LLC, which is the managing member of FF Pathfinder. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF Pathfinder. The Reporting Person disclaims beneficial ownership over the shares held by FF Pathfinder except to the extent of his pecuniary interest therein. These shares are held of record by PT Ventures, LLC ("PTV"), of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership over the securities held by PTV. The Reporting Person disclaims beneficial ownership of the shares held by PTV except to the extent of his pecuniary interest therein. These shares are held of record by Thiel Capital LLC, of which the Reporting Person is the Manager. The Reporting Person has beneficial ownership over the securities held by Thiel Capital LLC. These shares are held of record by PLTR Holdings LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by PLTR Holdings LLC. Due to a 30 line item limitation in Table I, this is the first of two Forms 4 filed by Peter Thiel. /s/ Justin V. Laubach, under power of attorney 2020-10-02