0001209191-19-056496.txt : 20191113
0001209191-19-056496.hdr.sgml : 20191113
20191113214141
ACCESSION NUMBER: 0001209191-19-056496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191111
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SADRIAN JUSTIN
CENTRAL INDEX KEY: 0001210469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 191216068
MAIL ADDRESS:
STREET 1: C/O WARBURG PINCUS LLC
STREET 2: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-11
0
0001348036
AVALARA, INC.
AVLR
0001210469
SADRIAN JUSTIN
C/O WARBURG PINCUS LLC
450 LEXINGTON AVENUE
NEW YORK
NY
10017
1
0
0
0
Common Stock
2019-11-11
4
S
0
19466
69.1005
D
28186
D
Common Stock
2019-11-12
4
S
0
5900
69.3326
D
22286
D
Common Stock
2019-11-12
4
S
0
14634
70.1139
D
7652
D
Common Stock
0
I
By Trust
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.05 to $69.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4
On May 23, 2019, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a pro rata distribution from Warburg Pincus Private Equity XI, L.P. and Warburg Pincus XI Partners, L.P. in his capacity as a limited partner of such funds. Instead, the reporting person is deemed to have an indirect interest in the funds through, and received the distribution with respect to, his economic interest in the ultimate general partner of the funds, Warburg Pincus & Co.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $68.85 to $69.84, inclusive.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.86 to $70.35, inclusive.
920 shares were removed from the reporting person's beneficial ownership. The shares were previously reported as being held indirectly by the reporting person as trustee of the Lee Kellogg Sadrian 2011 GST Trust dated November 18, 2011. The removal is because the reporting person was inadvertently reported as the trustee of such trust.
/s/ Justin L. Sadrian
2019-11-13