0001209191-19-056496.txt : 20191113 0001209191-19-056496.hdr.sgml : 20191113 20191113214141 ACCESSION NUMBER: 0001209191-19-056496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SADRIAN JUSTIN CENTRAL INDEX KEY: 0001210469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 191216068 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-11 0 0001348036 AVALARA, INC. AVLR 0001210469 SADRIAN JUSTIN C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 2019-11-11 4 S 0 19466 69.1005 D 28186 D Common Stock 2019-11-12 4 S 0 5900 69.3326 D 22286 D Common Stock 2019-11-12 4 S 0 14634 70.1139 D 7652 D Common Stock 0 I By Trust The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.05 to $69.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4 On May 23, 2019, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a pro rata distribution from Warburg Pincus Private Equity XI, L.P. and Warburg Pincus XI Partners, L.P. in his capacity as a limited partner of such funds. Instead, the reporting person is deemed to have an indirect interest in the funds through, and received the distribution with respect to, his economic interest in the ultimate general partner of the funds, Warburg Pincus & Co. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $68.85 to $69.84, inclusive. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.86 to $70.35, inclusive. 920 shares were removed from the reporting person's beneficial ownership. The shares were previously reported as being held indirectly by the reporting person as trustee of the Lee Kellogg Sadrian 2011 GST Trust dated November 18, 2011. The removal is because the reporting person was inadvertently reported as the trustee of such trust. /s/ Justin L. Sadrian 2019-11-13