0001209191-20-053427.txt : 20201005
0001209191-20-053427.hdr.sgml : 20201005
20201005060350
ACCESSION NUMBER: 0001209191-20-053427
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201005
DATE AS OF CHANGE: 20201005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THIEL PETER
CENTRAL INDEX KEY: 0001211060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39540
FILM NUMBER: 201222220
BUSINESS ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE 1110
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
BUSINESS PHONE: 323-990-2000
MAIL ADDRESS:
STREET 1: 9200 SUNSET BOULEVARD
STREET 2: SUITE 1110
CITY: WEST HOLLYWOOD
STATE: CA
ZIP: 90069
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palantir Technologies Inc.
CENTRAL INDEX KEY: 0001321655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 680551851
BUSINESS ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-358-3679
MAIL ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Palantir Technologies Inc
DATE OF NAME CHANGE: 20050324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-30
0
0001321655
Palantir Technologies Inc.
PLTR
0001211060
THIEL PETER
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250
DENVER
CO
80202
1
0
1
0
Class A Common Stock
2020-09-30
4
S
0
18367343
10.131
D
5661683
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
2018004
11.1596
D
3643679
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
566208
10.131
D
174532
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
62209
11.1596
D
112323
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
115553
10.3365
D
1620557
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
9369
11.1938
D
0
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
19851
10.3365
D
279538
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
1609
11.1938
D
277929
I
See Footnote
Class A Common Stock
2020-09-30
4
J
0
276772
0.00
D
1157
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
32469
10.3365
D
457247
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
2633
11.1938
D
1891
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
656609
10.3365
D
9246785
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
53239
11.1938
D
38229
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
9790
10.3365
D
137316
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
794
11.1938
D
136522
I
See Footnote
Class A Common Stock
2020-09-30
4
J
0
136520
0.00
D
2
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
190372
10.3365
D
2669889
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
15436
11.1938
D
33
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
536002
10.3365
D
7517193
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
43460
11.1938
D
91
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
70297
10.3365
D
985875
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
5699
11.1938
D
0
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
218992
10.3365
D
3071224
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
17756
11.1938
D
0
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
65
10.3365
D
937
I
See Footnote
Class A Common Stock
2020-09-30
4
S
0
5
11.1938
D
932
I
See Footnote
Class A Common Stock
2020-10-02
4
S
0
908
9.14
D
24
I
See Footnote
Class A Common Stock
1644373
I
See Footnote
Class A Common Stock
680815
I
See Footnote
Class A Common Stock
3276826
I
See Footnote
This transaction was executed in multiple trades at prices ranging from $10.00 to $10.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC.
This transaction was executed in multiple trades at prices ranging from $11.00 to $11.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC.
This transaction was executed in multiple trades at prices ranging from $10.00 to $10.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
These shares are held of record by The Founders Fund, LP ("FF-I"). The Reporting Person is one of the managing members of The Founders Fund Management, LLC, which is the general partner of FF-I. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-I. The Reporting Person disclaims beneficial ownership over the shares held by FF-I except to the extent of his pecuniary interest therein.
This transaction was executed in multiple trades at prices ranging from $11.09 to $11.31. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Share numbers have been adjusted to reflect changes in form of beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
These shares are held of record by The Founders Fund II Entrepreneurs Fund, LP ("FF-IIE"). The Reporting Person is one of the managing members of The Founders Fund II Management, LLC ("FFIIM"), which is the general partner of FF-IIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIE except to the extent of his pecuniary interest therein.
Reflects a distribution to limited partners; the Reporting Person has no pecuniary interest in the reported shares.
These shares are held of record by The Founders Fund II Principals Fund, LP ("FF-IIP"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-IIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund II, LP ("FF-II"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-II. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-II. The Reporting Person disclaims beneficial ownership over the shares held by FF-II except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III Entrepreneurs Fund, LP ("FF-IIIE"). The Reporting Person is one of the managing members of The Founders Fund III Management, LLC ("FFIIIM"), which is the general partner of FF-IIIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIE except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III Principals Fund, LP ("FF-IIIP"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-IIIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund III, LP ("FF-III"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-III. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-III. The Reporting Person disclaims beneficial ownership over the shares held by FF-III except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund IV Principals Fund, LP ("FF-IVP"). The Reporting Person is one of the managing members of The Founders Fund IV Management, LLC ("FFIVM"), which is the general partner of FF-IVP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IVP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IVP except to the extent of his pecuniary interest therein.
These shares are held of record by The Founders Fund IV, LP ("FF-IV"). The Reporting Person is one of the managing members of FFIVM, which is the general partner of FF-IV. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IV. The Reporting Person disclaims beneficial ownership over the shares held by FF-IV except to the extent of his pecuniary interest therein.
These shares are held of record by FF Pathfinder VI, LLC ("FF Pathfinder"). The Reporting Person is one of the managing members of The Founders Fund VI Management LLC, which is the managing member of FF Pathfinder. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF Pathfinder. The Reporting Person disclaims beneficial ownership over the shares held by FF Pathfinder except to the extent of his pecuniary interest therein.
These shares are held of record by PT Ventures, LLC ("PTV"), of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership over the securities held by PTV. The Reporting Person disclaims beneficial ownership of the shares held by PTV except to the extent of his pecuniary interest therein.
These shares are held of record by Thiel Capital LLC, of which the Reporting Person is the Manager. The Reporting Person has beneficial ownership over the securities held by Thiel Capital LLC.
These shares are held of record by PLTR Holdings LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by PLTR Holdings LLC.
Due to a 30 line item limitation in Table I, this is the first of two Forms 4 filed by Peter Thiel.
/s/ Justin V. Laubach, under power of attorney
2020-10-02