0001144204-16-104267.txt : 20160523 0001144204-16-104267.hdr.sgml : 20160523 20160523171455 ACCESSION NUMBER: 0001144204-16-104267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arlington Asset Investment Corp. CENTRAL INDEX KEY: 0001209028 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 541873198 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET NORTH STREET 2: SUITE 1900 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033730200 MAIL ADDRESS: STREET 1: 1001 19TH STREET NORTH STREET 2: SUITE 1900 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC DATE OF NAME CHANGE: 20030331 FORMER COMPANY: FORMER CONFORMED NAME: FOREST MERGER CORP DATE OF NAME CHANGE: 20021205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONKEL J ROCK JR CENTRAL INDEX KEY: 0001229249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34374 FILM NUMBER: 161669982 MAIL ADDRESS: STREET 1: 1001 19TH ST N CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 v440725_4.xml FORM 4 X0306 4 2016-05-19 0 0001209028 Arlington Asset Investment Corp. AI 0001229249 TONKEL J ROCK JR C/O ARLINGTON ASSET INVESTMENT CORP. 1001 NINETEENTH STREET NORTH, SUITE 1900 ARLINGTON VA 22209 1 1 0 0 President and CEO Class A Common Stock 2016-05-19 4 P 0 10000 12.29 A 309820 D Class A Common Stock 2016-05-20 4 P 0 7500 12.47 A 317320 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.2187 to $12.3324, inclusive. The reporting person undertakes to provide to Arlington Asset Investment Corp., any security holder of Arlington Asset Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.4426 to $12.4958, inclusive. The reporting person undertakes to provide to Arlington Asset Investment Corp., any security holder of Arlington Asset Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ J. Rock Tonkel, Jr. 2016-05-23