0001181431-14-035559.txt : 20141105 0001181431-14-035559.hdr.sgml : 20141105 20141105164721 ACCESSION NUMBER: 0001181431-14-035559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGAN BRIAN G CENTRAL INDEX KEY: 0001209491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 141197520 4 1 rrd418302.xml FORM4 BROGAN 11032014 X0306 4 2014-11-03 0 0001390777 Bank of New York Mellon Corp BK 0001209491 ROGAN BRIAN G THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Vice Chairman Common Stock 2014-11-03 4 M 0 49018 18.02 A 628307.7254 D Common Stock 2014-11-03 4 S 0 49018 38.6434 D 579289.7254 D Common Stock 3293.0447 I By 401(k) Plan 03/09/2009 Stock Options 18.02 2014-11-03 4 M 0 49018 D 2010-03-09 2019-03-09 Common Stock 49018 0 D Represents the weighted average price of shares sold with actual prices ranging from $38.62 to $38.675. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Holdings reported as of 08/08/2014. Grant of Stock Options under the Long-Term Incentive Plan. Grant exercisable in annual installments of one-fourth each beginning on date indicated. Not Applicable. /s/ Craig T. Beazer, Attorney-in-Fact 2014-11-05