0001476204-21-000176.txt : 20210719 0001476204-21-000176.hdr.sgml : 20210719 20210719172208 ACCESSION NUMBER: 0001476204-21-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210715 FILED AS OF DATE: 20210719 DATE AS OF CHANGE: 20210719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAO LESLIE T CENTRAL INDEX KEY: 0001210978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40594 FILM NUMBER: 211098682 MAIL ADDRESS: STREET 1: 103 EISENHOWER PARKWAY CITY: ROSELAND STATE: NJ ZIP: 07068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips Edison & Company, Inc. CENTRAL INDEX KEY: 0001476204 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 271106076 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 BUSINESS PHONE: 513-554-1110 MAIL ADDRESS: STREET 1: 11501 NORTHLAKE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45249 FORMER COMPANY: FORMER CONFORMED NAME: PHILLIPS EDISON GROCERY CENTER REIT I, INC. DATE OF NAME CHANGE: 20141205 FORMER COMPANY: FORMER CONFORMED NAME: Phillips Edison Grocery Center REIT I, Inc. DATE OF NAME CHANGE: 20141205 FORMER COMPANY: FORMER CONFORMED NAME: Phillips Edison - ARC Shopping Center REIT Inc. DATE OF NAME CHANGE: 20091105 4 1 wf-form4_162672969668808.xml FORM 4 X0306 4 2021-07-15 0 0001476204 Phillips Edison & Company, Inc. PECO 0001210978 CHAO LESLIE T 11501 NORTHLAKE DRIVE CINCINNATI OH 45249 1 0 0 0 Common Stock 2021-07-02 5 J 0 E 17976.343 0 D 0 D Class B Common Stock 2021-07-02 5 J 0 E 17976.343 0 A 17976.343 D Common Stock 2021-07-15 4 A 0 3389.831 0 A 3389.831 D Common Stock 2021-07-19 4 P 0 7000 28 A 10389.831 D Common Stock 2021-07-02 5 J 0 E 189.04 0 D 0 I Spouse Class B Common Stock 2021-07-02 5 J 0 E 189.04 0 A 189.04 I Spouse On July 2, 2021, the Issuer effected a one-for-three reverse stock split (the "Reverse Split") of all of its issued and outstanding shares of common stock ("Common Stock"), which resulted in the Reporting Person's ownership of issued and outstanding Common Stock being reduced from 53,929.028 shares of Common Stock to 17,976.343 shares of Common Stock. On July 2, 2021, immediately following the Reverse Stock Split, the Issuer effected a reclassification transaction exempt under Rule 16b-7 in which each issued and outstanding share of its Common Stock on July 2, 2021, was reclassified into a share of newly created Class B common stock; thus, all of the Reporting Person's shares of Common Stock held as of July 2, 2021, are now shares of Class B common stock. The Issuer's Class B common stock is identical to its Common Stock, except that (i) it is not currently listed on a national securities exchange and (ii) it will automatically convert to the Issuer's listed Common Stock on January 15, 2022. Represents the grant of shares of restricted Common Stock that will vest as to 50% of the award on the eighteen month anniversary of the date of grant and 50% of the award on the thirty-six month anniversary of the date of grant, subject to continued service through the applicable vesting date. Represents the purchase of shares of Common Stock directly from the Issuer's underwriters through the Reserved Share Program offered to the Issuer's directors, officers, associates, and certain other related persons in connection with its current registered underwritten public offering. Reporting Person's shares of Common Stock are subject to a 180-day lock-up beginning July 15, 2021. As a result of the Reverse Stock Split, the shares of Common Stock owned by the Reporting's Person's spouse reduced from 567.120 shares of Common Stock to 189.040 shares of Common Stock. /s/ Jennifer Robison, Attorney-in-Fact 2021-07-19