0001104659-21-144901.txt : 20211130 0001104659-21-144901.hdr.sgml : 20211130 20211130144921 ACCESSION NUMBER: 0001104659-21-144901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHULMAN JOHN D CENTRAL INDEX KEY: 0001208886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39752 FILM NUMBER: 211459410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCP III SM AIV, L.P. CENTRAL INDEX KEY: 0001835386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39752 FILM NUMBER: 211459409 BUSINESS ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 BUSINESS PHONE: 301-215-7740 MAIL ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METP Holdings LLC CENTRAL INDEX KEY: 0001836319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39752 FILM NUMBER: 211459408 BUSINESS ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 BUSINESS PHONE: 301-215-7740 MAIL ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Juggernaut Partners III GP, L.P. CENTRAL INDEX KEY: 0001835421 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39752 FILM NUMBER: 211459407 BUSINESS ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 BUSINESS PHONE: 301-215-7740 MAIL ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Juggernaut Partners III GP, Ltd. CENTRAL INDEX KEY: 0001835433 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39752 FILM NUMBER: 211459406 BUSINESS ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 BUSINESS PHONE: 301-215-7740 MAIL ADDRESS: STREET 1: 5301 WISCONSIN AVE NW STREET 2: SUITE 570 CITY: WASHINGTON STATE: DC ZIP: 20015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Petros Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001815903 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851410058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 973-242-0005 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 tm2134252-1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-11-29 0 0001815903 Petros Pharmaceuticals, Inc. PTPI 0001208886 SHULMAN JOHN D 1185 AVENUE OF THE AMERICAS, 3RD FLOOR NEW YORK NY 10036 1 0 1 0 0001835386 JCP III SM AIV, L.P. 1185 AVENUE OF THE AMERICAS, 3RD FLOOR NEW YORK NY 10036 0 0 1 0 0001836319 METP Holdings LLC 1185 AVENUE OF THE AMERICAS, 3RD FLOOR NEW YORK NY 10036 0 0 1 0 0001835421 Juggernaut Partners III GP, L.P. 1185 AVENUE OF THE AMERICAS, 3RD FLOOR NEW YORK NY 10036 0 0 1 0 0001835433 Juggernaut Partners III GP, Ltd. 1185 AVENUE OF THE AMERICAS, 3RD FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock, par value $0.0001 per share 2021-11-29 4 P 0 500000 3.00 A 5557771 I See Footnote Warrant 3.50 2021-11-29 4 P 0 375000 0 A 2021-12-02 2026-12-02 Common Stock 375000 375000 I See Footnote See Note (1) in Exhibit 99.1. [see signatures attached as Exhibit 99.2] 2021-11-30 EX-99.1 2 tm2134252d1_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

(1)

The shares of common stock of Petros Pharmaceuticals, Inc. (“Petros”) are directly held by JCP III SM AIV, L.P. (“JCP III AIV”) and METP Holdings, LLC (“METP”). The shares of common stock directly held by JCP III AIV and METP are also indirectly beneficially owned by Juggernaut Partners III GP, L.P. (“JCP III GP”), the sole general partner of JCP III AIV and METP, Juggernaut Partners III GP, Ltd. (“JCP III GP Ltd”), the sole general partner of JCP III GP, and John Shulman, the sole director of JCP III GP Ltd (JCP III GP, JCP III GP Ltd and Mr. Shulman, together the “Indirect Reporting Persons”). Mr. Shulman is also a Director of Petros. Each of the Indirect Reporting Persons disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the common stock held directly by JCP III AIV in which the Indirect Reporting Persons have no pecuniary interest.

The address of each of Mr. Shulman, JCP III AIV, METP, JCP III GP and JCP III GP Ltd is 5301 Wisconsin Avenue, NW, Suite 570, Washington, DC 20015.

EX-99.2 3 tm2134252d1_ex99-2.htm EXHIBIT 99.2

Exhibit 99.2

This Statement on Form 4 is filed by: (i) John D. Shulman, (ii) JCP III SM AIV, L.P., (iii) METP Holdings, LLC, (iv) Juggernaut Partners III GP, L.P., and (v) Juggernaut Partners III GP, Ltd.

Name of Designated Filer: John D. Shulman

Date of Event Requiring Statement: November 29, 2021

Issuer Name and Ticker or Trading Symbol: Petros Pharmaceuticals, Inc. [PTPI]

	John D. Shulman

		/s/ John D. Shulman

METP Holdings, LLC

By:	Juggernaut Partners III GP, L.P.,
	its general partner
	By: Juggernaut Partners III GP, Ltd. its general partner

	By:	/s/ John D. Shulman
	Name: John D. Shulman Title: Director

JCP III SM AIV, L.P.

By:	Juggernaut Partners III GP, L.P.,
	its general partner
	By: Juggernaut Partners III GP, Ltd. its general partner

	By:	/s/ John D. Shulman
	Name: John D. Shulman Title: Director

Juggernaut Partners III GP, L.P.

By:	Juggernaut Partners III GP, Ltd.
	its general partner

	By:	/s/ John D. Shulman
	Name:	John D. Shulman
	Title:	Director

	Juggernaut Partners III GP, Ltd.

	By:	/s/ John D. Shulman
	Name:	John D. Shulman
	Title:	Director