0000950103-13-001067.txt : 20130214 0000950103-13-001067.hdr.sgml : 20130214 20130214151700 ACCESSION NUMBER: 0000950103-13-001067 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MSDW CAPITAL PARTNERS IV LLC CENTRAL INDEX KEY: 0001208775 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11353 FILM NUMBER: 13612718 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 13F-NT 1 dp36231_13fnt-msdwllc.txt FORM 13F-NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MSDW Capital Partners IV, LLC ----------------------------- Address: c/o Metalmark Subadvisor LLC ----------------------------- 1177 Avenue of Americas, 40th Floor ----------------------------------- New York, NY 10036 ------------------ Form 13F File Number: 28-11353 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth F. Clifford ------------------- Title: Chief Financial Officer of Metalmark Subadvisor LLC, Authorized Signatory ------------------------------------------------------------------------- for MSDW Capital Partners IV, LLC ---------------------------------- Phone: (212) 823-1900 -------------- Signature, Place, and Date of Signing: /s/ Kenneth F. Clifford New York, New York February 14, 2013 -------------------------- ------------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Metalmark Capital LLC