SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ALESIA PATRICK

(Last) (First) (Middle)
100 JERICHO QUADRANGLE

(Street)
JERICHO NY 11753

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRIFFON CORP [ GFF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President & Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
11/11/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Par Value $.25 per share 11/11/2003 M 11,000 A $6.81 40,295 D
Common Stock, Par Value $.25 per share 11/11/2003 M 11,000 A $7.61 51,295 D
Common Stock, Par Value $.25 per share 11/11/2003 M 44,000 A $6.65 95,295 D
Common Stock, Par Value $.25 per share 11/11/2003 F 38,078 D $19.87 57,217 D
Common Stock, Par Value $.25 per share 11/11/2003 S 1,800 D $19.94 55,417 D
Common Stock, Par Value $.25 per share 11/11/2003 S 4,600 D $19.96 50,817 D
Common Stock, Par Value $.25 per share 11/11/2003 S 12,000 D $19.9 38,817 D
Common Stock, Par Value $.25 per share 11/11/2003 S 900 D $20 37,917 D
Common Stock, Par Value $.25 per share 11/11/2003 S 2,000 D $20.02 35,917 D
Common Stock, Par Value $.25 per share 11/12/2003 S 4,622 D $20.2 31,295 D
Common Stock, Par Value $.25 per share 11/12/2003 S 2,000 D $20.07 29,295 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1995 Stock Option Plan $6.81 11/11/2003 M 11,000 11/08/1996 11/08/2004 Common Stock 11,000 $0 11,000 D
1995 Stock Option Plan $7.61 11/11/2003 M 11,000 11/07/1999 11/07/2005 Common Stock 11,000 $0 0 D
1998 Employee & Director Stock Option Plan $6.65 11/11/2003 M 44,000 11/11/2001 11/11/2009 Common Stock 44,000 $0 91,000(1) D
Explanation of Responses:
1. Does not include options to purchase 16,500 shares granted under the 1997 Stock Option Plan and options to purchase 25,000 shares granted under the 2001 Stock Option Plan.
\s\Patrick Alesia 11/12/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.