0001181431-14-035562.txt : 20141105 0001181431-14-035562.hdr.sgml : 20141105 20141105164749 ACCESSION NUMBER: 0001181431-14-035562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIBBONS THOMAS P CENTRAL INDEX KEY: 0001209479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 141197528 4 1 rrd418307.xml FORM4 TGIBBONS 110314 X0306 4 2014-11-03 0 0001390777 Bank of New York Mellon Corp BK 0001209479 GIBBONS THOMAS P THE BANK OF NEW YORK MELLON CORPORATION ONE WALL STREET NEW YORK NY 10286 0 1 0 0 Vice Chairman & CFO Common Stock 2014-11-03 4 M 0 127359 32.21 A 369427.1382 D Common Stock 2014-11-03 4 S 0 127359 38.6316 D 242068.1382 D Common Stock 9739 I By Child #1 Common Stock 9739 I By Child #2 Common Stock 9739 I By Child#3 Common Stock 9739 I By Child #4 03/09/2005 Stock Options 32.21 2014-11-03 4 M 0 127359 D 2006-03-09 2015-03-09 Common Stock 127359 0 D Represents the weighted average price of shares sold with actual prices ranging from $38.545 to $38.675. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Grant of Stock Options under Long-Term Incentive Plan. Grant exercisable in annual installments of one-third each beginning on date indicated. Grant was scheduled to expire in March 2015 if not exercised. Not Applicable. /s/ Craig T,. Beazer, Attorney-in-Fact 2014-11-05