0001127602-21-029972.txt : 20211201 0001127602-21-029972.hdr.sgml : 20211201 20211201211217 ACCESSION NUMBER: 0001127602-21-029972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY ALFRED F JR CENTRAL INDEX KEY: 0001209454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33977 FILM NUMBER: 211464747 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISA INC. CENTRAL INDEX KEY: 0001403161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 260267673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 BUSINESS PHONE: 650-432-3200 MAIL ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 FORMER COMPANY: FORMER CONFORMED NAME: Visa Inc. DATE OF NAME CHANGE: 20070614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-30 0001403161 VISA INC. V 0001209454 KELLY ALFRED F JR P.O. BOX 8999 SAN FRANCISCO CA 94128-8999 1 1 CHAIRMAN & CEO Class A Common Stock 2021-11-30 4 M 0 3000 80.82 A 152459 D Class A Common Stock 2021-11-30 4 M 0 3000 109.82 A 155459 D Class A Common Stock 2021-11-30 4 S 0 9000 195.27 D 146459 D Class A Common Stock 2021-11-30 4 M 0 70467 A 216926 D Class A Common Stock 2021-11-30 4 F 0 37064 193.77 D 179862 D Employee Stock Option (Right to Buy) 80.82 2021-11-30 4 M 0 3000 0 D 2026-11-19 Class A Common Stock 3000 107904 D Employee Stock Option (Right to Buy) 109.82 2021-11-30 4 M 0 3000 0 D 2027-11-19 Class A Common Stock 3000 153728 D Performance Share Award 2021-11-30 4 A 0 70467 A Class A Common Stock 70467 70467 D Performance Share Award 2021-11-30 4 M 0 70467 D Class A Common Stock 70467 0 D This transaction was made pursuant to a Rule 10b5-1 trading plan dated September 13, 2021 adopted by the reporting person. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2016. Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2017. Represents performance shares earned pursuant to the November 19, 2018 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period. /s/ Sue Choi, Attorney-In-Fact 2021-12-01